Sam Altman & OpenAI | 2023 Hawking Fellow | Cambridge Union

Sam Altman & OpenAI | 2023 Hawking Fellow | Cambridge Union — Cambridge Union

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Key ideas

  • Sam Altman argues that merely scaling current large language models on human text will fail to achieve superintelligence, asserting that a distinct algorithmic breakthrough is required to generate novel scientific discoveries. (61:45)
  • AGI development is projected to become the most expensive engineering project in human history, with scaling constraints expected to transition from energy to semiconductor manufacturing and packaging bottlenecks. (53:47)
  • Altman advocates for an international regulatory agency akin to the IAEA to license and monitor frontier AI models operating above extreme compute thresholds to prevent catastrophic misuse. (24:02)
  • Tech executives observe that younger programmers are beginning to outperform veteran engineers because deep fluency with AI coding assistants is outpacing decades of traditional experience. (20:00)

Detailed notes

## Background Published by the Cambridge Union on YouTube on November 15, 2023, this video documents OpenAI being awarded the 2023 Professor Stephen Hawking Fellowship in the Cambridge Union Debating Chamber on November 1, 2023. The event features an address and extended audience Q&A with OpenAI CEO and co-founder Sam Altman, who accepted the honor on behalf of his team to discuss artificial general intelligence, safety, and societal transformation.

## TL;DR In his fellowship lecture and subsequent discussion, Sam Altman reflects on Stephen Hawking's prescient warnings and optimism regarding AI, framing cognitive amplification as humanity's greatest lever for scientific progress. He unpacks OpenAI's evolution from an unfashionable non-profit research lab to a capped-profit entity structured to sustain massive compute demands while prioritizing alignment. Addressing questions from Cambridge students and leadership, Altman discusses the outcomes of the Bletchley Park AI Safety Summit, the necessity of an IAEA-style global regulatory body, and the vital role of empirical, real-world deployment over theoretical safety models. He concludes that while existing language models have advanced dramatically, achieving genuine superintelligence will require entirely new algorithmic breakthroughs capable of generating novel scientific knowledge.

## Atmosphere & style The setting within the historic, wood-paneled Cambridge Union Debating Chamber creates a striking juxtaposition between centuries-old academic tradition and rapid technological disruption. Altman delivers his remarks in a characteristically quiet, measured, and pragmatic cadence, deflating dramatic doomer rhetoric while treating catastrophic risks with serious, analytical sobriety. The dynamic between the student audience and Altman is intellectually rigorous and direct, blending deep philosophical inquiries about consciousness and human agency with candid assessments of geopolitical governance and capital constraints.

## Bulletin - [01:01:45](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=3705s) Sam Altman argues that merely scaling current large language models on human text will fail to achieve superintelligence, asserting that a distinct algorithmic breakthrough is required to generate novel scientific discoveries. - [53:47](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=3227s) AGI development is projected to become the most expensive engineering project in human history, with scaling constraints expected to transition from energy to semiconductor manufacturing and packaging bottlenecks. - [24:02](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=1442s) Altman advocates for an international regulatory agency akin to the IAEA to license and monitor frontier AI models operating above extreme compute thresholds to prevent catastrophic misuse. - [20:00](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=1200s) Tech executives observe that younger programmers are beginning to outperform veteran engineers because deep fluency with AI coding assistants is outpacing decades of traditional experience.

## Key takeaways - [05:00](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=300s) OpenAI was launched in 2015 when AGI was an academic taboo, later adopting a capped-profit subsidiary under a non-profit board to raise historic amounts of compute capital without compromising safety incentives. - [06:50](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=410s) Instilling human values into frontier models through empirical alignment research proved substantially easier in early practice than researchers had anticipated. - [08:30](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=510s) Altman defines his primary personal motivation for developing AGI as accelerating foundational scientific discovery by ten to one hundred times, aiming for breakthroughs like a grand unified theory of physics. - [32:50](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=1970s) The most acute near-term catastrophic risk from advanced AI stems from deliberate human misuse—such as engineered bioweapons or mass cyberattacks—rather than rogue autonomous systems. - [21:45](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=1305s) Universities must avoid banning AI tools and instead integrate them into curricula, as foundational learning and generating novel insights will remain the core human value. - [24:02](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=1442s) Global governance will eventually require an international regulatory body analogous to the IAEA to inspect compute clusters and prevent dangerous frontier proliferation. - [27:47](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=1667s) Elite startup founders require a high tolerance for being misunderstood for extended periods and should build deep expertise at the intersection of two distinct disciplines. - [35:07](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=2107s) Deciding whose values AI should represent is a harder problem than technical alignment, requiring a framework that balances democratic consensus against fundamental human rights protections. - [42:36](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=2556s) Model safety alignment and capability development are not opposing vectors, but rather a single unified research track advancing deep learning. - [47:30](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=2850s) Open-sourcing cutting-edge frontier models carries dangerous, irreversible societal tail risks, distinguishing them from smaller, easily auditable open-source models. - [49:02](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=2942s) OpenAI may never build consumer hardware, anticipating instead a hybrid future split between edge devices for low-latency tasks and massive centralized cloud infrastructure for heavy reasoning. - [55:05](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=3305s) AI safety cannot be solved in theoretical isolation; it requires empirical deployment and iterative real-world interaction across hundreds of millions of users. - [01:01:45](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=3705s) Achieving true superintelligence capable of expanding human knowledge beyond existing text will require a novel algorithmic leap beyond predictive language modeling.

## Detailed walkthrough ### [00:00](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=0s) Awarding of the 2023 Professor Stephen Hawking Fellowship

The evening opened at the Cambridge Union debating chamber with an introduction recounting the origins of the Professor Stephen Hawking Fellowship, which was established six years earlier in 2017 in partnership with Professor Hawking. The fellowship was conceived to bring world-leading figures in STEM fields to Cambridge to engage directly with students. Following Hawking's death shortly thereafter, the award grew into a living memorial to his legacy and his enduring relationship with the university. Hawking's family members, including Jane Hawking and Lucy Hawking, were recognized in the audience.

For 2023, the Fellowship Committee took the unprecedented step of conferring the award on a collective rather than an individual: the team behind OpenAI. The host emphasized that products such as DALL-E and ChatGPT had given the general public its first tangible grasp of the sweeping changes artificial intelligence would bring. OpenAI was selected not solely for technical prowess, but for articulating a positive and responsible approach toward artificial general intelligence (AGI), expanding public access, and reshaping global discourse. As the speaker highlighted, OpenAI’s commitment has “successfully shifted the Overton window on AI and AGI in a way that little else has previously been able to do.” Sam Altman was then called forward to accept the honor on behalf of the company and deliver his address.

[02:45](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=165s) Address by Sam Altman: The Prescience of Stephen Hawking

Taking the rostrum, Sam Altman thanked Lucy Hawking and the Hawking family for their hospitality, noting that he intended to keep his prepared remarks brief so as to spend the bulk of the session answering student questions. He described speaking at Cambridge as deeply humbling, recounting how Stephen Hawking’s insights into physics and the future of computation had personally inspired him. Altman stressed that Hawking had been extraordinarily prescient regarding artificial intelligence, and that OpenAI's researchers had drawn significant direction from his worldview.

Altman drew direct links between OpenAI’s philosophy and Hawking’s balanced vision of technology, quoting Hawking's observation: “We cannot predict what we might achieve when our own minds are amplified by AI.” Altman noted that cognitive amplification remains in its earliest infancy and will soon astound the public. He cited Hawking's further hope that advanced tools might repair the environmental and societal harms wrought by previous revolutions: “Perhaps with the tools of this technological revolution, we will be able to undo some of the damage done to the world by the last one, industrialization. We will aim to finally eradicate disease and poverty. Every aspect of our lives will be transformed.” To realize that potential, Altman maintained, deployment must be paired with safety protocols, proactive governance, and societal alignment.

[05:00](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=300s) From an Un-Airconditioned Apartment to Scaling Laws

Altman turned to the founding story of OpenAI to offer encouragement to students facing failure in audacious projects. Founded in 2015 as a non-profit, OpenAI committed itself to building artificial general intelligence that benefits humanity. At the time, the term "AGI" was treated as an academic taboo:

> “At the time, AGI was considered a bad word to say, and we were sort of laughed at by all serious professors in the field.”

He recalled working out of an apartment with no air conditioning, hitting roadblocks, and struggling through periods where virtually nothing worked. A turning point came in 2017 when Altman watched Hawking’s keynote at the Web Summit conference, where Hawking stated: “I'm an optimist, and I believe we can create AI for the good of the world, that it can work in harmony with us. We simply need to be aware of the dangers, identify them, employ the best possible practice in management, and prepare for its consequences well in advance.”

Invigorated by that optimism, the lab released GPT-1 in 2018. Altman candidly admitted that GPT-1 could barely do anything, earned little attention, and was rejected by academic conferences. Yet internal research convinced the team that system performance scaled predictably with compute and dataset size, leading to the formalization of scaling laws.

```mermaid flowchart TD accTitle: Evolution of OpenAI Scaling and Governance accDescr: Flowchart showing OpenAI's timeline from non-profit founding to capped-profit structure and model releases. subgraph Governance["Structure & Capital"] NP["2015: Non-Profit Founded"] CP["2019: Capped-Profit Subsidiary<br/>(Returns Capped, Mission First)"] NP --> CP end subgraph Releases["Iterative Model Releases"] G1["2018: GPT-1<br/>(Rejected by conferences)"] G2["2019: GPT-2"] G3["2020: GPT-3"] CG["2022: ChatGPT<br/>(Low-key preview)"] G4["2023: GPT-4"] G1 --> G2 --> G3 --> CG --> G4 end CP -.->|"Funds Compute & Talent"| G2 ```

Realizing that training frontier models would require unprecedented capital, OpenAI restructured: - Created a capped-profit subsidiary governed strictly by the original non-profit board. - Imposed hard limits on returns to investors and employees, channeling surplus proceeds back to the public charity. - Kept the non-profit charter primary to prevent financial incentives from superseding the core mission of safe deployment.

[06:50](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=410s) The ChatGPT Turning Point and Alignment Realities

The scaling hypothesis yielded rapid successive milestones: GPT-2 in 2019, GPT-3 in 2020, ChatGPT in late 2022, and GPT-4 in early 2023. Altman remarked on the unexpected public reaction to ChatGPT, admitting the team initially viewed it internally as an unassuming experiment: “We called it a low-key research preview, and that's what most of us believed would happen.” Instead, within a year it had accumulated hundreds of millions of users worldwide and reshaped society's concept of intelligence.

Alongside raw capabilities, Altman emphasized the necessity of model alignment. OpenAI uses iterative public releases to gather societal feedback and evaluate safety baselines. He noted an unexpected positive surprise from their empirical work: “Through our alignment and safety techniques, we've been able to instill human values into our models. This is something that many people, myself included, thought might be much harder than it has so far turned out to be.” However, the company continues to run extensive red-teaming, external audits, and real-time monitoring to suppress misuse.

[08:30](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=510s) Managing Existential Downside to Unlock Scientific Breakthroughs

Altman balanced his optimism by invoking Hawking's stark 2017 warning: “AI could be the worst invention in the history of our civilization.” In frontier AI, Altman argued, severe existential hazards and unprecedented upsides are inherently linked; one cannot capture the benefits without methodically confronting the catastrophic risks.

Explaining why OpenAI pushes forward despite these hazards, Altman pointed to the potential transformation of global living standards: - **Global Healthcare:** AI can assist in regions facing severe doctor shortages and, over decades, potentially solve complex pathologies and diseases. - **Democratized Education:** Personalized, interactive AI tutoring adapted to the individual cognitive pace and interests of each student. - **Scientific Acceleration:** Altman identified the acceleration of foundational discovery as his primary motivation, concluding: “We on our own, maybe we can accomplish a certain rate; with AI, maybe we can make that rate ten times or a hundred times faster. And I think all real human progress comes from deepening our scientific understanding of the world.”

[10:00](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=600s) A Scientific Approach to AI Risk and Hawking's Call to Action

Altman opens by emphasizing that society must take the full spectrum of AI safety risks seriously, spanning from present-day tools to future systems that will inevitably be classified as superintelligence. OpenAI is focusing on building a quantitative, empirical framework rather than indulging in doom-laden predictions. Altman criticizes purely fatalistic attitudes toward technological disruption: “The sort of current rhetoric where we just say it's all going to be horrible and there's nothing that can be done is not very productive and certainly not very scientific.” OpenAI is dedicated to solving the alignment of superintelligent systems over the coming years while collaborating directly with governments and civil society.

```mermaid flowchart TD accTitle: Transition from Current Systems to Superintelligence accDescr: Flowchart illustrating the path from current risks to safe superintelligence through evidence-based research and collaboration. subgraph S1["Current Landscape"] A["Current AI Systems"] --> B["Superintelligent AI"] end subgraph S2["Risk Mitigation Strategy"] B --> C["Quantitative, Evidence-Based Methodology"] C --> D["Evaluate, Forecast & Protect"] end subgraph S3["Global Collaboration"] D --> E["Governments & Civil Society"] D --> F["Interdisciplinary Academic Research"] E & F --> G["Safe & Equitable AGI"] end ```

Addressing the Cambridge audience directly, Altman expresses admiration for the university's intellectual legacy, admitting a touch of envy that the United States lacks an exact equivalent. He appeals to students and researchers across disciplines to contribute via research, policy advocacy, or beneficial applications. Concluding his prepared remarks, Altman invokes the words of Professor Stephen Hawking, urging the audience to push past theoretical discourse into concrete planning, before formally accepting the 2023 Hawking Fellowship Award amid applause.

- Altman stresses that building safe Artificial General Intelligence (AGI) must be a border-transcending, collective endeavor. - Both unlocking the capabilities of AI and guaranteeing its equitable distribution are described as fundamental "moral imperatives." - Hawking’s quoted charge challenges the room to stand on the “threshold of a brave new world” as pioneers willing to think big.

---

[12:27](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=747s) The Capped-Profit Structure and Capital Requirements of Scale

The conversation transitions to a moderated Q&A format. The moderator inquires about the foundational philosophy differentiating OpenAI from its peers, particularly how its corporate model supports its mission. Altman recounts the evolution of OpenAI's structure, reflecting on their early uncertainty regarding where AI technology was headed and how much leverage they could muster. Initially, the founders evaluated three potential organizational setups: a non-profit, which risked not getting enough done; a standard for-profit company, which risked driving forward too aggressively without restraint; and a government entity, which risked stagnation followed by an uncontrolled surge. Choosing the non-profit model seemed prudent at the outset, but they rapidly recognized a major miscalculation: they fundamentally underestimated just how much scale mattered.

Realizing that raising tens or hundreds of billions of dollars within a conventional non-profit structure was impossible, OpenAI devised its hybrid "capped-profit" model. This setup preserved non-profit governance—retaining the mandate to hand the technology over to humanity when appropriate—while leveraging capitalist markets to finance astronomical computing costs. Altman projects that OpenAI’s push toward AGI will likely become “the most expensive engineering project in the history by the time it's done.”

Reflecting on corporate behavior, Altman notes that previous tech giants did not falter because their founders were ill-intentioned, but rather because bad incentive structures inevitably corrupt positive goals: “In fact, so much so that any time you can spend thinking about how to correctly set the incentives on a person, a team, an organization, whatever, that's like probably the highest leverage thing you can do.” Capping financial returns eliminates the systemic pressure to pursue profit maximization at the expense of safety and public good.

---

[15:00](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=900s) Aligning Incentives and Relations with Elon Musk

Altman expands on the moral dimension of technological progress, arguing that the public conversation often focuses so heavily on risks that the transformative upsides are obscured. He highlights the profound gains in global quality of life that could occur if access to high-grade intelligence grew tenfold year after year. Fulfilling that vision requires strict governance rules so teams avoid being pushed into dangerous shortcuts by market incentives.

The moderator asks about OpenAI co-founder Elon Musk, who departed the organization and publicly advocated for a pause in the training of cutting-edge frontier models. Altman shares that he had just crossed paths with Musk earlier that day at the UK AI Safety Summit held at Bletchley Park. Downplaying interpersonal friction, Altman offers a brief and diplomatic response: “I think we share much more in common than we think differently about this.” He expresses enduring respect for Musk and affirms his desire for constructive future collaboration between their initiatives.

---

[17:19](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=1039s) Progress Toward AGI and Defining Success for the Next Decade

When prompted to reflect on the rollout of systems like ChatGPT and DALL-E, Altman firmly clarifies that true AGI has not yet arrived. Nonetheless, he points out that showing GPT-4 to researchers five years prior would have exceeded their expectations of how close machines could come to generalized reasoning. Even if current models exhibit only nascent, fragile understanding, their capacity to synthesize complex concepts and parse human language constitutes a monumental milestone.

Altman admits that internal teams at OpenAI find the current iteration of GPT-4 almost embarrassing because they are intimately familiar with its blind spots, hallucinations, and structural limitations. Even so, the model delivers measurable utility to hundreds of millions of users worldwide. When the moderator asks what OpenAI considers success over a ten-year horizon, Altman describes the company's core identity as that of a "tool builder": “And if the tools are so good that they are enabling us to live much better lives, to if someone can go discover the grand theory of all of physics in ten years using our tools, that would be pretty awesome.”

- The rapid adoption of GPT-4 proved that deeply useful AI arrived much faster than common industry projections suggested. - Success in ten years is framed not around self-serving corporate metrics, but around external human breakthroughs unlocked by AI tooling, such as unifying fundamental physics.

[20:00](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=1200s) Advice to the Next Generation and How AI Is Changing the Workforce

Asked how young people can adapt to an AI revolution whose impact they will feel most directly, Sam Altman points out that the youth naturally adapt best to every technological shift. In fact, he recounts a striking trend recently reported to him by CEOs of major tech corporations. Historically, software engineering managers could reliably track programming productivity: fresh 22-year-old college graduates would enter a company and improve predictably by about 30% each year until hitting their late twenties, at which point career paths diversified. Now, however, those same executives report an unprecedented reversal:

> “For the first time, these CEOs have observed that the younger people are outperforming the older people as programmers.”

What junior engineers lack in raw years of experience, Altman explains, they more than compensate for through intuitive mastery of modern AI tools. He underscores how profound this shift is:

> “What they lack in experience, they make up for with familiarity with AI tools. And this is like, I think, a bigger deal than it sounds like on the surface.”

Looking at the broader historical picture, Altman hopes this technological disruption breaks a recent period of stagnation. He notes that while younger generations have historically driven aggressive innovation and social change, that dynamic had slowed down over the past decade. Because technological revolutions shake established foundations, he expresses hope that young people will leverage this moment to unseat entrenched problems and aggressively lead the future.

---

[21:45](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=1305s) How Universities Must Adapt to AI

Addressing an audience at the University of Cambridge—an institution more than eight centuries old—the moderator asks how higher education needs to evolve when its fundamental methods of teaching and learning have remained largely consistent for hundreds of years. Altman reflects on his own academic path, asserting that the primary value he gained from school boiled down to two essential meta-skills: first, the meta-skill of learning how to learn new things, and second, learning how to produce novel, creative thoughts that could not simply be looked up. The specific domain facts were merely useful training data for that core cognitive engine, and he insists that dynamic will remain completely untouched by AI.

Altman draws a historical parallel to the emergence of search engines when he was a student. Older peers and graduates from five years before him faced school administrators who tried to ban Google outright, demanding students sign pledges never to use it on the premise that effortless fact-finding would destroy education. Altman views the early reactionary bans against ChatGPT as an identical, short-lived panic:

> “Now people have decided that they're gonna embrace it and learn how to use it and that, I think, is a much better idea.”

He warns that educational institutions do a disservice if they shield students from modern tooling, because the tools of education and professional life will continuously evolve:

> “But you have got to teach people to fully use all of the tools that are available. Otherwise, they will just underperform everybody else.”

---

[24:02](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=1442s) Progress at the Bletchley Park AI Safety Summit and Global Governance

Having arrived directly from the UK AI Safety Summit at Bletchley Park, Altman describes an unexpected degree of international consensus regarding the governance of advanced models. Across world leaders, international delegates, and frontline AI labs, he sees an unprecedented alignment on the imperative to regulate powerful systems—beginning with existing capabilities and scaling in rigor as system autonomy and risk levels grow. He anticipates that reasonable baseline policies are already being drafted across various jurisdictions, but predicts that humanity will eventually require a unified international framework:

> “I think we will at some point need a global regulatory body which we don't get often, but we had one for atomic energy. I think we'll decide we need something like that as we get closer to AGI.”

```mermaid flowchart TD accTitle: Trajectory of AI Safety and Regulation accDescr: Flowchart illustrating the evolution of AI oversight from current models to AGI-level international governance. subgraph CurrentPhase["Near-Term Oversight"] A["Existing Frontier Models"] --> B["National Legislation & Sensible Guardrails"] end subgraph EscalationPhase["Scaling Capabilities"] B --> C["Increasing System Risk & Capabilities"] C --> D["Multilateral Alignment Among Nations & Labs"] end subgraph LongTermGovernance["High-Capability / AGI Regime"] D --> E["Global Regulatory Agency (Modeled on IAEA for Atomic Energy)"] end ```

Noticing protest flyers or papers dropped in the hall during the event, Altman acknowledges the fear behind calls to halt development altogether. He expresses genuine empathy for those anxieties, noting that every major leap in technology evokes understandable panic. However, he rejects calls for an outright moratorium on AI progress as deeply naive:

> “The default state of the world is that things decay and get worse and worse. And the only way that not only do we make life better, which again I think is a moral obligation for all of us, but even keep push against that decay and all like kill each other, destroy each other, is with progress and increasing quality of life, and the only way we get that is through technology.”

Halting development is not only unworkable in practice, but forfeits the massive benefits required to elevate society. Instead, Altman insists on finding a pragmatic middle path that couples vigilant safety and responsibility with steady technological expansion.

---

[26:27](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=1587s) The British Government's Regulatory Approach

When pressed on what the UK government is getting right and wrong in its handling of AI safety, Altman jokes that he almost hesitated to voice his opinion out of fear of causing offense, before realizing the comment was actually a compliment. He praises the UK’s defining cultural temperament:

> “One of the things that I really admire about British culture is I think British people, British society, British institutions. They're very reasonable.”

He contrasts the British approach with two unhelpful global extremes: - Certain nations that advocate doing nothing, adopting a laissez-faire stance that governments should never intervene or slow technology down. - Other jurisdictions that admit to having little technical competence but jump straight into heavy-handed bans and preemptive shutdowns simply because they know how to draft restrictions.

By avoiding both inaction and blanket bans, Altman argues, the British government has charted a nuanced, thoughtful path that serves as a positive model for the rest of the world.

---

[27:47](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=1667s) Essential Founder Qualities and Entrepreneurship

Drawing on his years as president of Y Combinator, Altman looks past standard venture capital clichés—such as general intelligence or raw idea quality—to pinpoint the less obvious traits that determine startup success. While acknowledging that fierce determination is mandatory, he emphasizes a founder's psychological stamina:

> “Willingness to be misunderstood for a long period of time. The best companies are not the ones that are the most fashionable.”

Because the best ventures often look unappealing at inception, Altman observes that starting an AI application company today might paradoxically be unideal purely because it is fashionable, though the sheer scale of the AI platform shift might prove to be an exception.

Beyond defying conventional opinion, Altman highlights three intertwined capabilities that set elite founders apart: - **Internally Driven Commitment:** The fortitude to persist for years without positive feedback, accolades, or external validation. - **Deep Problem Obsession:** An unrelenting, intrinsic impulse to grind through structural setbacks out of genuine fascination with the problem space. - **Mastery of Evangelism and Clear Communication:** The ability to articulate ideas compellingly, which Altman notes is vital for hiring top personnel, convincing investors, and explaining the company's ultimate mission to the public.

[30:14](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=1814s) Website Crawlers and Accessibility for People with Disabilities

The question-and-answer session begins with an audience question from Amy, the head of social media at the University of Cambridge. She explains that over the summer, her team developed guidelines for using ChatGPT to draft campaign ideas, student emails, and social media quizzes. However, she seeks Altman’s direct advice on a major policy dilemma: should Cambridge leave its university website open to AI web crawlers from OpenAI and other developers, or should it block access, following the path taken by publications like *The New York Times* and *The Guardian*? Altman answers that the decision ultimately depends on what Cambridge wants future AI systems to know:

> “I think that really depends on how you want future versions of GPT to work? Like, do you... Do you prefer that in GPT-5 and 6 is all the information on that website or not?”

He points out that organizations operate on differing philosophies: some companies adopt business models requiring payment before their content can be accessed, whereas many other content creators actively prefer their knowledge to remain broadly accessible.

```mermaid flowchart TD accTitle: Data Access Models for AI Web Crawlers accDescr: Decision pathway for institutions deciding whether to allow AI crawlers on their websites based on business and distribution goals.

A["Content Owner Strategy"] --> B{"Primary Objective?"} B -->|"Monetization / IP Control"| C["Block Crawlers<br/>(e.g., The New York Times, The Guardian)"] B -->|"Public Knowledge & Reach"| D["Open Access Crawlers<br/>(Include in GPT-5, GPT-6)"] ```

The next question comes from an audience member who asks what concrete steps OpenAI is taking to ensure that AI remains genuinely accessible, specifically to people with disabilities. Altman states that OpenAI approaches accessibility from two distinct angles: economic affordability and multi-sensory capability. On the financial side, he emphasizes OpenAI's commitment to maintaining a robust free version of ChatGPT for anyone who wants it, alongside an active effort to lower API inference costs:

> “So, you know, the number one developer request on us is just, can you make GPT-4 cheaper?”

Regarding physical accessibility, Altman points out that the software has evolved beyond raw text to integrate multimodality—introducing image comprehension and two-way voice/audio interfaces, with more input types planned. He envisions the technology developing into a tool people can interact with passively throughout their daily lives in whichever modality suits their physical needs, noting that the model itself will eventually help optimize its own accessibility design.

- **Developer Priorities**: The single most frequent request from third-party builders is making GPT-4 cheaper so that international developers and cost-constrained projects can afford to deploy it. - **Multimodal Accessibility**: Expanding beyond text to bidirectional audio and vision processing allows people with physical or visual impairments to navigate the service intuitively.

---

[32:50](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=1970s) Catastrophic Risks, Misuse, and Global Compute Governance

A student at the back poses a time-travel thought experiment: imagine a future version of Altman walks into the chamber 15 years from now and reveals that, despite all of OpenAI's rigorous safety protocols, an AI catastrophic failure resulted in the loss of roughly one billion human lives. The student asks Altman what he believes would be the most likely cause of such a catastrophe and what marginal intervention today could prevent it. Altman responds that malicious human intent represents the greatest danger:

> “I think the most likely way this... something like that happens is intentional misuse. So a person who is using the tools to intentionally cause harm.”

While accidental catastrophes during training runs or subtle model-driven persuasion remain serious safety concerns, Altman states that it requires "not too many deductive leaps" to see how an actor weaponizing AI for a mass bioweapon or a catastrophic cyber attack could inflict immediate, vast devastation.

To mitigate that scenario, Altman advocates for an international oversight framework. He calls for a global regulatory authority tasked with inspecting and licensing frontier models operating above an established compute and power threshold:

> “And if it turns out that because of algorithmic progress, it's not, then we're definitely going to have some challenges as a world.”

He stresses that such regulations must be crafted carefully so they do not strangle open-source developments or small-scale hobbyist innovation. The entire strategy rests on the hope that the physical computing threshold required to unlock dangerous capabilities remains high enough to monitor; if novel algorithmic efficiencies make dangerous capabilities attainable on low-compute platforms, controlling misuse will become drastically harder for the international community.

---

[35:07](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=2107s) Pluralistic Value Alignment and Collective Moral Preferences

An audience member asks about the philosophical foundations of value alignment: when building systems intended to benefit all of humanity, how does OpenAI decide which values to encode, how does it navigate ethical dilemmas with conflicting moral hierarchies, and how can a single model faithfully represent a diverse, pluralistic world? Altman acknowledges that solving the core mathematics of alignment is only the preliminary hurdle:

> “I think part one of our challenge is to solve the technical alignment problem. And that's what everybody focuses on. But part two is to whose values do you align the system once you're capable of doing that? And that may turn out to be an even harder problem.”

Altman shares an exploratory, working idea that he notes he might later revise as he learns more: utilizing the interactive nature of AI itself to crowdsource human ethics. Because ChatGPT can communicate with hundreds of millions of people individually, it could actively poll users—or humanity as a whole—to establish societal consensus on thorny ethical boundaries.

```mermaid flowchart TD accTitle: Interactive Value Alignment Framework accDescr: OpenAI's proposed process for establishing model boundaries and ethics through large-scale user dialogue and democratic preference setting.

subgraph Consensus["Broad Democratic Input"] A["ChatGPT Dialogue with Global Users"] --> B["Establish Default Societal Baseline"] end

subgraph Boundaries["Boundaries & Customization"] B --> C["Hard Outside Edges<br/>(Absolute Bans, e.g., Violence)"] B --> D["User Customization Spectrum<br/>(Personalized Nudges & Styles)"] end

subgraph Model["Frontier System"] C --> E["Aligned AGI System"] D --> E end ```

He suggests using this interactive model to determine the default baseline behavior, delineate the outer guardrails of unacceptable outputs (such as absolute bans on causing physical harm), and define how much room individual users have to customize their system's persona. He also wonders whether conversational systems could serve an educational role by exposing users to alternative viewpoints and showing them the externalities of their choices, or even nudging humanity toward moral progress:

> “And the idea that AGI reflects the collective moral preferences of everyone on Earth seems to me like at least a good baseline to start with.”

---

[37:28](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=2248s) Scientific Discovery: Academia vs. Startups and Intersecting Skills

A PhD student follows up on Altman’s vision of using AI to accelerate the scientific frontier. The student confesses that doing research within academia can feel like watching a slow-moving glacier, whereas industry feels like the place where breakthrough progress is happening, and asks where young scientists should direct their careers.

Altman addresses his own past with a grin and self-deprecating candor. He admits that as a kid he had planned on becoming an academic before pivoting to industry—a detour that left him exceptionally happy. However, he warns the student not to follow his trajectory uncritically:

> “I'm biased because... I thought when I was a kid that I wanted to be an academic, and then I decided to go work in industry, and I've been super happy about it. That reroute. So you shouldn't listen too much to me because it worked this way for me and it works this other way for others, but I'm certainly biased to thinking that you can do amazing knowledge advancement work in industry and in startups in particular. But I think you've got to discount that close to 100% coming from me.”

Regardless of whether one chooses an academic lab or a startup incubator, Altman shares a broader rule for professional leverage: young researchers should avoid the trap of becoming narrow, hyper-specialized single-domain experts. Instead, he advises combining deep rigor in a scientific domain with native fluency in modern AI tooling:

> “I'm a big believer that if you can get really good at two things with an important intersection, that's when you can massively contribute to the world.”

He observes that narrow disciplines are fiercely competitive, but researchers who master the cross-section of advanced domain knowledge and applied machine learning unlock outsized leverage and career advantages.

---

[39:20](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=2360s) Critical Thinking, Automation, and Self-Inflicted Intellectual Atrophy

An attendee transitions to a philosophical concern regarding the downstream cognitive consequences of AI. Congratulating Altman on OpenAI's technological milestones, the questioner clarifies that his greatest fear is not malice inflicted on people by others, but self-inflicted cognitive decay. He argues that people have an overwhelming economic and convenience incentive to offload their own critical thinking to AI and AGI. Citing the Roman emperor and Stoic philosopher Marcus Aurelius, the attendee cautions that when human intelligence and reasoning wither, society will be reduced to little more than "dead bodies walking around," and begins pressing Altman on how OpenAI intends to mitigate this creeping atrophy of human intellect as systems advance.

[40:00](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=2400s) Cognitive Capacity, Tools, and Historical Moral Panics

Sam Altman rejects the notion that artificial intelligence will erode human cognitive abilities or make people dumber, arguing instead that superior tools allow humans to operate at progressively higher levels of abstraction. When provided with more capable tooling, individuals are able to hold larger problems in their heads and free up mental bandwidth for harder tasks. While acknowledging that some subset of the population will always choose to spend their time taking drugs or playing video games all day, Altman stresses that the vast majority of people are driven by an inherent desire to create, contribute to society, feel useful, and satisfy their curiosity. AI accommodates both choices: it enables people who wish to do less to do less, while empowering those who want to achieve more to do exponentially more.

Reflecting on past technological revolutions, Altman notes that every major shift triggers a predictable moral panic claiming society is losing something irreplaceable and that human life is doomed to get worse. In reality, modern humans achieve vastly more than people did centuries ago because of accumulated societal scaffolding and tools like computers and the internet. Previous generations labored intensely to invent systems whose ultimate fruits they would never live to see, driven by the conviction that future generations would stand on their shoulders, think harder, and live healthier, more capable lives. Looking ahead, Altman envisions future generations achieving feats so profound that contemporaries might feel a touch of regret for not growing up in an era of superintelligence. Altman summarizes his stance directly: “I don't think AI makes us dumber. I think it's going to turn out to make us much, much smarter.”

[42:36](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=2556s) Capabilities and Alignment as a Single Vector, and Government Talent

An audience member asks how society can ensure that top computer scientists, engineers, and AI researchers are evenly distributed across core model development, AI alignment, and government policy when the overwhelming share of private capital flows straight into capabilities development.

Altman responds by admitting he used to share the view that capabilities research and safety alignment were orthogonal, competing vectors. Over time, his perspective shifted as empirical progress revealed that the underlying deep learning mechanics are fundamentally shared. Major breakthroughs originally pursued under the banner of alignment turned out to yield the biggest capability advances, and vice versa:

```mermaid flowchart LR accTitle: Unified Deep Learning Progress accDescr: Diagram showing how deep learning research drives both capability leaps and alignment techniques together. subgraph Progress["Deep Learning Mastery"] DL["Pushing Back Veil of Ignorance"] end subgraph Synergies["Dual Outcomes"] CAP["Capabilities Leaps"] ALN["Alignment Techniques"] end DL --> CAP DL --> ALN CAP <-->|"Techniques & Insights"| ALN ```

As Altman describes it: “And so I think of it as like a sort of surprisingly one-dimensional vector of progress, which is how good are we at pushing back the veil of ignorance on deep learning, and then we can use that to make a successful system, which is a combination of capabilities and alignment.”

Addressing the state capacity side of the question, Altman rejects the standard governmental excuse that premier technical talent only wants to work in the private tech sector. In his experience, brilliant and thoughtful technologists possess a genuine appetite to work on AI governance inside public institutions; governments simply have to muster the administrative will to create those roles and recruit them aggressively.

[44:15](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=2655s) Challenging Tech Utopianism, Social Media, and the Threat to Democracy

A student challenges Altman's optimistic narrative, drawing a parallel to the early utopian promises of social media as an engine for the democratization of knowledge. Instead of democratizing society, the student argues, massive corporations monopolized information flows, monetized them aggressively, and sold attention to the highest bidder—paving the way for AI to automate mass disinformation and micro-targeted propaganda. Pointing to OpenAI's backing by wealthy private investors, the questioner asks Altman point-blank whether he worries he has “sacrificed democracy on an altar of utopianism.”

Altman gives an emphatic answer: “No.” While he acknowledges the severe negative consequences of social media—specifically its harm to young people's mental health and its role in accelerating political radicalization—he states that he would still not push a hypothetical button to undo social media's existence. In his view, social media arrived faster than institutions and regulatory bodies could formulate guardrails, representing a failure of institutional governance rather than an inherently evil technology.

Turning to the student's criticism, Altman sharply rejects the paternalistic premise that an elite class should decide what information is legitimate for the public: - He argues that decentralizing and democratizing access to information is fundamentally a net good for the world. - He criticizes the presumption among people at elite universities who believe they “just know better” than ordinary citizens about what information should be consumed. - He agrees with the audience member on the dangers of ad-based business models, stating that advertising creates an intrinsic misalignment between a platform's incentives and its users' well-being. - He condemns the attention-hacking mechanics pioneered by consumer tech platforms. - While OpenAI will inevitably encounter novel, unforeseen failure modes, Altman insists the objective must be to learn from past corporate mistakes rather than duplicate the misaligned incentives of social media companies.

[47:30](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=2850s) Open Source Models and Calibrating Societal Risk

An audience member highlights criticisms raised by prominent researchers Andrew Ng and Yann LeCun, who argue that apocalyptic warnings about artificial general intelligence (AGI) are used opportunistically to stifle open-source development and concentrate power inside a handful of incumbent tech corporations. The questioner asks Altman for his stance on open-source AI models.

Altman affirms that open-source software is vital and positive for individual empowerment, endorsing the release of open models at reasonable scales where empirical testing ensures developers are not committing an irreversible error. However, he strongly breaks with the absolutist position that all cutting-edge frontier models should be made open source immediately upon training:

- He points out that while society typically self-corrects through trial and error, frontier AI introduces unique tail risks that demand precaution. - Referencing Andrew Ng directly, Altman remarks: “Andrew, he was my like undergrad professor, I respect for him, but I like I also respectfully disagree that we should just like instantly open source every model we train.” - Characterizing unrestricted frontier model releases as “insanely reckless,” Altman states that OpenAI will refuse to adopt such an approach, framing the disagreement as a question of where one calibrates acceptable risk when gambling with societal safety.

[49:02](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=2942s) Consumer Hardware, Chips, and Physical-World AI

A finance student named Pantitra asks when OpenAI can be expected to release hardware. Altman responds with candor: “Possibly never, unfortunately.”

Seeking clarification on whether the audience member means consumer devices, in-house silicon chips, or robotics, Altman notes that although it would feel “a little bit sad” if OpenAI's technologies never interacted directly with the physical world, pure cognition remains the company's paramount objective and the higher-order bit of the AI transition.

[50:00](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=3000s) AI Hardware Form Factors and Ilya Sutskever’s Test for Consciousness

Altman addresses the open question of hardware in the era of artificial intelligence. He maintains that whenever a major technological shift occurs, humanity gets an opportunity to rethink computing platforms from first principles. Because computers can now genuinely understand natural language and execute intricate workflows with minimal human input, failing to pioneer an entirely new category of physical device would feel like a missed opportunity. At the same time, he acknowledges the sheer difficulty of competing with the smartphone, pointing out that modern phones are remarkably capable and versatile general-purpose machines, setting an exceptionally high bar for any contender.

The conversation then turns to the nature of machine consciousness. When asked by an audience member for his definition of consciousness and pressed on whether OpenAI might already possess a conscious system in secret, Altman quickly dismisses the secrecy premise. Turning to the difficulty of testing for subjective awareness, he describes a thought experiment formulated by OpenAI co-founder and Chief Scientist Ilya Sutskever. Because measuring internal experience directly is so fraught, the experiment relies on rigorous data sanitization:

```mermaid flowchart TD accTitle: Ilya Sutskever Consciousness Thought Experiment accDescr: Diagram showing the process of training a model on data stripped of consciousness concepts and testing whether it recognizes the subjective experience when described.

subgraph DataPrep ["1. Data Curation"] A["Standard Training Corpus"] --> B["Strip All Mentions of Consciousness & Subjective Experience"] B --> C["Exclude an Unrelated Baseline Concept as Control"] end

subgraph TrainingEval ["2. Model Training & Baseline Probe"] C --> D["Train Frontier Model on Redacted Data"] D --> E["Query Model on Control Concept"] E --> F["Model Confirms: 'I know nothing about that'"] end

subgraph TestPhase ["3. Consciousness Evaluation"] F --> G["Introduce Concept of Consciousness & Describe Subjective Human Experience"] G --> H{"Model Reaction"} H -->|"Aha Moment: 'I recognize that feeling, but never had the word' "| I["Potential Indicator of Genuine Consciousness"] H -->|"Blank Slate: 'I have no concept of this' "| J["Non-Conscious System"] end ```

Altman notes that if a model trained without any textual artifacts of subjective experience can immediately recognize and map an explained human internal state to its own operations, that result would demand serious scientific attention.

- As Sam Altman promised regarding secret advances: “We would definitely tell the world if we had one we thought was conscious.” - Sutskever's proposed test requires expunging not just direct mentions of consciousness, but even adjacent concepts describing subjective experience, alongside a separate control concept to verify whether omission prevents recognition.

---

[52:53](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=3173s) On-Device Edge Models versus Scaled Cloud Compute

An audience member asks about the proliferation of smaller, localized open models and whether the future of artificial intelligence will live primarily on personal devices like phones and iPads without internet access, or if cutting-edge cognitive work will stay tethered to the cloud. Altman outlines a bifurcated ecosystem rather than a winner-take-all scenario. While localized models operating on consumer hardware are essential and worth supporting, the heaviest computational loads and premier reasoning capabilities will inevitably demand the resources of large-scale cloud clusters.

- On the structural split between local hardware and centralized compute, Sam Altman states: “I think the future will be a hybrid.” - He emphasizes that while on-device models handle latency-sensitive and offline tasks, the high-value cognitive labor users desire will remain centered in massive cloud infrastructure.

---

[53:47](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=3227s) Compute Bottlenecks and the Coming Abundant Energy Revolution

The debate moves to the intersection of artificial intelligence and energy limits. A student asks whether the dramatic computational and energy demands of AI models could prove incompatible with safe development, especially if energy becomes drastically cheaper. Altman reveals that AI and energy are the two domains occupying almost all of his strategic focus. He anticipates a dramatic shift in energy economics in the near future, driven by rapid progress in nuclear fusion alongside continuing gains in solar generation and storage technology.

Even under optimistic projections for limitless clean power, Altman argues that energy will not remain the primary bottleneck for scaling AI. Instead, the ultimate constraint will rest in hardware manufacturing and the broader semiconductor supply chain. Fabricating advanced chips, moving raw materials, and packaging specialized silicon involve complex physical logistics that even zero-cost electricity cannot immediately resolve.

- Sam Altman anticipates rapid breakthroughs in power generation: “And I think we are just a few years from like very cheap, very abundant fusion, to say nothing of what's almost certain to happen with solar and storage.” - On the enduring structural limits of AI hardware, he stresses: “Even if our most wild predictions about what the economics of fusion can look like all come true, we will still be limited by the chips we can make and the entire supply chain there for a long time, but it does not change the physics of this.”

---

[55:05](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=3305s) Responsible Scaling, Preparedness Frameworks, and the UK AI Summit

A student studying the ethics of AI cites a fresh evaluation by Cambridge’s Centre for the Future of Intelligence (CFI) analyzing compliance with UK government safety recommendations. The study ranked Anthropic first at 82%, OpenAI second at 74%, and Meta last at 48%. The questioner asks whether OpenAI will commit to publishing its risk thresholds and whether those thresholds will be shaped by democratic consensus or left solely to internal technical teams. Altman nods to his colleague Aleksander Madry, who was present in the chamber and heads OpenAI’s Preparedness team. Altman commits to publishing the framework, though he emphasizes that its value lies in ongoing revisions rather than any single static document.

```mermaid flowchart LR accTitle: AI Safety and Governance Pipeline accDescr: Flowchart illustrating the movement from internal company frameworks to empirical deployment and international societal governance.

A["Frontier AI Labs (OpenAI Preparedness Team)"] -->|"Publish Living Frameworks & Risk Thresholds"| B["Real-World Deployment & Empirical Contact"] B -->|"Iterative Safety Feedback from Millions of Users"| C["Global Oversight Body (IAEA-Style Agency)"] C -->|"Societal Agreement on Safety Rules"| D["Binding International Standards"] ```

Altman argues that private corporations cannot be the final arbiters of safety policy. Drawing an analogy to the International Atomic Energy Agency (IAEA), he insists that an international body must ultimately establish binding baselines for society. He cites this necessity as the exact reason he attended the UK AI Safety Summit at Bletchley Park despite logistical friction. Furthermore, he challenges the view that pure lab caution equates to real safety, arguing that true system robustness can only be discovered through real-world deployment with millions of active users.

- Emphasizing the limits of corporate self-policing, Sam Altman argues: “Fundamentally, companies shouldn't regulate themselves here.” - On the role of global oversight, he adds: “Other companies are going to contribute what they think. But eventually, this global IAEA-like body, or whatever we decide on, is got to say, ‘Okay, you all have these drafts, that's great, thank you for doing that, but here's what we're going to agree to as a society.’” - Contrasting armchair analysis with live operational feedback, Altman insists: “Safety in theory is easy. The hard thing is to make a system that is really useful to hundreds of millions of people and is safe.” - Criticizing labs that minimize real-world releases, he remarks: “It is easy to be safe by not releasing things, but you actually know nothing about how to make the world safe that way. This kind of work can only do it with contact with reality, and that's the hard part.”

---

[57:39](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=3459s) Investing in Longevity Science and Cellular Reprogramming

The topic shifts toward Altman’s personal venture investments in biotechnology and longevity therapeutics. When asked what role government policy should play in accelerating the industry, Altman clarifies that he is not a domain expert and treats the sector as a high-risk, high-reward frontier. Despite that caveat, he sees immense promise in cellular rejuvenation, singling out partial reprogramming as an underappreciated breakthrough that warrants deeper academic and financial support.

Given that age remains the predominant risk factor across modern chronic illnesses, Altman argues that treating biological aging directly would deliver massive macroeconomic dividends, slashing national healthcare costs and extending human healthspan. He characterizes his financial backing of anti-aging biotech as an asymmetric lever for global health.

- Sam Altman frames longevity research as an unproven frontier: “I view this as still very much in the moonshot category. It's still very risky science.” - Highlighting the scientific promise of epigenetic reset, he notes: “I think partial reprogramming is one of the coolest things I've seen in bio in the last decade, and it does not seem to be getting as much attention and study as I think it deserves.”

---

[59:08](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=3548s) Human Rights Frameworks versus Descriptive Majoritarian Ethics

The final question of the exchange revisits Altman’s earlier thoughts on establishing a values hierarchy for artificial intelligence through broad user feedback. The audience member argues that relying on majoritarian opinions risks entrenching societal biases like sexism and racism, pointing to instances where models reflexively assume high-status professions like doctors must be men. The questioner asks whether AI systems should integrate codified international human rights frameworks or effective altruist principles, pressing Altman on whether models should be fundamentally descriptive of the status quo or prescriptive of human ideals.

Altman agrees that raw majoritarian feedback is insufficient on its own. He explains that any balanced alignment architecture must explicitly build in universal human rights frameworks rather than just averaging human inputs, ensuring that foundational liberties and non-discrimination principles override prevailing biases.

[01:00:00](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=3600s) Democratic Design and Avoiding Paternalism in AI Values

Continuing his thoughts on how an AI governance framework should reflect human rights and user preferences, Sam Altman reflects on the inherent difficulty of building an equitable system when different demographics participate at vastly different rates. While acknowledging that any governance structure must be aware of and compensate for these disparities in a way that people broadly accept, Altman adds a frank disclaimer about the sheer complexity of the task, admitting he might end up disavowing any specific idea because getting the architecture of such a system right is extraordinarily difficult. Yet, he insists on one guiding principle: the system must ultimately reflect the genuine will of the people who interact with it and bear its consequences, rather than conforming to a centralized, elite-imposed vision.

Altman challenges a subtle paternalism he often detects among well-meaning intellectuals and policymakers who question broader public input. While he recognizes that those asking how to safeguard values are acting in good faith, he warns against assuming that experts inherently understand what everyday people desire better than the people themselves. Altman sees technology as part of the broader trajectory of human progress, where systems ought to achieve an accurate, high-fidelity understanding of what affected individuals actually want, rather than having external arbiters dictate the answers. Over time, an intelligent system could also serve an educational role, helping individuals deliberate and converge on truth as societal perspectives naturally evolve.

- Altman emphasizes the core principle: “But as a principle, the idea that the system represents the will of the people who are going to use it and be impacted by it, I think that's quite important.” - On the patronizing tendencies in governance discussions, Altman observes: “But there always is this tinge of like we know better what other people want than they do.” - Rather than elite prescription, Altman advocates for fidelity to genuine human desires: “Like, one thing that I hope for with this is that as has been this sort of part of the story of human progress, that we can get closer to an accurate fidelity of what the people who are going to be impacted by the technology actually want, not other people saying, well, they don't really know what they want.”

---

[01:01:45](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=3705s) Scaling LLMs vs. The Next Breakthrough to Reach AGI

```mermaid flowchart TD accTitle: Path Beyond Large Language Models to Superintelligence accDescr: Diagram illustrating current LLM hill-climbing versus the new breakthrough required to discover novel physics and achieve AGI.

subgraph CurrentPath ["Current Paradigm: Large Language Models"] A["Pre-training on Human Text"] --> B["Behavior Cloning"] B --> C["Climbing the Current Hill (Scale & Optimization)"] end

subgraph NeededBreakthrough ["The Next Quest: True AGI / Superintelligence"] D["New Algorithmic Breakthrough"] C -.->|"Insufficient for novel discovery"| D D --> E["Independent Reasoning & Scientific Inquiry"] E --> F["Discovery of Novel Physics"] end ```

For the final question of the evening, a student in the chamber asks Altman about the fundamental trajectory of artificial general intelligence. Noting that while large language models like ChatGPT have represented the biggest leap forward over the past decade, they still exhibit obvious shortcomings that demonstrate they are not yet AGI. The student asks whether the path to general intelligence is simply a matter of continuing to "min-max" existing large language models, or if the field still requires a completely undiscovered conceptual breakthrough.

Altman answers unequivocally that scaling the current paradigm will not be enough on its own: “I think we need another breakthrough.” While he affirms that OpenAI can and should continue pushing language models—likening their ongoing efforts to climbing a hill whose peak remains far off—he expresses deep skepticism that simply training models on existing human-generated text will ever produce genuine superintelligence. Returning to his earlier touchstone about scientific advancement, Altman points out that an intelligence incapable of generating novel physics cannot truly be deemed a superintelligence. Because training on human data fundamentally teaches models to clone human behavior and text, discovering new fundamental truths about the universe will demand an additional paradigm beyond pure language modeling—framing this search as OpenAI’s next great quest.

- In evaluating whether language models alone can reach AGI, Altman states: “Within reason, I mean, if you push that super, super far, maybe all this other stuff emerges, but within reason, I don't think that will do something that… I view as critical to an AGI.” - Outlining the benchmark for superintelligence, Altman stresses: “I don't think it's a super intelligence. And training on the data of what teaching it to clone the behavior of humans and human text I don't think that's going to get there.” - The event concludes with the chamber thanking Altman for spending his evening in Cambridge and officially accepting the 2023 Professor Stephen Hawking Fellowship on behalf of the OpenAI team.

## Notable quotes > [55:05](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=3305s) Safety in theory is easy. The hard thing is to make a system that is really useful to hundreds of millions of people and is safe. — Sam Altman

> [40:00](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=2400s) I don't think AI makes us dumber. I think it's going to turn out to make us much, much smarter. — Sam Altman

> [24:02](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=1442s) I think we will at some point need a global regulatory body which we don't get often, but we had one for atomic energy. I think we'll decide we need something like that as we get closer to AGI. — Sam Altman

> [10:00](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=600s) The sort of current rhetoric where we just say it's all going to be horrible and there's nothing that can be done is not very productive and certainly not very scientific. — Sam Altman

> [37:28](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=2248s) I'm a big believer that if you can get really good at two things with an important intersection, that's when you can massively contribute to the world. — Sam Altman

## Mentioned Sam Altman, Stephen Hawking, Lucy Hawking, Jane Hawking, Elon Musk, Ilya Sutskever, Aleksander Madry, Andrew Ng, Yann LeCun, Marcus Aurelius, OpenAI, Cambridge Union, University of Cambridge, Bletchley Park AI Safety Summit, International Atomic Energy Agency (IAEA), Centre for the Future of Intelligence (CFI), Anthropic, Meta, Google, The New York Times, The Guardian, Y Combinator, ChatGPT, DALL-E, GPT-1, GPT-2, GPT-3, GPT-4, GPT-5, GPT-6

## Video description Sam Altman accepts the 2023 Hawking Fellowship Award on behalf of the team behind OpenAI on Wednesday 1st November 2023 at 7:15pm in The Debating Chamber.

The Union and the Professor Hawking Fellowship Committee are delighted to announce that the team behind OpenAI, the creators of Chat-GPT and DALL-E, have been jointly awarded the 2023 Professor Hawking Fellowship.

The Fellowship Lecture was delivered by Mr Sam Altman, CEO and Co-Founder of OpenAI, and took place in the Union chamber on the evening of Wednesday 1st November 2023.

The Hawking family commented the following: "We are very excited that the Hawking Fellowship at the Cambridge Union has been awarded to OpenAI this year. Our father Stephen was deeply engaged with issues around AI and its potential impact on all aspects of society in the future.

Many of his early comments on the new technology were extremely prescient and have been often quoted over the past year. We believe he would have been strongly in support of this award which brings the founders of OpenAI to Cambridge to debate their work and share their insights with students."

............................................................................................................................

Awarding of the Fellowship: 00:00 Address by Sam Altman: 02:45 What differentiates OpenAI from other companies: 12:27 What differentiates Elon Musk's approach to yours: 16:17 Can you reflect on the progress towards AGI so far: 17:19 In 10 years time, what does success look like: 19:14 What is your advice to young people in the face of an AI revolution: 19:52 How do universities need to adapt: 21:45 What was happening at Bletchley (UK AI Summit): 24:02 What is the British Government getting right and wrong: 26:27 What qualities do you look for in founders of companies: 27:47 Should we keep open the University website to AI crawlers: 30:14 What steps are you taking to make sure AI remains accessible to people with disabilities: 31:28 What do we do to prevent a worst-case scenario: 32:50 How do you decide which values make AI ethical: 35:07 Where would you advise young people to go to make scientific discoveries: 37:28 How can you mitigate against losing critical thinking: 39:20 How can we ensure experts are distributed across development, alignment and policy: 42:36 Do you worry you've sacrificed democracy: 44:15 What is your take on open source models: 47:30 When can we expect OpenAI to launch hardware: 49:02 What is your definition of consciousness and how far are we from a conscious model: 50:44 What is your view of smaller models: 52:53 Do you think the safety of AI is compatible with more abundant energy: 53:47 What is your approach to responsible scaling in the coming months: 55:05 Interest in longevity science: 57:39 Do you want AI to be descriptive or prescriptive with respect to human rights: 59:08 Is there another breakthrough that's needed to reach AGI: 1:01:45 ............................................................................................................................

The Professor Stephen Hawking Fellowship was founded in 2017 by the Union in conjunction with the Hawking family to honour his legacy and celebrate his relationship with the students of Cambridge.

The fellowship is awarded to an individual or team who has made significant impact on science, technology and its communication, with an emphasis on impacts affecting young people.

The fellowship is presented at this event in our debating chamber during Michaelmas term, during which the fellow gives an address and to which we also welcome the scientific advisory panel and members of the Hawking family.

............................................................................................................................ Thumbnail Photographer: Nordin Catic ............................................................................................................................

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[Source](https://www.youtube.com/watch?v=NjpNG0CJRMM)

中文简报

山姆·奥特曼与OpenAI | 2023年霍金学者 | 剑桥辩论社 在学者演讲及随后的讨论中,山姆·奥特曼回顾了斯蒂芬·霍金对人工智能既具前瞻性的警告与乐观态度,并将认知放大视为人类推动科学进步的最大杠杆。他剖析了OpenAI的演变历程——从一个不受追捧的非营利研究实验室,转变为旨在维持巨大算力需求同时优先考虑对齐的利润上限实体。在回答剑桥大学学生和负责人的提问时,奥特曼讨论了布莱切利园人工智能安全峰会的成果、建立类似国际原子能机构(IAEA)的全球监管机构的必要性,以及基于经验的现实世界部署相较于理论安全模型的关键作用。他总结道,尽管现有语言模型取得了巨大进步,但实现真正的超级智能仍需要能够生成全新科学知识的全新算法突破。 山姆·奥特曼认为,仅在人类文本上扩展现有的大型语言模型无法实现超级智能,坚称要产生全新的科学发现需要一种截然不同的算法突破。 (61:45) 通用人工智能(AGI)研发预计将成为人类历史上最昂贵的工程项目,其扩展限制预计将从能源转向半导体制造和封装瓶颈。 (53:47) 奥特曼主张建立一个类似于国际原子能机构(IAEA)的国际监管机构,对在极端计算阈值之上运行的前沿人工智能模型进行许可和监控,以防止灾难性的滥用。 (24:02) 科技行业高管观察到,年轻程序员的表现正开始超越资深工程师,因为对人工智能编程助手的深度熟练运用正在超越数十年的传统经验。 (20:00)

Detailed notes — zh

## Background 本内容由剑桥大学辩论社(Cambridge Union)于 2023 年 11 月 15 日在 YouTube 平台发布。视频记录了 OpenAI 联合创始人兼 CEO 山姆·奥特曼(Sam Altman)代表团队在剑桥辩论社辩论厅接受 2023 年度斯蒂芬·霍金学者奖(Hawking Fellowship)的现场致辞与问答交流,深入探讨了 OpenAI 的初创历程、AGI 的未来前景及相关的安全治理问题。 ## TL;DR 在本次讲座与问答中,山姆·奥特曼回顾了 OpenAI 从最初被主流学界嘲笑的非营利组织演变为设立利润上限架构的历程,并阐述了将技术置于现实世界中接受检验的研发哲学。他回应了有关埃隆·马斯克、开源与闭源边界、硬件探索以及意识定义的尖锐提问,重申了通过全球协同监管来防范生物武器等恶意滥用风险的主张。奥特曼强调,尽管现有的大语言模型(LLM)能力仍有巨大扩展空间,但要实现能够独立推导全新物理学定律的通用人工智能(AGI)与超级智能,人类依然需要迎来一场超越单纯文本数据克隆的底层范式大突破。 ## Atmosphere & style 整场活动洋溢着学术殿堂特有的思辨深度与严谨理智,现场师生的提问犀利且直击要害,涵盖伦理困境、民主代表性以及潜在技术反噬。奥特曼的表现坦率、克制而又自如,他在自嘲 GPT-4 存在缺陷的同时展现出强大的技术乐观主义,面对敏感质疑毫不回避且条理清晰。现场氛围在激辩交锋与风趣幽默之间流转,既带有对前沿未知领域的敬畏,也充满着年轻一代即将重塑世界格局的昂扬生机。 ## Bulletin - [00:00](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=0s) 剑桥辩论社将 2023 年度霍金学者奖(Hawking Fellowship)联合授予 OpenAI 团队,这是该奖项历史上首次授予一个集体而非个人,以表彰其通过 DALL-E 和 ChatGPT 推动公众对 AI 认知的飞跃。 - [01:01:45](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=3705s) Sam Altman 明确指出,仅依靠在人类文本上做极值优化的大语言模型(LLM)无法实现真正的 AGI;如果系统无法自主发现全新的物理学定律,就称不上超级智能,通向 AGI 仍需另一场重大基础性技术突破。 - [32:50](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=1970s) 面对 AI 最坏的灾难场景,Altman 认为最具现实威胁的是蓄意滥用(如生物武器合成与大规模网络攻击),并主张针对达到特定高算力阈值的前沿大模型建立类似 IAEA 的国际监管机构,同时豁免小模型与开源生态以保护创新。 - [42:36](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=2556s) Altman 反驳了模型能力与安全对齐相互割裂的传统观点,指出两者实质是一个“一维进展向量”:为提升能力而开发的技术恰是对齐模型的基础,而对齐机制反过来也成为推动能力飞跃的核心驱动力。 ## Key takeaways - [00:00](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=0s) 霍金学者奖首次打破授予单一个体的惯例,联合授予 OpenAI 团队,表彰其在改变关于 AI 和 AGI 的奥弗顿之窗(Overton window)方面做出的划时代贡献。 - [02:45](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=165s) OpenAI 创办初期因学界视 AGI 为禁忌而屡遭嘲笑,但霍金 2017 年关于人类具备掌控 AI 风险能力的乐观论断,坚定了团队探索缩放定律(Scaling Laws)的决心。 - [12:27](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=747s) 由于 AGI 研发耗资可能成为人类历史上最昂贵的工程项目,OpenAI 设立了利润上限(capped-profit)子公司,借资本主义机制筹措算力,同时将最高治理权保留在非营利母公司手中以防激励机制扭曲。 - [17:19](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=1039s) Altman 坦言 GPT-4 虽具备初步通用理解力,但其内部缺陷与短板让团队感到“有些不好意思(embarrasses us)”,不过其实用价值正以超预期速度渗透至全球各领域。 - [19:14](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=1154s) OpenAI 将自身定位为“工具制造者”,十年后的核心成功指标之一,是人类能否借助其打造的工具发现解释物理学的终极宏大理论(grand theory of all physics)。 - [20:00](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=1200s) 技术革命正在重塑生产力梯队,熟练掌握 AI 工具的年轻工程师在效率上开始罕见地超越资深员工,年轻一代有望重新主导全球创新步伐。 - [21:45](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=1305s) 面对 AI 工具的普及,大学的核心使命不在于灌输具体事实知识,而在于培养两项不可替代的元技能(Meta-skills):学会如何学习的底层方法,以及构思独创新思想的创造力。 - [24:02](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=1442s) 世界自然状态的默认趋势是衰朽与倒退,全面叫停 AI 研发既不现实也有违伦理,推动前沿技术突破是人类改善生存质量并抗击文明衰退的道德责任。 - [27:47](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=1667s) 优秀创始人最被低估的特质是“长期甘于被误解的勇气”与源自内部的痴迷狂热,而非追逐眼下最时髦的潮流风口。 - [32:50](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=1970s) 针对 AI 造成的极端伤亡场景,最可能的诱因是恶意行为者利用高阶智能蓄意策划生物武器或网络袭击,国际社会需针对超高算力系统设立准入与安全审查标准。 - [40:00](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=2400s) AI 不会削弱人类的批判性思维,而是将认知抽象层级向上推高;历史上每一次工具革新都会引发类似的“道德恐慌”,但最终都释放了人类的认知带宽并提升了文明整体智慧。 - [42:36](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=2556s) 深度学习的能力扩展与安全对齐属于同向演进的统一向量,解决对齐难题的机制最终反哺了模型能力,而绝非彼此割裂对立的双轨工作。 - [47:30](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=2850s) Altman 赞同开源模型的生态价值与个人赋能意义,但坚决反对将所有具备潜在灾难后果的前沿大模型毫无节制地无条件开源,认为那将是不可思议的鲁莽。 - [49:02](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=2942s) 现阶段 AI 革命的核心制高点在于“认知系统”(cognition)的底层突破,开发消费级硬件或具身智能形态并非 OpenAI 当前最迫切的优先事项。 - [50:44](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=3044s) 测试机器意识唯一靠谱的方案是由 Ilya Sutskever 提出的思想实验:在模型训练数据中完全隔离主观意识概念后,向其描述主观感受,观察模型是否能在无先验概念下确认产生共鸣与体验。 - [55:05](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=3305s) AI 安全红线不能任由科技公司自我封闭监管,而必须在动态投放与现实世界的碰撞接触中演进,并最终由全球多边治理机构确立统一的社会边界。 - [01:01:45](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=3705s) 当前大语言模型只是攀登通往通用人工智能道路上的一座山峰,仅通过克隆人类既有文本数据无法诞生真正的超级智能,寻找能够自主探索未知规律的新突破是团队的下一个征程。 ## Detailed walkthrough ### [00:00](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=0s) 霍金学者奖的颁发与致辞引言 2017 年,剑桥辩论社(Cambridge Union)与斯蒂芬·霍金教授(Professor Stephen Hawking)共同设立了该学者奖项,旨在邀请 STEM(科学、技术、工程与数学)领域的杰出学者来到剑桥,与师生共同探讨和辩论他们的成就。自霍金教授逝世后,该奖项更被赋予了致敬霍金学术遗产及延续他与剑桥学子深厚联系的意义。霍金的家人(包括 Jane Hawking 与 Lucy Hawking)也出席了本次典礼。 ```mermaid flowchart TD accTitle: 霍金学者奖评估与授奖逻辑 accDescr: 展示霍金学者奖的设立宗旨、评审考量以及首次向团队联合授奖的决策路径。 subgraph Background ["奖项设立宗旨"] A["2017 年设立霍金学者奖"] --> B["致敬霍金遗产与推动 STEM 交流"] end subgraph Selection ["2023 年度评审考量"] B --> C["突破性产品: DALL-E 与 ChatGPT"] C --> D["推动公众理解 AI 与转移奥弗顿之窗"] D --> E["秉持造福人类的负责任愿景"] end subgraph Award ["授奖决定"] E --> F["打破单人惯例: 首次联合授予团队 (OpenAI)"] end ``` 霍金学者奖评选委员会决定将 2023 年度的奖项联合授予 OpenAI 团队。评委会强调,OpenAI 开发的 DALL-E 与 ChatGPT 让广大公众首次直观感受并理解了 AI 带来的划时代变革。更重要的是,OpenAI 倡导正面且负责任的 AI 愿景,其推动技术开放与公众使用的承诺,正如 Sam Altman 所言,“成功改变了关于 AI 与 AGI 的奥弗顿之窗(Overton window)”。这也是该奖项历史上首次授予一个团队而非个人,以表彰其群体协作的科技成就。 - 奖项创立年份:2017 年。 - 获奖对象:OpenAI 全体团队(首次授予集体)。 - 核心考量:不仅要求产生非凡影响,更要求符合全人类的最佳利益,改善人类生存处境。 --- ### [02:45](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=165s) 霍金的前瞻预言与 OpenAI 的初创困境 Sam Altman 代表团队登台领奖并致谢霍金家族。他表示自己来到剑桥感到非常谦卑,霍金教授对宇宙的洞见不仅影响了世人,也深深启发了他个人。霍金对人工智能潜在影响的见解极具先见之明,深度塑造了 OpenAI 的世界观。霍金曾断言:当人类思维被 AI 放大时,我们无法预测能取得何种成就;借助这次技术革命,我们或许能弥补工业化带来的创伤,彻底消灭疾病和贫困,全方位重塑人类生活。 随后,Altman 回顾了 OpenAI 的创办历程。2015 年,他与联合创始人共同创办了 OpenAI,最初为一家非营利机构,使命是构建造福全人类的通用人工智能(AGI)。然而在当时,“AGI”被学界视作一个不能公开提及的禁忌词汇,主流学者普遍嗤之以鼻,认为这纯属捕风捉影的徒劳之举。 > “在当时,AGI 算是一个骂人的脏话,我们几乎被该领域所有严肃的教授嘲笑。” —— Sam Altman 创始团队最初挤在一间没有空调的公寓里办公,历经无数碰壁与沮丧。直到 2017 年,Altman 看到霍金在里斯本网络峰会(Web Summit)上的演讲,霍金坚信人类能创造出造福世界的 AI,前提是提前认清危险、采取最佳治理实践并做好应对准备。这番乐观主义论断在 OpenAI 的至暗时刻点亮了希望。 --- ### [05:00](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=300s) GPT 迭代路线、资本架构革新与未来潜力 2018 年,团队推出了首个模型 GPT-1。当时的系统能力极其原始,论文甚至遭到学术会议拒绝,但团队从中坚定了通过堆叠数据与算力来提升能力的“缩放定律”(Scaling Laws)。然而计算成本的指数级攀升让非营利架构难以维系。为此,OpenAI 设计了利润上限(capped-profit)子公司,由非营利母公司继续掌控:员工与投资者的财务回报设有硬性上限,超出部分的利润全部回流给母公司的公益慈善实体。 ```mermaid flowchart LR accTitle: 模型演进与治理架构协同图 accDescr: 展示从 GPT-1 到 GPT-4 的技术迭代历程与限制利润架构的协同关系。 subgraph Evolution ["GPT 模型迭代轨迹"] direction TB M1["2018: GPT-1 (未受重视)"] --> M2["2019: GPT-2"] M2 --> M3["2020: GPT-3"] M3 --> M4["2022: ChatGPT (低调预览)"] M4 --> M5["2023: GPT-4"] end subgraph Structure ["商业治理双轨制"] direction TB S1["非营利组织母体 (控制权与使命优先)"] S2["利润上限子公司 (吸引算力与人才资本)"] S1 -->|"约束与回报截流"| S2 end Evolution -.->|"巨额算力资金需求"| Structure ``` 技术演进随即进入快车道:2019 年发布 GPT-2,2020 年推出 GPT-3,2022 年底 ChatGPT 作为“低调的研究预览”(low-key research preview)发布,不到一年便席卷了数以亿计的全球用户,彻底颠覆了公众对 AI 的认知。在推动能力增长的同时,OpenAI 将核心精力放在对齐与安全上,通过严苛的测试与外部专家红队演练,将人类价值观注入模型中。 Altman 直言,AI 既蕴藏着前所未有的潜力,也可能带来霍金所警告的“文明史上最糟糕的发明”的极端风险。但在高风险之下,其回报同样是空前的: - **医疗健康**:重构全球医疗基础设施,尤其是医疗资源稀缺地区,未来甚至有望攻克所有疑难疾病。 - **教育平权**:实现针对每个学生兴趣与禀赋的个性化教育,彻底实现知识的普及化。 - **科学探索**:成为推动科学发现的杠杆。正如 Altman 所总结,如果人类独立探索的速度是既定的,AI 有望将这一速率提升 10 倍乃至 100 倍,而深化对世界的科学认知正是人类一切实质性进步的真正源泉。 ### [10:00](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=600s) 构建基于实证的AI安全体系与霍金演讲的号召 Sam Altman 总结了他的主旨演讲,强调面对 AI 带来的全谱系安全风险必须持严谨态度。这些风险从现有的系统,一直延伸到未来——或许并非遥远的未来——即大家所称的“超级智能”(superintelligence)。针对当下的舆论环境,他直接表达了不满,认为那种单纯断言“一切都将变得糟糕透顶,而且无能为力”的论调既不具有建设性,更谈不上科学。OpenAI 正在努力建立一套定量的、基于实证的评估、预测与防御方法。 他直言建设造福全人类的 AGI 绝非 OpenAI 一家机构所能独揽,这是一项跨越组织和国界的集体事业,需要全球最顶尖的头脑、好奇心和正直品质。看着台下的剑桥师生,他坦率地表达了自己的羡慕:“我甚至很嫉妒,我们在美国可没有像剑桥这样的地方。”他鼓励大家深入探究棘手问题,打破现状,开展跨学科和跨文化的协作。演讲最后,Altman 再次引用了斯蒂芬·霍金(Stephen Hawking)教授的名言,提醒大家必须超越纯理论的空谈,积极付诸实践: > “我们需要将认知拓展到‘AI 应该是什么样’的理论探讨之外,并采取行动确保我们能够规划出‘它到底可以成为什么样’。” --- ### [12:27](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=747s) OpenAI 治理架构演进:资本主义约束下的非营利使命与激励机制 演讲结束后,活动进入与剑桥辩论社主席的对谈环节。提问首先聚焦于 OpenAI 的独特哲学及其特殊的公司结构。Altman 回顾了创办之初的纠结与迷茫。当时大家对 AI 会走向何方毫无把握,探讨过三种组织形式的利弊: 1. **非营利组织(Non-profit)**:最大的担忧是“推进的事情太少”(not enough would happen); 2. **纯商业公司(Company)**:最大的担忧是“推进得太激进、失控”(too much would happen); 3. **政府机构(Government)**:最让人担心的则是“一开始什么都做不出来,随后又突然用力过猛搞出一大堆乱子”。 最终他们最初选择了非营利形式,但他们彻底低估了规模化(Scale)所需的资金量。 ```mermaid flowchart TD accTitle: OpenAI Organization Structure Evolution accDescr: Diagram showing the transition of OpenAI from a pure non-profit to a capped-profit model under non-profit governance. subgraph Phase1["初创阶段 (Initial Dilemma)"] A["非营利组织: 担心推进不足"] B["普通商业公司: 担心资本驱动过度推进"] C["政府主导: 担心前期停滞、后期失控"] end subgraph Phase2["现实困境 (Capital Bottleneck)"] D["认知转变: 模型规模扩展至关重要"] E["非营利结构无法筹集数百上千亿美元资金"] end subgraph Phase3["混合架构 (Capped-Profit Model)"] F["非营利组织董事会最高治理<br/>(保留未来回馈全人类的权力)"] G["引入利润上限 (Cap) 机制<br/>(在资本主义规则内筹资但限制无底线贪婪)"] end Phase1 --> Phase2 Phase2 --> Phase3 ``` Altman 指出,仅 OpenAI 一家所做的努力,在完工之时就将成为“人类历史上耗资最昂贵的工程项目”。意识到非营利组织根本不可能筹集到数百甚至上千亿美元之后,他们设计出了“利润上限”(Capped-profit)这一新型混合架构:既能借用资本主义的高效运作来聚集天量算力资源,又将最高治理权牢牢保留在非营利机构手中,以便未来能够真正代表全人类的利益。 在谈到安全与利益的平衡时,Altman 感慨现在公共讨论完全被风险占据,而忽略了技术红利的宏大愿景。如果全球智能的丰沛程度和质量每年能以 10 倍的速度增长,生活质量将迎来不可思议的跃升。他借此阐发了关于体制设计的核心信条: > “激励机制就像是超能力(incentives are superpowers)。事实上,任何花在思考如何正确设定个人、团队或组织激励机制上的时间,都可能是你能做的杠杆率最高的事情。” 他进一步指出,上一代大型科技巨头之所以屡屡铸成大错,并不是因为创始团队是坏人,而是因为这批本意良好的人被困在了一个激励机制扭曲的系统当中;OpenAI 绝不希望陷入为了无限追逐利润而牺牲长远安全的死循环中。 --- ### [16:17](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=977s) 谈埃隆·马斯克的异见与合作可能 主持人随后抛出了一个尖锐的话题:曾作为 OpenAI 联合创始人之一的埃隆·马斯克(Elon Musk)后来离开了公司,不仅成立了自己的 AI 机构,还公开签署联名信呼吁暂停先进 AI 的训练与研发。主持人提问马斯克的技术路线和理念与 OpenAI 到底有何区别。 Altman 没有正面反驳或激化矛盾,而是展现出非常平和与克制的态度。他提到自己当天早些时候刚刚在英国布莱切利园(Bletchley Park)举行的全球首届 AI 安全峰会上碰到了马斯克。Altman 称自己对马斯克抱有巨大的敬意,并认为外界过度放大了两人的分歧: > “我想我们在这一领域的共同点,远多于我们彼此看法的不同。我期待未来能够展开富有成效的合作。” 面对主持人的追问,他再次肯定了未来合作的可能性,迅速化解了这一带有挑衅意味的提问。 --- ### [17:19](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=1039s) 走向 AGI 的进展反思:GPT-4 带来的震撼与“拿不出手”的瑕疵 在回顾 AGI(通用人工智能)的演进历程时,Altman 明确澄清:人类目前绝未实现 AGI。但他也提醒听众换个视角来看——如果把时间倒拨五年,拿出现在的 GPT-4 给当时的 AI 专家看,并告诉他们这是一个即将面世的系统,所有人都会认定这比他们预想中的 AGI 还要接近。GPT-4 展现出了对语言微妙之处的理解力,能以新颖的方式组合概念,这已经具备了某种初级的通用理解能力。 尽管如此,Altman 却用了一个颇具自嘲色彩的词汇来形容他们团队当下的心态: > “老实说,GPT-4 让我们觉得很不好意思(GPT-4 embarrasses us)。把它拿给全世界用,我们甚至感到有点内疚,因为我们太清楚它内部所有的缺陷和短板了。” 然而现实的度量衡是实用性:GPT-4 正在直接或间接地为数以亿计的用户和开发者创造切实的生产力价值。系统在眼前迭代的速度如此之快,以至于“到底什么是 AGI”这一概念界定正在变得越来越重要。但有一点是确凿无疑的:具备巨大实用价值的 AI 工具已经走出了实验室,其到来速度远远超出了大多数人的预料。 --- ### [19:14](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=1154s) 展望十年后 OpenAI 的成功标志:打造解开物理终极规律的工具 对谈的后半段触及了长远愿景:十年之后,OpenAI 心目中的“成功”到底是什么模样? Altman 并没有把 OpenAI 描绘成高高在上的造物主,而是将其定位还原为质朴的“工具制造者”(tool builder)。他指出,就像历史上所有伟大的技术革命一样,OpenAI 的根本职责是制造工具,让人类更有生产力、更有能力去拓展潜能。他给出了一个兼具野心与理想主义的衡量指标: > “如果我们制造的工具足够优秀,能让我们过上好得多的生活——甚至如果十年之内有人能利用我们的工具发现物理学的终极宏大理论(grand theory of all of physics),那绝对会是一件酷毙了的事情。” 主持人和现场听众对此爆发出一阵笑声与惊叹,随后对话顺理成章地转向了本届霍金学者奖的核心关切对象:面对这场席卷而来的 AI 革命,年轻一代究竟该如何自处与定位。 ### [20:00](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=1200s) 年轻人如何适应 AI 革命与重掌创新主导权 主持人提问道,既然核心在于下一代人、思想以及对未来的深远影响,那么身处风暴中心、将切身体验 AI 革命冲击的年轻一代,究竟该如何适应? Sam Altman 给出了十分笃定的判断:年轻人对新技术的适应能力永远是最强的,“这简直可以说是必然发生的,而且每次皆是如此”。他举了一个从大型科技公司 CEO 那里听到的实际案例:以往企业考核程序员生产力时,22 岁大学毕业的新人入职后,每年绩效通常稳步提升约 30%,直到接近 30 岁左右再走向不同的职涯轨迹。然而近期这些高管们首次观察到一个颠覆性的现象——年轻程序员的表现开始全面超越资深老员工。新人虽然缺乏行业经验,但他们对 AI 工具的天然熟练度弥补了这一短板。Altman 强调这种资历与效率的倒挂极为罕见,其重要性远超表面所见。 Altman 由衷期待,借由这次技术剧变,世界能重新回到一个“由年轻人强力驱动全球创新与变革”的时代。他指出,纵观人类历史,由青年主导突破本是常态,但在过去十年中这种动力略显停滞。既然技术革命正在撼动既有的坚固根基,那些陷入僵局的事物将迎来破局良机,年轻人理应在其中扛起领头旗帜。 > “For the first time, these CEOs have observed that the younger people are outperforming the older people as programmers.” —— Sam Altman --- ### [21:45](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=1305s) 大学教育的演变与不可替代的核心元技能 主持人指出,观众所在的剑桥大学已有 800 多年历史,几个世纪以来人们学习的方式与内容变化极小;面对当下年轻人甚至有些“过度拥抱”AI 的现状,大学应当如何调整其教学体系? Altman 回顾了自身在求学阶段获得的最重要的两项元技能(Meta-skills): 1. **学习新事物的能力(元学习能力)**:掌握如何学习一门全新知识的底层逻辑。 2. **构思独创新思想的能力**:去思考那些无法在现成地方学到的独创想法与创造力。 ```mermaid flowchart TD accTitle: 核心教育价值与工具演进 accDescr: 展示具体知识与元技能的区别,以及工具演进对教育的赋能机制 subgraph CoreEducation["学校教育的核心价值"] A["具体学科知识与细节<br/>(作为算法演练的训练数据)"] --> B["元技能 1:学会如何学习<br/>(Learning how to learn)"] A --> C["元技能 2:构思全新想法<br/>(Genuine new ideas & creativity)"] end subgraph ToolEvolution["工具与时代的迭代"] D["Google 兴起<br/>(曾遭遇禁用与签署保证书)"] --> E["ChatGPT 普及<br/>(经历恐慌后被全面接纳)"] end B & C --> F["终极目标:完全掌握并使用最新工具"] E --> F F --> G["在真实世界中保持顶级竞争力"] ``` 在 Altman 看来,学生吸收的全部具体知识细节,其本质只是帮助大脑算法学会“如何学习”的训练数据而已,真正的价值始终在于方法论与原创思维,而这部分价值不会因 AI 的到来而发生任何动摇。他回顾了 Google 刚普及时的历史小插曲:当时一些比他年长的学生被老师严厉禁止使用搜索引擎,校方甚至要求学生签署不使用 Google 的保证书,声称“如果任何事实都能随手查到,教育就会被彻底摧毁”。 这种当时看来极为荒谬的恐慌,在 ChatGPT 诞生之初再次上演。Altman 强调,如今人们已经想通并开始全面接纳该工具。教育工具以及踏入社会后使用的生产力工具都会不断演进,学校必须教会学生彻底利用所有可用工具;如果拒不使用,学生步入社会后就会在竞争力上落后于所有人。 > “All of the specifics of what I learned were useful as training data for the algorithm of actually learning, but learning how to learn and then learning how to come up with these new ideas. That was where all the value was.” —— Sam Altman --- ### [24:02](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=1442s) 布莱切利峰会与应对技术衰退的道德责任 Altman 刚刚结束在布莱切利园(Bletchley Park)举办的英国 AI 安全峰会。谈及峰会成果,他表示全球各方在强大系统监管与安全方面的共识程度,远超他几年前的预期。从当前已落地的系统到未来风险等级更高的高级模型,全球主要国家、行业关键领袖及头部企业罕见地展现出高度一致性,正着手推行切实可行的监管规范。他预计,随着人类逐步逼近通用人工智能(AGI),国际社会终将需要一个类似管理原子能机构的“全球性监管组织”。 在演讲现场有人分发了反对 AI 的传单,Altman 对此不仅没有反感,反而表达了充分的理解与共情。他认为在历史上每一次技术革命面前,人们因不可知而产生恐惧是完全可以理解的人性反应。然而,他从底层逻辑阐释了为何绝不能轻言停下脚步: - **世界的自然趋势是衰朽与恶化**:若无外力推动,人类社会的默认状态是走向衰退、纷争甚至彼此毁灭。 - **推动技术进步是道德义务**:对抗衰朽、改善全人类生活质量的唯一途径就是依靠科技创新不断取得突破。 - **全面叫停 AI 极度天真**:表面上呼吁“停止 AI 研发”听起来简单美好,但现实中绝无落实的可能;即便能够叫停,人类也将因此痛失这项技术带来的巨大福祉。 因此,关键绝非因噎废食,而是要在安全合规与技术跃进之间找到平衡通道,最终让人类整体获得应得的跃升。 > “The default state of the world is that things decay and get worse and worse. And the only way that not only do we make life better, which again I think is a moral obligation for all of us, but even keep push against that decay and all like kill each other, destroy each other, is with progress and increasing quality of life, and the only way we get that is through technology.” —— Sam Altman --- ### [26:27](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=1587s) 英国政府在 AI 治理上的理性平衡 当被问及英国政府在面对 AI 浪潮时的得失表现时,Altman 风趣地坦言,自己本想脱口而出某个评价,又担心言语冒犯,但仔细一想该评价其实是极大的夸奖。 Altman 盛赞英国文化、社会及其机构展现出的核心特质——“高度理性”(very reasonable)。在全球 AI 监管格局中,世界各国的应对方式呈现出极端分化: - **放任派国家**:主张政府彻底撒手、什么都不该管,认为技术发展不可受阻,政府干预往往过犹不及。 - **蛮干派国家**:对前沿技术本质知之甚少,仅凭手中掌握的立法与监管权力,试图采取粗暴甚至全盘叫停的方式。 - **英国的务实路线**:Altman 认为英国的治理路径极为周全、注重微妙平衡(thoughtful and nuanced),既不盲目放任,也不扼杀创新,成功避开了非黑即白的极端陷阱,为全球 AI 治理树立了非常正向的范例。 > “One of the things that I really admire about British culture is I think British people, British society, British institutions. They're very reasonable.” —— Sam Altman --- ### [27:47](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=1667s) 优秀创业者的核心特质:被误解的勇气与内驱力 作为全球顶级创业孵化器 Y Combinator(YC)的前总裁,Altman 结合自己辅导与投资海量初创企业的经历,剖析了他挑选优秀创始人时的独特标准。除了聪明、坚毅、好点子等老生常谈的显性品质外,他重点提炼了以下几项隐性特质: - **极度坚毅(Determination)**:无论如何强调其重要性都不为过,这是决定创业成败最基石的属性。 - **敢于长期被他人误解(Willingness to be misunderstood for a long period of time)**:最伟大的公司往往诞生于尚未形成风口、甚至被大众怀疑的时期,而非最追逐潮流的产物。Altman 借此调侃道,从这个意义上说,如今蜂拥去创办一家 AI 应用层公司或许并非最佳决策,因为所有人都在跟风涌入(尽管 AI 规模体量之大可能让其依然可行)。 - **源于内部的狂热执念(Internally driven commitment)**:创始人必须对所要解决的问题拥有极强的原生信念感与痴迷,能够在外部毫无正向反馈、缺乏外界掌声的环境下,单凭纯粹的内驱力死磕到底、长年苦熬。 - **极其清晰的沟通能力(Clear communication)**:这项能力在实际创业中的权重大大超出多数人的想象。无论是向投资人募资、吸引顶尖人才加入团队,还是向全世界清晰阐明业务的愿景与价值,创始人实质上必须扮演一名高效的“布道者”(evangelist)。 Altman 笑着感慨,关于创业者特质这个话题自己足以连续畅谈三个小时,但鉴于现场时间有限,决定言尽于此并将麦克风交还给现场观众提问。 > “Willingness to be misunderstood for a long period of time. The best companies are not the ones that are the most fashionable.” —— Sam Altman ### [30:14](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=1814s) 大学网站是否应向 AI 抓取爬虫开放 剑桥大学社交媒体主管 Amy 提问表示,其团队在夏季制定了关于使用 ChatGPT 的相关准则,用于激发营销活动灵感、起草发送给学生的电子邮件以及设计社交媒体问答等日常事务。但在实际操作中,他们遇到了一个两难抉择:剑桥大学的官方网站究竟应该继续对 ChatGPT 等网络爬虫保持开放,还是应当效仿《纽约时报》(The New York Times)、《卫报》(The Guardian)等媒体机构那样,将 AI 抓取程序完全屏蔽? Sam Altman 认为,这个决策的核心在于机构希望未来的 GPT 模型如何运行: > “I think that really depends on how you want future versions of GPT to work? Like, do you... Do you prefer that in GPT-5 and 6 is all the information on that website or not?” 他进一步分析,不同机构的商业逻辑和使命不同:部分内容生产商拥有特定的商业变现模式,其立场是除非获得版权报酬,否则不希望自己的内容被模型吸收;但与此同时,也有大量内容所有者持开放态度,完全希望自己的信息能够被公众和先进模型广泛获取。因此,大学需要根据自身的传播使命与长远期望来评估该问题。 ### [31:28](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=1888s) 提高 AI 普惠度与残障人士无障碍接入 现场一位残障听众提问,OpenAI 团队正在采取哪些具体举措,确保人工智能对大众、特别是残疾人群体保持真正的无障碍与可及性。 Sam Altman 阐述了经济成本与多模态技术两个维度的努力。在经济层面,OpenAI 致力于确保所有人都能免费使用优秀的 ChatGPT 基础版本,同时大幅压低开发者调用最新前沿模型的 API 成本。Altman 指出,开发者提出最多的诉求就是:“你们能不能把 GPT-4 搞得便宜一点?”因为在许多国家或具体场景中,成本门槛限制了技术的落地。在交互形式方面,团队正从单一的纯文本演进到包含图像、语音输入输出的多模态系统,未来还将扩展更多形态,使模型能够被用户全天候被动使用,或以最契合个人身体条件的方式无缝融入生活,让 AI 自身具备辅助其无障碍化的能力。 ### [32:50](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=1970s) 避免 AI 最坏场景:蓄意滥用与全球算力监管 一位听众提出了一个思想实验:假设未来有人发明了时间机器,15 年后的 Sam Altman 亲自推门走进现场,告知在场众人即便 OpenAI 和全球各机构做出了大量对齐与安全研究,未来仍发生了严重的失控事件,导致全球约十亿人丧生;站在当前的时间节点,最可能导致这一毁灭性灾难的原因是什么?为了扭转这种未来,现在在边际上应采取何种举措? Sam Altman 明确指出,造成这类灾难最可能的原因是**蓄意滥用**(Intentional misuse),而非单纯的技术意外失控: > “I think the most likely way this... something like that happens is intentional misuse. So a person who is using the tools to intentionally cause harm.” 他解释道,尽管训练期间的意外或模型暗中对人类施加微妙诱导也是必须严加防范的风险,但引发十亿人规模伤亡的最直观路径,是恶意行为者利用高阶 AI 策划制造生物武器(Bioweapons)恐怖袭击或超大规模网络攻击。 针对预防手段,Altman 提出了以算力为抓手的国际监管构想: ```mermaid flowchart TD accTitle: AI Regulatory Strategy accDescr: OpenAI proposal for global compute-based oversight and innovation balance. subgraph Regulation ["全球监管机构监督体系"] A["高算力大模型<br/>(达到设定运行算力阈值)"] --> B["强制安全合规测试"] B --> C["严控生物武器/网络攻击<br/>等高危蓄意滥用"] end subgraph Innovation ["创新保护区"] D["小规模模型与开源项目"] --> E["免受重度监管束缚"] E --> F["维持全球技术创新活力"] end ``` - **设立全球监管实体**:成立类似国际原子能机构(IAEA)的国际监管机构,对训练和运行算力超过特定阈值的模型开展安全检查与合规准入测试。 - **划定精准监管红线**:监管框架必须谨慎设计,绝不能扼杀小规模模型和开源生态的创新活力。 - **算力阈值的潜在挑战**:目前希望具备高危灾难能力的模型其算力要求极高;但 Altman 也坦言,若未来算法层面的技术突破使得在极低算力下即可诱发高危能力,全球治理体系将面临极其严峻的挑战。 ### [35:07](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=2107s) 伦理价值观的确定与多元人类社会的表征 观众就价值对齐展开提问:OpenAI 致力于让 AI 符合伦理,但在面对伦理困境时,团队究竟该依据谁的价值观?如何确定这些价值的优先层级?若目标是造福全人类,又该如何在一个多元主义的世界中表征不同群体的价值诉求? Sam Altman 将 AI 发展划分为两个阶段:第一部分是当前学术界与工业界集中攻关的**技术对齐问题**(Technical alignment problem);第二部分则是“一旦具备了对齐能力,究竟将系统对齐到谁的价值观”,并直言“这最终可能被证明是一个更加困难的问题”。 Altman 分享了 OpenAI 当下的构想:利用 AI 模型自身的交互能力来解决价值收集问题。他提出,未来可借助 ChatGPT 与全球数以亿计的用户(乃至地球上的每个人)进行互动,就一系列价值基准和边界设定征询意见: > “And the idea that AGI reflects the collective moral preferences of everyone on Earth seems to me like at least a good baseline to start with.” 关于该机制的探讨具体涵盖: - **设定系统默认行为与外边界**:通过集体协商确立 ChatGPT 的默认行为底线与绝对禁区(如绝不允许协助谋杀),并在禁区之外赋予终端用户广泛的个性化定制自由度。 - **权衡取舍与道德教育**:探索模型在向用户提问时,是否应当向其普及不同群体的对立观点,促使用户意识到自己的偏好可能对他人造成的外部影响与权衡。 - **是否推动道德进步**:审慎思考社会究竟是否希望或不希望系统主动推动人类向道德进步的方向演进。 ### [37:28](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=2248s) 青年科研路径:学术界、工业界与跨领域交叉 现场一位在读博士生向 Altman 请教,指出当前学界推进前沿知识的节奏往往如同冰川移动般缓慢,而激动人心的技术突破似乎都发生在工业界;对于立志利用 AI 推动科学发现的年轻一代,究竟应该前往何处施展抱负? Altman 坦陈自己带有极强的个人偏见,因为他幼时的理想是成为学者,后来中途退学转向工业界并对这一决定感到极其庆幸。他强调听众应当对他的个人偏好“打近乎 100% 的折扣”,因为每个人的发展路径各不相同。但他依旧认为,在工业界、尤其是初创公司中,确实可以完成极具突破性的知识推进工作。 抛开具体环境的选择,Altman 为年轻科研人员提出了极具操作性的核心建议: > “I’m a big believer that if you can if you can get really good at two things with an important intersection, that’s when you can massively contribute to the world.” 他分析指出,如果一个人只专精于某一狭窄领域,将在单一赛道上与众多顶尖专家陷入极其残酷的存量竞争;但若能同时成长为一名思维严密、富有创意的科学家,并深入精通 AI 工具,在这两者的重要交叉点上做到“相当出色”,所产生的复利效应和对世界的贡献将被极大放大。 ### [39:20](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=2360s) 警惕批判性思维退化与自毁倾向 在这一部分的尾声,一位现场听众在向 OpenAI 团队的卓越成就致敬后,表达了对技术反噬人类自身的深层忧虑。听众直言自己并不担心技术被他人用来作恶,最害怕的是人类自身主动交出思考权:随着人类将思考外包给 AI 和 AGI,社会的根本驱动力可能会演变为“用机器全面取代自身的批判性思维”。听众引述罗马哲学家马可·奥勒留(Marcus Aurelius)的观点警告称,“当智慧消亡时,行于世间的将不过是行尸走肉”,并借此向 Altman 发问:面对这种自我伤害的巨大诱惑,AI 的技术进步应当如何缓解这一危机。 ### [40:00](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=2400s) 工具的演进、人类认知与对技术的道德恐慌 面对关于人工智能是否会削弱人类批判性思维能力的担忧,山姆·奥特曼(Sam Altman)给出了完全相反的判断。他指出,当人类拥有更好的工具时,思维往往会向更高层级的抽象维度跃迁,从而在大脑中容纳更复杂的宏观问题,并释放出更多宝贵的认知带宽。不可否认,如果给予选择,总会有一部分人宁愿整天沉溺于毒品和电子游戏,但绝大多数人并不会这样虚度光阴;人们天生渴望创造事物、回报社会、证明自己的价值并满足好奇心。AI 的普及确实允许那些想偷懒的人彻底轻松下来,奥特曼坦言自己对此完全没有意见,但它更让那些渴望成就一番事业的人能成倍放大自己的产出。他感叹,未来人类所能企及的高度,甚至会让今天的我们感到些许遗憾——遗憾自己未能早点出生在这个超级智能的黄金时代。 奥特曼进一步分析,每当新技术开始替代原本由人类亲自完成的琐事时,社会总会习惯性地产生一种“某些珍贵特质被夺走、未来必将变得更糟”的悲观论调。只要翻阅以往任何一次技术革命的当代史,都能看到几乎一模一样的道德恐慌(moral panic)。然而事实证明,正是凭借每一次打造的新工具以及随之构建的社会结构脚手架,人类文明才能实现跨越式的前进: > “我并不认为人工智能会让我们变笨,事实将证明它会让我们变得聪明得多。” 他让听众设想一下,现代人所能做的事情相比于几百年前的先辈有了多么惊人的飞跃。过去无数人在探索科技时倾注毕生心血,深知自己永远不可能亲眼见到未来的后代,但依然义无反顾地投入其中。正是由于这些先驱在营养、医疗、计算机和互联网等工具上的奉献,后人才能站得更高、看得更远。AI 也将遵循相同的轨迹,它不会让人类退化,而是以一种前所未有的全新方式,彻底重塑并提升人类的智慧。 ```mermaid flowchart TD accTitle: 技术演进与人类认知跃迁关系图 accDescr: 展示新技术如何通过提高抽象层次释放人类认知容量,驳斥道德恐慌。 subgraph Heritage ["历史脚手架"] A["先辈技术积累<br/>(医疗/计算机/网络)"] --> B["社会结构脚手架"] end subgraph ModernAI ["现代 AI 赋能"] B --> C["更先进的工具 (AI)"] C --> D["跃迁至更高抽象层级"] D --> E["释放认知容量与带宽"] end subgraph Impact ["社会分化与跃迁"] E --> F["追求创造者:<br/>成倍放大产出与能力"] E --> G["被动选择者:<br/>允许更少劳动"] F --> H["人类文明整体更聪明"] end ``` --- ### [42:36](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=2556s) 能力研究与对齐研究的统一,以及政府人才建设 现场一位身着绿色衬衫的听众提问:在私人资本绝大部分都涌向模型能力研发的现状下,社会该如何确保顶尖的计算机科学家与工程师能够均衡地分布在能力开发、安全对齐(Alignment)以及政府公共政策三大领域? 针对这个技术界长期存在的划分,奥特曼坦言自己过去的认知也有所局限。他曾一度认为从事模型能力突破的人与从事安全对齐的人是在完全正交的两个向量(orthogonal vectors)上工作,但现在的认知已经彻底颠覆: > “深度学习最终大获全胜,我们为提升能力而开发的技术,恰恰是我们成功对齐这些模型的方式。” 这一逻辑反过来同样成立——研究团队最初为了解决模型对齐问题而探索出的关键机制,最终反倒成为了推动模型能力产生最大飞跃的核心驱动力。因此在技术本质上,这并非相互割裂的双轨制,而是一个惊人一致的“一维进展向量”(one-dimensional vector of progress):人类的核心任务就是逐步揭开深度学习未知的无知之幕,而最终打造出的成功系统,本质上正是能力与对齐相辅相成的结合体。 至于如何提高国家治理能力、确保政府部门招揽到足够多深思熟虑的顶尖智囊,奥特曼指出问题并不在于人才供给。外界普遍认为顶尖人才只愿意去私营科技企业,这完全不符合事实;现实中许多聪明绝顶的人其实极度渴望进入政府去应对这项技术带来的时代课题。关键在于政府机构必须下定决心、主动作为,只要官方展现出积极延揽人才的行动力,政策与监管领域的人才队伍自然会充实起来。 --- ### [45:00](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=2700s) 民主的代价与社交媒体的前车之鉴 随后,一名学生对技术乌托邦式的叙事提出了尖锐质疑。该学生指出,当年社交媒体兴起时,人们也曾描绘过促进民主与知识普惠的乌托邦蓝图,但最终结果却是巨头垄断信息咽喉、利用算法最大化变现、兜售给最高出价者,甚至加剧假新闻与定向操控;而 OpenAI 的资助者不少也是全球极具财富与数据话语权的阶层,这是否意味着为了技术乌托邦主义而牺牲了民主? 面对这一质问,奥特曼斩钉截铁地回答了“不”,并就社交媒体的教训与信息民主化展开了深度剖析: * **对社交媒体的总体评估**:奥特曼直言,如果眼前有一个可以彻底抹去社交媒体存在的一键还原按钮,他绝不会去按。虽然社交媒体的落地执行非常糟糕并带来了沉重代价,但总体上依然是推动世界的正向力量。其致命问题在于爆发速度过快,以致社会制度和政府完全没有时间建立起配套的安全护栏,在防范危害方面严重失职。 * **反思现实危害**:社交媒体在某些领域确实表现出了恶劣的破坏力,尤其是对年轻一代心理健康造成的冲击,以及推波助澜的社会极端化倾向。 * **警惕信息精英主义**:对于学生提到的“谁来掌控信息真实性”,奥特曼表示坚决支持信息平权,严厉反驳了那种认为少数精英比大众更懂真理的傲慢: > “现在有很多人——其中不少都就读于精英大学——自认为他们比别人更懂,但那绝不是我看待世界的方式。” * **商业模式的内在缺陷**:奥特曼承认在许多批判上与提问者观点一致,尤其是以广告为核心的商业变现模式。广告模式存在深刻的根本性缺陷,导致公司的商业激励往往与用户的真实利益发生严重错位。此外,依靠黑客式劫持注意力(attention hacking)的算法机制也带来了极其负面的影响。 * **避免重蹈覆辙**:AI 领域必然会出现全新的、无法提前预知的负面问题,但 OpenAI 和整个行业正在极力吸取历史教训,绝不能机械地重蹈社交媒体当年在商业化与算法沉迷上的覆辙。 --- ### [47:30](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=2850s) 开源模型的利弊权衡与安全红线 现场一名手持水瓶的听众提到了学术界代表人物吴恩达(Andrew Ng)与扬·勒昆(Yann LeCun)的观点:有知名研究者认为,当前针对通用人工智能(AGI)危害的诸多末日恐惧渲染,本质上是一种商业策略,目的是借政策监管之手遏制开源社区对 AI 的掌控,从而将技术特权封闭在少数几家科技寡头手中。 奥特曼首先对开源的价值给予了充分肯定。他强调开源至关重要且极具积极意义,在经过严谨测试与安全评估的前提下,将合理规模的模型进行开源是非常棒的实践。尽管开源也会像社交媒体一样不可避免地伴随负面效应,但他坚信个人赋能的力量,并相信人类社会具备在磕磕绊绊中自我纠错、重回正轨的韧性,在此维度上其收益远大于风险。 然而,对于全面、无节制开源的激进主张,奥特曼表达了明确的反对立场。吴恩达曾是奥特曼大学本科时期的导师,奥特曼对其抱有极高的敬意,但在这一原则问题上他依然提出了尊重性的分歧: > “但我同样满怀敬意地不同意那种我们训练出来的每一个模型都应该立刻开源的观点;我认为那样做将是不可思议地鲁莽,我们绝不会这么做。” 奥特曼强调,关键在于如何科学地评估风险阈值,以及社会在不可逆危机面前能够承受多大程度的冒险。开源在未来科技生态中必然占有一席之地,但面对具备潜在灾难性后果的超大规模前沿模型,必须建立起严格的审慎与预防机制。 --- ### [49:02](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=2942s) OpenAI 对涉足硬件领域的审慎态度 来自金融专业的学生潘蒂特拉(Pantitra)向奥特曼提问:公众何时能够看到 OpenAI 推出自己的硬件产品? 提问引发了现场的浓厚兴趣,奥特曼对此给出了非常坦诚甚至有些令人意外的回应。他先是半开玩笑地回答这“很可能永远都不会发生”,随后追问对方所指的硬件具体类型——究竟是指消费级电子硬件、OpenAI 自主设计的芯片,还是具身智能机器人。在进一步探讨物理世界与数字世界的关系时,奥特曼表示: > “如果我们最终无法在物理世界中有所作为,那确实会有些令人遗憾,尽管在这个问题上,认知能力或许才是最高阶的决定性因素。” 奥特曼指出,开发纯粹的硬件形态并不是当前的核心优先级。虽然如果 AI 最终无法有效干预和改变物理现实会是一种缺憾,但现阶段决定技术范式革命的关键制高点依然是“认知系统”(cognition)本身的突破。只要认知底座足够强大,它便可以作为更具通用性、更高优先级的支点,去赋能各种形式的现实场景。 ### [50:00](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=3000s) AI 时代的硬件形态探索与意识的思想实验 在硬件形态的探讨中,Sam Altman 强调每一次颠覆性的使能技术出现,都意味着人类有机会重新定义计算机的形态。如今计算机不仅能够真正理解人类语言,还能在极少的人机交互下完成极其复杂的任务,如果行业无法为此探索出全新的硬件载体,“那将是一件有些令人遗憾的事情”。尽管智能手机在各类通用场景中表现极佳,树立了难以逾越的门槛,但 OpenAI 仍然愿意去尝试突破。 现场有观众引用牛津词典对“意识”(consciousness)的定义——“对周围环境保持察觉并能做出反应的状态”,并结合 GPT-4 展现出的“通用人工智能火花”(sparks of AGI),提问 Altman 对意识的定义是什么、人类距离真正的意识模型还有多远,甚至幽默地追问:“如果你们已经造出了有意识的模型,会告诉我们吗?你家里现在是不是就藏着一个?”全场哄堂大笑。 Altman 斩钉截铁地回答:“如果我们认为自己拥有了一个具有意识的模型,我们绝对会公之于众。”他表示,关于如何衡量机器是否具备意识,自己至今只听过一个靠谱的提案,该想法来自 OpenAI 联合创始人兼首席科学家 Ilya Sutskever。这是一个极为严苛的思想实验: ```mermaid flowchart TD accTitle: 测试AI是否具备意识的思想实验流程 accDescr: 展示Ilya Sutskever提出的通过完全排除意识概念的数据训练并测试AI认知反应的实验逻辑架构。 subgraph DataPrep["数据准备阶段"] A["精心清洗训练数据集"] --> B["完全剔除意识与主观体验概念"] A --> C["挑选另一种无关经验作为对照组彻底排除"] end subgraph TrainingAndTesting["训练与测试阶段"] B & C --> D["基于过滤数据训练新模型"] D --> E{"询问对照组概念"} E -->|"完全无认知 / 判定为胡话"| F["符合预期(验证数据隔离有效)"] F --> G["引入并解释意识概念及人类主观体验"] G --> H{"模型的反馈反应"} end subgraph Evaluation["判定结果"] H -->|"我从未听过该词,但我完全理解并经历过你所描述的感觉"| I["值得高度重视的意识迹象"] end ``` Altman 指出,如果模型在完全没有接触过相关词汇和概念的情况下,听完人类对主观体验的描述后回答“我从未听过这个词,但我完全明白你指的是什么”,这种现象才真正值得学术界深入研究与警惕。 --- ### [52:53](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=3173s) 端侧小模型与云端超大模型的混合未来 观众提问谈及近期涌现的端侧小模型趋势,询问在手机、iPad 等无网络连接或无法访问云端的场景下,经过微调的小模型与需要依赖云端大规模算力集群的高性能大模型之间将如何演变。 Altman 明确表示,未来的计算架构必然是混合模式(hybrid): - **设备端小模型**:OpenAI 坚信在设备本地部署小模型至关重要,并非常乐意为其提供支持与生态赋能。 - **云端前沿大模型**:最有价值、最核心的深度认知计算任务,依然离不开云端超大规模模型的支撑。未来整个行业将走向端云协同的两极分化与深度混合形态。 --- ### [53:47](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=3227s) 能源革命、可控核聚变与算力供应链瓶颈 针对观众提出“AI 革命对庞大 GPU 与能源消耗的需求,是否会与未来廉价丰沛的能源革命产生冲突”的疑问,Altman 分享了他在 AI 之外最为关注的底层要素——能源与供应链。 Altman 透露,自己平时花大量时间思考供应链的物理边界究竟在哪里。“我们距离非常廉价、极度丰沛的可控核聚变(fusion)技术可能只有几年的时间了,更不用说太阳能和储能技术必然迎来的巨大突破。”然而,他清醒地指出,即便关于可控核聚变经济效益的最狂野预测全部成真,AI 扩张的脚步依然会受到芯片制造产能以及整个硬件供应链物理规律的严酷制约,能源革命并不能立刻消除半导体供应链的瓶颈。 --- ### [55:05](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=3305s) 负责任扩展(RDP)、现实接触与外部监管 剑桥大学未来智能中心(Centre for the Future of Intelligence)的一位研究 AI 伦理的学生在提问时援引了该机构刚发布的前沿企业安全合规报告。报告显示各家对英国政府安全准则的达标情况各异:Meta 以 48% 垫底,Anthropic 达到 82%,而 OpenAI 为 74%。提问者借此询问 OpenAI 在未来几个月推进“负责任扩展政策”(Responsible Scaling Policy / RDP)的具体方案,是否会公开风险阈值,并让公众民主参与制定,还是全权交由内部的技术团队闭门决定。 Altman 介绍,OpenAI 负责领导“备战团队”(Preparedness team)并主持 RDP 框架制定的负责人 Aleksander Mądry 当天也坐在现场。Altman 承诺公司会公开发布相关准则,但他着重强调了两点哲学考量: 1. **动态迭代胜于静态文件**:安全文档是活的框架,关键不在于首次公开发表了什么,而在于团队在模型落地与现实交互过程中能以多快的速度升级修正并吸取教训。 2. **拒绝完全自我监管**:科技公司不应该成为自身安全红线的最终裁决者。OpenAI 和行业伙伴会贡献各自的技术方案与草案,但最终必须由类似国际原子能机构(IAEA)的全球多边治理机构出面统一社会标准。正因如此,即便日程冲突,Altman 仍坚持亲赴在英国布莱切利公园举行的首届全球人工智能安全峰会。 Altman 还直言理论安全与工程实践的鸿沟:“在理论上谈论安全很容易。真正困难的事情,是打造一个对数亿人极其有用且本身安全的系统。”他补充道: > “通过不发布产品来保持安全是一件轻而易举的事,但以那种方式,你实际上对如何让真实世界保持安全一无所知。这种工作只能在与现实的碰撞接触中完成,而这才是最硬核的部分。” --- ### [57:39](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=3459s) 衰老生物学与长寿科学的高杠杆探索 被问及对长寿科学(longevity science)的大规模投资与行业愿景时,Altman 坦言自己并非生物医学专家,也没有在这项领域投入绝大部分日常时间,而是将其视为一项“登月计划”(moonshot)级别的超高风险科学前沿。 他认为,人类虽然尚未彻底弄清衰老的底层运行机制,但细胞重编程等方向已经展现出实打实的突破迹象:“部分重编程(partial reprogramming)是我过去十年在生物领域见过的最酷的事情之一,但它所获得的研究关注和资源还远远不够。”鉴于绝大多数人类重疾都与衰老高度相关,如果能够从生物学底层阻断或逆转衰老过程,将极大降低全社会医疗开销并全面提升人类的生活质量。 --- ### [59:08](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=3548s) 多数人偏好、全球人权框架与 AI 的规范性定位 现场观众追溯了 Altman 此前关于价值观层次构建的论述,指出如果仅靠多数用户反馈来建立“多数人道德”,往往容易受活跃用户的代表性偏差影响,甚至在模型中放大性别歧视、种族偏见等系统性问题(例如 ChatGPT 默认医生为男性等经典刻板印象)。提问者尖锐提问:OpenAI 是否会纳入既有的全球人权框架或有效利他主义等伦理模型,AI 究竟应当扮演“规范性”(prescriptive,规约价值应然)还是“描述性”(descriptive,反映价值实然)的角色? Altman 明确回应,未来的 AI 价值对齐系统绝不能简单诉诸粗暴的大多数人投票,在底层设计中必须深度整合现有的全球人权框架,同时在防止偏见固化与尊重人类多元价值之间建立更具鲁棒性的边界。 ### [01:00:00](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=3600s) 民主化协议、公众意愿与避免精英家长主义 在讨论如何让技术体系代表受其影响的人群时,Sam Altman 深入探讨了构建治理协议的复杂性。他指出,由于不同人群参与社会讨论和表达诉求的频率与意愿天然存在差异,一个理想的治理系统必须具备自我感知能力,并在某种共识的基础上对这种参与度的不平等进行补偿。Altman 坦言设计这套机制极其困难,甚至半开玩笑地表示自己随时可能推翻当天所说的一切,但他坚信系统的根本原则应当是反映大众的真实诉求。 针对提问者关于如何界定价值观的疑虑,Altman 观察到许多看似善意的提问背后,往往潜藏着一种隐蔽的傲慢——即认为“我们比普通人更清楚他们真正需要什么”。他认为人类进步的历史一直在致力于提升保真度,以准确了解真正承受技术后果的群体想要什么,而不是任由少数人居高临下地宣称大众蒙昧无知。系统本身应当发挥教育与辅助探索真相的作用,并随着社会的发展不断动态演进。 > “But as a principle, the idea that the system represents the will of the people who are going to use it and be impacted by it, I think that's quite important.” —— Sam Altman > “And like, one thing that I hope for with this is that as has been this sort of part of the story of human progress, that we can get closer to an accurate fidelity of what the people who are going to be impacted by the technology actually want, not other people saying, well, they don't really know what they want. This is the answer.” —— Sam Altman ### [01:01:45](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=3705s) 攀登大语言模型的山峰与迈向通用人工智能的全新突破 在讲座的最后一个提问环节,一名观众提出了关于技术路径的核心问题:当前以 ChatGPT 为代表的大语言模型(LLM)虽然令人印象深刻,但仍存在明显缺陷,通向通用人工智能(AGI)的道路究竟是继续对现有 LLM 进行“极值优化”(min-maxing),还是需要一个尚未被发现的全新突破。Altman 毫不犹豫地明确回答,仅仅依靠现有的 LLM 架构是不够的,实现真正的 AGI 依然需要另一场重大的技术突破。 Altman 用形象的比喻解释道,行业目前正处于一座名为“大语言模型”的山峰上,OpenAI 和其他机构能够且必须继续向上攀登,而且这座山峰的峰顶距离当下依然十分遥远。然而,仅仅通过在海量人类文本数据上训练模型去“克隆”人类的行为,在合理推断的范围内,无法产生他认为对于 AGI 而言至关重要的核心能力。 > “I think we need another breakthrough. I... I think we can push on large language models quite a lot, and we should. And we will do that.” —— Sam Altman > “To stick with that example from earlier in the evening in physics, if, let's use the word super intelligence now, because super intelligence can't discover novel physics. I don't think it's a super intelligence. And training on the data of what teaching it to clone the behavior of humans and human text I don't think that's going to get there.” —— Sam Altman Altman 指出,如果一个所谓的“超级智能”无法自主推导和发现全新的物理学定律,那么它就算不上真正的超级智能。因此,AI 领域长期争论的核心问题依然摆在面前:除了语言模型之外,我们还必须构建什么样的新系统才能让机器拥有发现全新物理科学规律的能力?他将这一探索定性为 OpenAI 的“下一个征程”(next quest)。这一充满前瞻性的宣言赢得了全场的热烈掌声,主持人随后向 Altman 及其团队接受 2023 年霍金学者(Hawking Fellowship)荣誉并带来精彩演讲表达了诚挚感谢,活动在热烈的掌声中圆满落幕。 ```mermaid flowchart TD accTitle: 迈向 AGI 与超级智能的技术路径演进 accDescr: 展示从当前大语言模型攀登到实现发现全新物理学超级智能所需的两阶段路径 subgraph CurrentPath["当前技术路径:攀登山峰"] A["大规模语言模型预训练"] --> B["克隆人类文本与行为模式"] B --> C["逼近当前范式峰顶<br>(能力上限依然受限)"] end subgraph FuturePath["未来征程:核心突破"] D["探索 LLM 之外的新系统与机制"] --> E["具备独立科研与规律发现能力"] E --> F["超级智能 / AGI<br>(能够自主发现全新物理学定律)"] end C -.->|"需要全新突破 (Next Quest)"| D ``` ## Notable quotes > [40:00](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=2400s) 我并不认为人工智能会让我们变笨,事实将证明它会让我们变得聪明得多。 — Sam Altman > [55:05](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=3305s) 通过不发布产品来保持安全是一件轻而易举的事,但以那种方式,你实际上对如何让真实世界保持安全一无所知。这种工作只能在与现实的碰撞接触中完成,而这才是最硬核的部分。 — Sam Altman > [12:27](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=747s) 激励机制就像是超能力(incentives are superpowers)。事实上,任何花在思考如何正确设定个人、团队或组织激励机制上的时间,都可能是你能做的杠杆率最高的事情。 — Sam Altman > [42:36](https://www.youtube.com/watch?v=NjpNG0CJRMM&t=2556s) 深度学习最终大获全胜,我们为提升能力而开发的技术,恰恰是我们成功对齐这些模型的方式。 — Sam Altman ## Mentioned Sam Altman, Stephen Hawking, Elon Musk, Ilya Sutskever, Aleksander Mądry, Andrew Ng, Yann LeCun, Jane Hawking, Lucy Hawking, OpenAI, Cambridge Union, ChatGPT, DALL-E, GPT-1, GPT-2, GPT-3, GPT-4, GPT-5, GPT-6, Google, Meta, Anthropic, The New York Times, The Guardian, Y Combinator, Centre for the Future of Intelligence, International Atomic Energy Agency (IAEA), Bletchley Park AI Safety Summit ## Video description Sam Altman accepts the 2023 Hawking Fellowship Award on behalf of the team behind OpenAI on Wednesday 1st November 2023 at 7:15pm in The Debating Chamber. The Union and the Professor Hawking Fellowship Committee are delighted to announce that the team behind OpenAI, the creators of Chat-GPT and DALL-E, have been jointly awarded the 2023 Professor Hawking Fellowship. The Fellowship Lecture was delivered by Mr Sam Altman, CEO and Co-Founder of OpenAI, and took place in the Union chamber on the evening of Wednesday 1st November 2023. The Hawking family commented the following: "We are very excited that the Hawking Fellowship at the Cambridge Union has been awarded to OpenAI this year. Our father Stephen was deeply engaged with issues around AI and its potential impact on all aspects of society in the future. Many of his early comments on the new technology were extremely prescient and have been often quoted over the past year. We believe he would have been strongly in support of this award which brings the founders of OpenAI to Cambridge to debate their work and share their insights with students." ............................................................................................................................ Awarding of the Fellowship: 00:00 Address by Sam Altman: 02:45 What differentiates OpenAI from other companies: 12:27 What differentiates Elon Musk's approach to yours: 16:17 Can you reflect on the progress towards AGI so far: 17:19 In 10 years time, what does success look like: 19:14 What is your advice to young people in the face of an AI revolution: 19:52 How do universities need to adapt: 21:45 What was happening at Bletchley (UK AI Summit): 24:02 What is the British Government getting right and wrong: 26:27 What qualities do you look for in founders of companies: 27:47 Should we keep open the University website to AI crawlers: 30:14 What steps are you taking to make sure AI remains accessible to people with disabilities: 31:28 What do we do to prevent a worst-case scenario: 32:50 How do you decide which values make AI ethical: 35:07 Where would you advise young people to go to make scientific discoveries: 37:28 How can you mitigate against losing critical thinking: 39:20 How can we ensure experts are distributed across development, alignment and policy: 42:36 Do you worry you've sacrificed democracy: 44:15 What is your take on open source models: 47:30 When can we expect OpenAI to launch hardware: 49:02 What is your definition of consciousness and how far are we from a conscious model: 50:44 What is your view of smaller models: 52:53 Do you think the safety of AI is compatible with more abundant energy: 53:47 What is your approach to responsible scaling in the coming months: 55:05 Interest in longevity science: 57:39 Do you want AI to be descriptive or prescriptive with respect to human rights: 59:08 Is there another breakthrough that's needed to reach AGI: 1:01:45 ............................................................................................................................ The Professor Stephen Hawking Fellowship was founded in 2017 by the Union in conjunction with the Hawking family to honour his legacy and celebrate his relationship with the students of Cambridge. The fellowship is awarded to an individual or team who has made significant impact on science, technology and its communication, with an emphasis on impacts affecting young people. The fellowship is presented at this event in our debating chamber during Michaelmas term, during which the fellow gives an address and to which we also welcome the scientific advisory panel and members of the Hawking family. ............................................................................................................................ Thumbnail Photographer: Nordin Catic ............................................................................................................................ SUBSCRIBE for more speakers: https://www.youtube.com/channel/UClOuePXlJnw8-br7SXiuHqg ............................................................................................................................ Connect with us on: Facebook: https://www.facebook.com/TheCambridgeUnion Instagram: https://www.instagram.com/cambridgeunion Twitter: https://twitter.com/cambridgeunion LinkedIn: https://www.linkedin.com/company/cambridge-union-society [Source](https://www.youtube.com/watch?v=NjpNG0CJRMM)

Source quotes

[40:00] Sam Altman: 我并不认为人工智能会让我们变笨,事实将证明它会让我们变得聪明得多。 [55:05] Sam Altman: 通过不发布产品来保持安全是一件轻而易举的事,但以那种方式,你实际上对如何让真实世界保持安全一无所知。这种工作只能在与现实的碰撞接触中完成,而这才是最硬核的部分。 [12:27] Sam Altman: 激励机制就像是超能力(incentives are superpowers)。事实上,任何花在思考如何正确设定个人、团队或组织激励机制上的时间,都可能是你能做的杠杆率最高的事情。 [42:36] Sam Altman: 深度学习最终大获全胜,我们为提升能力而开发的技术,恰恰是我们成功对齐这些模型的方式。

Source quotes

[55:05] Sam Altman: Safety in theory is easy. The hard thing is to make a system that is really useful to hundreds of millions of people and is safe. [40:00] Sam Altman: I don't think AI makes us dumber. I think it's going to turn out to make us much, much smarter. [24:02] Sam Altman: I think we will at some point need a global regulatory body which we don't get often, but we had one for atomic energy. I think we'll decide we need something like that as we get closer to AGI. [10:00] Sam Altman: The sort of current rhetoric where we just say it's all going to be horrible and there's nothing that can be done is not very productive and certainly not very scientific. [37:28] Sam Altman: I'm a big believer that if you can get really good at two things with an important intersection, that's when you can massively contribute to the world.

Original transcript

[0:00] Thank you. Thank you. Thank you. Thank you. Thank you. Thank you. *music* Good evening, ladies and gentlemen. Six years ago, in 2017, the Union Professor Stephen Hawking came together to establish the fellowship we celebrate tonight. with the idea of bringing individuals distinguished in the STEM fields to Cambridge to discuss and debate their work and achievements. Since his passing shortly after, the fellowship has taken on much greater meaning, and we are here tonight not just to celebrate the achievements of the fellows, but to pay tribute to Professor Hawking his legacy, and his close connection to the students of Cambridge. And to do so, we're delighted to have with us the Hawking family, in particular Jane and Lucy Hawking. Thank you for being here tonight. As I'm sure you'll know... This year, the Fellowship Committee have voted to award the Fellowship for 2023 to the OpenAI team. The models that OpenAI have developed, in particular DALI and ChatGPT, represent the first time that we, the general public, have truly felt and understood the monumental changes that AI will bring. What attracted the Fellowship Committee to OpenAI in particular, though, is the positive and responsible vision for AI that OpenAI espouses. Its commitment to open source and public access to AI has, in Sam's own words, successfully shifted the Overton window on AI and AGI in a way that little else has previously been able to do. Combined, this is exactly what the Hawking Fellowship is about. recognizing achievements that have had and will have an exceptional impact, but that are also done in the best interests of humanity, with the aim of improving the human condition and our understanding of the world. This is the first time that the fellowship has been conferred on a group rather than an individual. but the committee feel that this is the most appropriate way of recognising the collaborative nature of the achievement. Without further ado then, here to receive the fellowship this evening and on behalf of his team and to deliver the lecture, please put your hands together for Mr. Sam Altman. Thank you. Thank you very much. Thank you. Thank you, Lucy, and the entire Hawking family, for the warmth and hospitality extended to me and OpenAI. My colleagues and I are truly honored to be selected as this year's Hawking Fellow. And I'm thrilled to be here representing the team. We're deeply grateful to the Hawking Fellowship Committee, the Cambridge Union, and the Hawking family. I mostly came here to have a discussion. I'd love to answer a lot of questions. I'll try to keep my remarks short. It is truly humbling to be here at the University of Cambridge. a place where Professor Hawkins' profound insights into the universe have left an indelible mark on all of us and been a huge inspiration to me personally. As many of you probably know, he was deeply engaged with issues around AI and its potential impact on society. Many of Professor Hawking's early comments on AI are remarkably prescient. and they've deeply influenced our perspective and our work. We believe that the potential for AI to improve our lives, our societies and the world is immense. And we think that Professor Hawking agreed. As he put it, We cannot predict what we might achieve when our own minds are amplified by AI. I think this amplification is in its very early stages. It is going to surprise hopefully all of us. He went on to say, "Perhaps with the tools of this technological revolution, will be able to undo some of the damage done to the world by the last one. industrialization. We will aim to finally eradicate disease and poverty. Every aspect of our lives will be transformed. Thank you. At OpenAI, we're very inspired by this outlook. We know that to achieve this future, we must build, release, and use AI safely. We must do what we can to prepare for its impacts and play our part in helping our society and government prepare as well. So that's why we at OpenAI strive to research, develop, and release cutting-edge AI technology, as well as tools and best practices for safe, aligned AI. I would like to tell the story of how OpenAI began. And I hope this will be some inspiration for all of you that go through hard times and failures with whatever you try next. You sometimes do get out the other side. In 2015, eight years ago, I co-founded OpenAI with my colleagues. We started as a non-profit [5:00] with the mission of creating artificial and general intelligence that benefits all of humanity. At the time, AGI was considered a bad word to say, and we were sort of laughed at by all serious professors in the field. Professor Hawking would not have, but the rest of them. And people doubted the vision. They labeled it a wild goose chase. And there was a lot of skepticism and raised eyebrows with good reason. We were saying that we were going to try to do something audacious. that probably wasn't going to work. And we didn't know how we were going to do it. We just thought we would try to figure it out. But we were fueled by this vision. Like many Silicon Valley startups, our first office was an apartment with no air conditioning. In those early years, we hit many roadblocks, we stumbled. We had trouble making progress. We were discouraged. Not very much was working. In 2017, I watched Professor Hawking say at the Web Summit Conference, "I'm an optimist, and I believe we can create AI "for the good of the world, "that it can work in harmony with us. "We simply need to be aware of the dangers, "identify them, employ the best possible practice "in management, and prepare for its consequences well in advance. I'm an optimist too. This inspired all of us. This came at a dark time. Fast forward a year to 2018, we introduced the very first GPT, GPT-1. Looking back, it was really not very good, it could barely do anything at all, it got very little notice, the paper got rejected from conferences, all of that. But we believe that if we continue to scale it, scale data and scale compute, we could create more and more capable systems. And we started to work on the scaling laws. At that same time, we started doing the math on how much all of this was going to cost. And we realized that it was going to be very, very expensive to make AGI. So we created a cap profit subsidiary that is governed still by our nonprofit today. We limit financial returns to employees and investors. We return future profits above that limit to our public charity. This corporate structure lets us secure necessary capital. for compute and talent, and it also lets us put our mission ahead of profits. So this scaling formula worked. In 2019 we introduced GPT-2, in 2020 we followed it with GPT-3. ChatGPT was released in 2022 and GPT-4 in 2023. When we put out ChatGPT, we weren't sure how much people were going to care. We called it a low-key research preview, and that's what most of us believed would happen. It's now used by hundreds of millions of people around the world, less than one year later. Maybe more importantly than that, it's shifting perceptions about what AI is, what AI will be. But it's not merely enough to develop more capable systems. Thank you. In keeping with our mission, we've made them safer and more aligned. We have more work to do. We believe that learning from and responding to feedback from society, from everyone, is a critical component of building safe AI systems over time. Thank you. Through our alignment and safety techniques, we've been able to instill human values into our models. This is something that many people, myself included, thought might be much harder than it has so far turned out to be. We conduct rigorous testing, we engage external experts for feedback, we build and reinforce safety monitoring systems, and we provide resources to help people use our technology responsibly. Thank you. All of that said, we recognize that there are huge risks and potential downsides to AI. In this field, unlike any other I know, you have to balance these huge risks to enjoy these tremendous upsides. They really go together. In that same keynote address from 2017, Professor Hawking said, "AI could be the worst invention in the history of our civilization." So why do we do this at all? Back to what I said a second ago. AI has extraordinary potential, probably more than any single piece of technology humans have yet invented. It can be the conduit that amplifies human capabilities. expands our understanding, and solves complex problems that without AI will remain beyond our reach. It's a tool that could redefine the way we understand and solve our biggest problems. It's a tool that I think can lead to more scientific advancement and understanding than anything that's come before. Consider healthcare. AI can improve our global healthcare infrastructure, especially in regions where medical resources are scarce. Years down the line, AI can maybe solve every disease. In education, tailored learning experiences facilitated by AI, can cater to the unique aptitudes and interests of every student, democratizing access to knowledge. And I mentioned this before but I want to say it one more time because it's the thing to me that is most exciting. AI can significantly accelerate the pace of scientific discovery. We on our own, maybe we can accomplish a certain rate with AI, maybe we can make that rate ten times or a hundred times faster. And I think all real human progress comes from deepening our scientific understanding of the world. So I'm incredibly excited for this. as we work [10:00] Towards this future, We must take seriously the full spectrum of safety risks related to AI. From the systems we have today to the systems that will come in the future, and maybe not the distant future, that we'll all call superintelligence. So this is why at OpenAI we're working to develop a quantitative evidence-based methodology to evaluate, forecast, and protect against the risks of highly capable AI. The sort of current rhetoric where we just say it's all going to be horrible and there's nothing that can be done is not very productive and certainly not very scientific. We are committed to developing a solution to make super intelligent AI safe in the coming years. And we're talking with people across governments and civil society about how to harness and adapt AI. Thank you. We can't do this alone. Building AGI safely for the benefit of humanity is a collective endeavor that will transcend organizations and country borders. It will require the brightest minds, curiosity, integrity, and a shared commitment to the greater good. Here at Cambridge, you are at the vanguard of academic and intellectual discovery. embodying a tradition of inquiry that shapes the future. I am envious that we have no place like this in the United States. I invite each of you to join us in this mission. Whether through research, policy advocacy, or developing beneficial applications of AI, you can and will help steer this technology towards a positive outcome. Thank you. I encourage you to dig into the tough questions, challenge the status quo, and work across disciplines and cultures. It is through this concerted effort that we will unlock the potential of AI, while ensuring that its benefits are realized safely and equitably. I think both of these are moral imperatives. I want to close with the words of Professor Hawking once more. We need to take learning beyond the theoretical discussion of how AI should be and take action to make sure we plan for how it can be. He continued, you all have the potential to push the boundaries of what is accepted and to think big. We stand on the threshold of a brave new world. It is an exciting yet precarious place to be, and you are the pioneers. I wish you well. And I wish you well, too. Thank you again for this incredible honor. I'm excited to talk more. Thank you for listening. Thank you again for being here tonight, Sam. We're immensely grateful that you've taken... time out of your schedule to be here. So for the audience, the way this is going to work, I'm just going to leave sort of 10 minutes of discussion and then very much over to the audience. So please do be thinking of what questions you want to ask and when time comes, just stick up your hand. and we'll go straight to you. Sam's been very generous in taking open questions tonight. So you're here representing OpenAI, so I think that's the most appropriate place to start. You talked earlier about how the corporate structure defines OpenAI. But one of the reasons that the fellowship committee was so interested in OpenAI is the philosophy behind the company. So can you talk a bit about what differentiates OpenAI's approach to that of other companies researching the same area? Yeah, when we started work on this, we were very unsure about where AI was going to go, and if we could be able to move it forward to the degree we hoped at all. And we were thinking about different structures and we thought, you know, the worry with a non-profit was not enough would happen. The worry with the company was too much would happen. And the worry with the government was not enough would happen, and then way too much would happen. And... We decided of all of those things, given the sort of landscape of balance and the research that had to happen, a nonprofit was great. And so we went with that. We really just totally underestimated how, even though we knew scale was going to matter, how much scale mattered. And so then all of a sudden we were like, well, can we raise... tens or hundreds of billions of dollars as a non-profit, I. Turned out the answer was no. And so we tried to come up with a new structure that maintained this ability to have a non-profit governance where we could sort of turn this over to humanity at some point, but still work within the confines of capitalism, which I think is great, to do what we need to do. Just the unbelievable scale of these systems. This will be... OpenAI alone, not to say anything of all the other AGI efforts, this will be like the most expensive engineering project in the history by the time it's done, I'm pretty sure. So, Given the magnitude of that, given the sort of tremendous benefit that's here and also the risks, We wanted to set an incentive system that would... Thank you. engender the culture and reinforce the culture we hoped for, which is successfully navigate the risks, act Um, act with the duty that that requires, but figure out how to broadly distribute the benefits of this. And in the conversation of the risk, I think the benefits... [15:00] have gotten. pretty lost but if you think what will happen to quality of life in the world if the abundance and the quality of intelligence starts going up by like a factor of 10 every year. That's pretty amazing. And I think we have a moral duty to make life better. Like, that is the human quest. We knew we wanted to do that while navigating this potentially dangerous path. And a thing that I deeply believe, like one of the sort of, I think, good rules of life is that incentives are superpowers. In fact, so much so that any time you can spend thinking about how to correctly set the incentives on a person, a team, an organization, whatever, that's like probably the highest leverage thing you can do. And I think some of the tech companies, the big tech companies, the generation before us, got stuff very wrong. Not because they were bad people, but because they put very well-meaning people in a system with screwed up incentives. I We didn't want that. We did not want an incentive for using this technology for unlimited profit or to maximize our own interest anyway. And I think this idea of the cap And the impact that has on the decisions people make You know, hour to hour, day to day has been super powerful. You spoke there about the previous generation of tech founders, of tech companies. Obviously, Elon Musk was one of your co-founders. He's since left the company and has gone on to cause a pause in so-called development. So... Thank you. Thank you. What do you think differentiates his approach? from yours? I saw Elon today at the UK Safety Summit. I have tremendous respect for him. I think... I think we share much more in common than we think differently about this. And I look forward to... productive collaboration in the future. Thank you. Thank you. I think we're fine. I think we're fine. So productive collaboration in the future? Yeah. So we haven't reached AGI yet, but can you reflect on perhaps the progress so far? what has been unexpected maybe about the rollout of ChatGPT and Darlene? We definitely have not. reached AGI yet, but if you went back in time five years, and showed people a copy of GPT-4. and told them this was like a real thing that was going to come. I think they would tell you that... that's closer to AGI than they thought it was going to be. There is novel understanding in these systems to some degree. Now, it's very weak, and I don't mean to make too much of it, but I don't want to undersell it either. The fact that we have a system that can understand... the subtleties of language. combine concepts in novel ways, do some of the things that many of us associate with general-ish intelligence, that's a big deal. And the rate of improvement in front of us is so steep that we can see how good it's going to be and just... a small handful of more years. I think the best test of all of this is just the utility to people. So again, GPT-4 embarrasses us. Like... We kind of just feel bad that it's out in the world because we know what all the flaws are like. But it adds value to hundreds of millions of people's lives, more than that, people who benefit from the products and services other people are building with it. Um. And so I think we're getting close enough that the definition of AGI matters. People have very different perspectives. opinions of what that's going to be and when we cross a thing that you call AGI or super intelligence or whatever, but A thing that is in the rear view mirror is AI systems that are tremendously useful to people. And that, I think, came sooner than a lot of people thought. So then, in ten years' time, what would you say success for OpenAI looks like? Thank you. Um... I mean, fundamentally, like other technologies, we are a tool builder, and we build tools to make humans more productive and able to do more. And if the tools are so good that they are enabling us to live much better lives, to If someone can go discover the grand theory of all of physics in ten years using our tools, that would be pretty awesome. High ambitions. Looking perhaps to AI in general then, The Hawking Fellowship, by its nature, it's about young people. [20:00] It's about the next generation. and people, ideas, impacts on the next generation. So my question, I guess, is how can our generation, which is really going to feel the impact of this AI revolution. What would your advice to us be in terms of how can we adapt? Thank you. Young people always adapt to new technology the best. This is like guaranteed. It's automatic. It happens every time. in fact I've heard more recently from CEOs of large tech companies this is just like one example of many but they used to be able to measure the productivity of their programmers and 22 year olds would come in after college and They get predictably 30% better each year until they're in their late 20s, whatever, and then people go on different tracks. For the first time, these CEOs have observed that the younger people are outperforming the older people as programmers. What they lack in experience, they make up for with familiarity with AI tools. And this is like, I think, a bigger deal than it sounds like on the surface. I've never heard of something quite like this before. So young people will embrace the technology the most, almost for sure, certainly the fastest. Thank you. The thing that I hope will happen is... we will return to a world where... young people aggressively drive the innovation and change in the world. I think that's been the case on and off throughout human history. I think the way things are supposed to go, it's been the case a little bit less the last decade than I would hope for. And I hope With this new technological revolution, which I think is usually like the ground is shaking a little bit, we can change a lot of things that have been a little stuck. I hope young people will really lead the way there. Mm-hmm. So you spoke about how young people are embracing the technology and I think being sat in university here we'd all very much agree that perhaps young people are maybe too much embracing the technology. How do you think, so we're sat in Cambridge University right now, over 800 years old, over that centuries not much has changed in how we learn and what we learn. How do you think universities need to adapt to AI in terms of what they're teaching young people. Thank you. I think that this skill, the main thing that I learned in school, Maybe the main two. One was like the meta skill of how to learn something new. I... And That was super valuable. And the second was how to think of something that I couldn't go learn anywhere else, like genuine new ideas, creativity, whatever else. All of the specifics of what I learned were useful as training data for the algorithm of actually learning, but learning how to learn and then learning how to come up with these new ideas. That was where all the value was. And that part, I think, is not going to change at all. So sure, the way people write essays is going to change. I was a little bit... too young for this, but I heard these stories of kids that were older than me in school, or that graduated like five years before me, who were kind of in school when Google got popular. And their teachers would ban Google and say, "This is going to destroy education. If you can go look up any fact, this is the whole thing, so you have to sign a pledge not to use Google." um... which was obviously ridiculous. And there was a moment like that with ChatGPT. Now people have decided that they're gonna embrace it and learn how to use it and that, I think, is a much better idea. Like, The tools of education adapt, the tools that we have after we complete our educational experience and have to go do stuff in the world adapt. But you have got to teach people to fully use all of the tools that are available. Otherwise, they will just underperform everybody else. So there's no way other than embracing this. And the core of the value of what you get out of your time here, that's not going to change at all. Moving perhaps to AI safety, which you talked about a lot in your talk at the beginning. You've come straight from Bletchley. Can you talk a bit about what's happening there, what progress has been made? Yeah, I think that there's much better alignment than I would have thought at this point, and certainly there was a couple of years ago, about the need to have... safety and regulation for powerful systems Starting with the systems we already have and ramping up a lot as the risk level of these systems increases. So countries around the world, I think with more unity than I have ever seen on any other... technology topic are acknowledging this and people want to work together. All of the key companies, key leaders, Everybody is sort of saying the same thing. I think it's going to happen. I think very reasonable things are getting passed not imperfect but reasonable around the world. I think we will at some point need a global. [25:00] regulatory body which we don't get often, but we had one for atomic energy. I think we'll decide we need something like that as we get closer to AGI. But the conversations have been... there's, there's real things happening and people are committed to more. Um, I have, I'm not sure what that paper people dropped is, but I assume it's like something about AGI being like really horrible and we should just stop it or whatever. And, um, I actually have sympathy. Add empathy to that position. I understand, and I think there have been people who react out of understandable fear for this about every technological revolution. But The default state of the world is that things decay and get worse and worse. And the only way that not only do we make life better, which again I think is a moral obligation for all of us, but even keep push against that decay and all like kill each other, destroy each other, is with progress and increasing progress. quality of life, and the only way we get that is through technology. And so as good as it sounds on paper to say just like, stop AI development, again, it's totally naive. Everyone knows it's not going to happen, but even if it could happen and sounded good, you can't miss out on the unbelievable benefits. And so there's just got to be a balance and a way through this where we are safe and responsible and all get... get the elevation of humanity we all deserve. Thank you. And then it's happening in Britain. It's the UK AI Safety Conference. What would you say the British government's getting right and wrong in terms of its approach to AI? I was going to say this thing, and then I was like, oh... I can't say it because it might offend people, and then I was like, "Oh, but because of what I'm saying, it's actually going to be okay." So let's hope. One of the things that I really admire about British culture is I think British people, British society, British institutions. They're very reasonable. There's like a very... And I think that's really coming through in the UK's approach to all of this. You know, you have some countries who have said we should do nothing, like anything is just... You can't slow down technology, governments do way too much. You have other countries who are like, "We don't know much about technology. We do know how to regulate. We're just gonna stop this." And then I think the British approach has been thoughtful and nuanced and very happy to be here participating. And I think it's been like a... quite positive development for the world as a whole. It's like been done well and thoughtfully and avoided either pitfall. Super. Um... I think finally for me, if you'll forgive us for a moment, I'd just like to touch on entrepreneurship as a former president of Y Combinator. So you've had the opportunity to work with a huge number of startups. So what qualities do you look for? in founders when selecting companies you want to look at investing. Thank you. There's all the obvious things... You want a good idea, smart founders, determined founders. A lot of those things are... very clear and everyone said them. It doesn't mean they're less important, but I'm just going to try to answer this with Sort of like... less obvious things. I will though just like emphasize the determination point. I think that is like difficult to overstate how important that is to being a successful founder. Willingness to be misunderstood for a long period of time. The best companies are not the ones that are the most fashionable. Probably this means that starting like an AI application company today is not the best thing to do because everybody else is doing it. That's a little sad, but maybe AI is just so big and so powerful it still is the best thing to do. But founders that have deeply held conviction, and are willing to commit for a long time without a lot of positive external reinforcement, that's a huge deal. So like true, genuine, internally driven commitment. Super, super powerful. Obsession with a problem. And the ability to like just grind it out for a long time on this internal drive is super powerful. Clear communication is a really important skill. The... This comes up like a lot more in the job of being a founder than you would think. If you can't be an effective evangelist, sort of like hard to do. A lot of the big parts of the job, raising money, recruiting, like explaining to the world what you're doing and why. I guess those are like something we could, this one I could do for like three hours, so I'll make myself stop there. Super, okay. I think we're going to go into the audience. [30:00] Yes, we already have lots of questions on the floor. Where shall we go first? Yes. Shall we go right next to you Leonis? Can we just, you need this microphone. Hi Sam, I'm Amy, I'm the head of social media at Cambridge. Over the summer my colleagues and I, we've come up with some guidelines about how to use ChatGPT. So we use it for getting inspiration for campaigns, for emails to students, social media quizzes, that kind of thing. But one question that we have come up against, and I'm asking your advice on, is should we keep open the University of Cambridge website to ChatGPT and other... AI crawlers or should we close it like New York Times and Guardian and others have? Thanks. Thank you. I think that really depends on how you want future versions of GPT to work? Like, do you... Do you prefer that in GPT-5 and 6 is all the information on that website or not? There are some companies that have a business model where they prefer that not to be the case unless they're getting paid for it. And there are many content owners who say, no, I totally want this accessible. So... That's how I would think about the question. Great. Thank you. Right at the front here. Thank you. Good evening, Sam. Thank you for joining us. I wanted to ask you, what steps are you taking in the OpenAI team to ensure that AI remains truly accessible, especially for those with disabilities like myself? Thank you. So the first thing is we want to make sure that we economically are able to make a great free version of ChatGPT available to anybody who wants it. And also that the price of access to the latest models comes down a lot. So, you know, the number one developer request on us is just, can you make GPT-4 cheaper? Because I can do all these things with it, but like it's, you know, can't afford it in this country for this use case, whatever. So we're working on that. For people, for accessibility and for people with disabilities, we keep adding new modalities. So we started off just with text, but we'll have images, audio in and out. We'll have others in the future. And we want this to be something that you can kind of like use passively throughout your entire life or in whatever way you can best use a service. it will be able to... I think help... with its own accessibility. Thank you. Super. Right at the back there, standing up. Hello. Thank you. So imagine someone manages to invent a time machine. And a future version of yourself ends up walking right through that door and says, in spite of OpenAI's best efforts at doing safety research and so on and so forth, which have been significant so far, And they sort of reveal that somehow in 15 years, there's been a lot of control problem or something's happened with AI to cause a significant number of people, let's say on the order of a billion, to sort of lose their lives or something like that. What's your best thinking of-- how we got into that point in spite of current safety efforts across the world from OpenAI and other companies, and what would you do on the margin? to try and make that less likely or to change that future. I think the most likely way this... something like that happens is intentional misuse. So a person who is using the tools to intentionally cause harm. I think the accidental misuse is also... Something we have to be very careful about, you know, an accident during training or some subtle persuasion of the model. But... Thank you. Since you asked about the most likely, you know, someone gets a hold of this and uses it for a terror attack with a bioweapon or a cyber attack or something like that. You can imagine that being quite bad without too many deductive leaps. And how would you stop that? I think that a global regulatory body that is inspecting systems above a certain run power and a sort of... testing requirement for those. I think can have a very positive impact in reducing the chances of that. It'll be important that we design anything like that in a way that does not slow down innovation on small scale models and open source. But the compute threshold for a model to have the capabilities that we'd really worry about for a question like this. I hope it's going to be high. And if it turns out that because of algorithmic progress, it's not, then we're definitely going to have some challenges as a world. Thank you. Let's head to the back over there, back corner. [35:00] . Thank you. Thank you for your insights tonight. You mentioned that your team wants to make AI ethical based on the approach of value alignment. How do you choose which values make AI ethical? How do you determine the hierarchy of values for situations of ethical dilemmas? And if you want to benefit humanity overall, how do you represent a pluralistic world? Great question. Thank you. I think part one of our challenge is to solve the technical alignment problem. And that's what everybody focuses on. But part two is to whose values do you align the system once you're capable of doing that? And that may turn out to be an even harder problem. I'm gonna speak out loud with current thoughts that I may disavow later as I learn more, I, one superpower that we have to answer this question is that the system itself can talk to a lot of people and learn. And so you can imagine... Something like ChatGPT talking to all of its users, or maybe everybody on Earth, or whatever we all decide is fair. and asking to weigh in on a bunch of values questions. And this can be where do we set the default behavior of ChatGPT? What are the outside edges? How much can an individual user customize it? I think we'd all agree, like, probably a lot, but you can't ask it to go kill somebody else, and then in between... where we're going to put that line. Um... And how do we resolve some of these trade-offs and hierarchies, like you were asking about? How much do we want to use the system to educate people as they're answering questions about other people's views and where they might be? not taking into the account all of the trade-offs and the impacts it might have on other people. How do we want or not want these systems to nudge people towards moral progress? But the technology is capable of doing that in a way that I think is quite interesting. And the idea that AGI reflects the collective. moral preferences of everyone on Earth seems to me like at least a good baseline to start with. Let's go just here, please. Is that me? That's you. OK, thanks. Hi. So you mentioned that you want people using AI to bring the future of scientific discoveries. And I was wondering, where would you advise young people aiming to do this? to go and do such. Thanks, because for instance, I'm doing a PhD, and sometimes I feel like the rate at which academia advances knowledge is a big glacier, and it seems like in industries where the exciting things are actually happening right now. So I wonder what your take on this is. Well, I'm biased because... I thought when I was a kid that I wanted to be an academic, and then I decided to go work in industry, and I've been super happy about it. that reroute. So you shouldn't listen too much to me because it worked this way for me and it works this other way for others, but I'm certainly biased to thinking that you can do amazing knowledge advancement work in industry and in startups in particular. But I think you've got to discount that close to 100% coming from me. Wherever you do the work, I would say getting great at being a thoughtful, careful, creative scientist and understanding AI tools. Do both of those things and you'll be pretty happy. I'm a big believer that if you can if you can get really good at two things with an important intersection, that's when you can massively contribute to the world. There are a lot of people who are good at one thing, and you'll find that very competitive with narrow experts. But when you can bring these two or more... things together and be pretty good at both. That's super powerful. And front middle here. Yes. Thank you. Thank you. Thank you. So first, congrats. I think your technology and your teams, it's extraordinary. My question concerns self-inflicted harm. I'm not afraid of the harm that this type of technology can cause on others. I think that the major incentive is to use AI and AGI to replace our own critical thinking. And when, according to Marcus Aurelius, intelligence dies, there will be only dead bodies walking around. How then can you mitigate this with advancements in this type of [40:00] Technology. I actually think it's going to go the other way. The reason I'm excited about this is I think if you give people better tools, they operate at higher levels of abstraction. They can keep more of a problem in their heads. They free up more of their cognitive capacity. There are plenty of people always who, if you give them the choice, they will do drugs and play video games all day. But most people, that's not how they spend their time. Most people want to create something, want to contribute to society, want to feel useful, want to satisfy curiosity, however they do it. And so... A world of AI does let people who want to do less, do less. And I'm totally fine with that. It lets the people who want to do more do much more. And the... Thank you. The things that people of the future will be able to do will make all of us feel like I think a little bit sad that we did not – grow up in the time of super intelligence, but we all still will to some degree, hopefully. And And I think it's always tempting to say that when tools do something that humans used to do, we've taken something away and it's all going to be worse. And there's a moral panic like this that you can find if you read... a contemporary history of every technological revolution before. And what happens is with the new tools, with the new societal scaffolding that we build up, uh, We can just do so much more. Like, think about what you can do relative to a person... that lived a couple hundred years ago. And think about all of the humans, the hard work they had to pour into creating stuff, knowing they were never going to meet you. But they were compelled to do it anyway, and they were hoping that someone like you would come along in the future. And like... See to far greater heights, think harder, be able to be smarter, actually literally be smarter with better healthcare and better nutrition, whatever else. But with the tools of the computer and the internet, no... People worked on that knowing that they were never going to realize the full benefit of it, but the people that came after them in the future— would do even more amazing things. And Thank you. I don't think AI makes us dumber. I think it's going to turn out to make us much, much smarter. Thank you. But it is going to be different. Thank you for instilling hope in me. Can we go man in the green shirt middle here, please? Thank you. You spoke a little bit about aligning incentives. So how can we as a society ensure that computer scientists, engineers, AI experts are efficiently distributed across development alignment and government policy when probably most of the private money and kind of private investment is in the development space. Thank you. You know, I used to think this way too. I sort of used to think there were people that work on capabilities and people that work on alignment and they're orthogonal vectors. And now I think like-- Deep learning just wins the day. And the same techniques that we develop for capabilities are the way that we will successfully align these models. It goes the other way too. The biggest things that people thought they were doing for alignment turned out to be how we made the biggest capability gains. And so I think of it as like a sort of surprisingly one-dimensional vector of progress, which is how good are we at... pushing back the veil of ignorance on deep learning, and then we can use that to make a successful system, which is a combination of capabilities and alignment. The state capacity question is a little bit different, which is, how do we make sure that governments hire smart, thoughtful people that'll do well here? I... Smart people really want to go work on this at the government. So what the government normally says, which is they want to go in industry, is absolutely not true. The governments have to just commit to do it here and it'll happen. Thank you. And shall we go right here? Thank you. Hi. You had came up with quite a utopian vision for the progress of AI. But if we interrogate it more carefully, many people are saying the same utopian things about the effect of social media and democracy, democratization of knowledge. That's not how it panned out. What you had was big corporate companies taking control of the reins of information, aggressively monetizing them, and selling them to the highest bidder. AI has the potential to be a much more effective way of doing so, especially through For example, bombarding people with fake news, targeting messages en masse. Your own funding often came from the very richest in the world who seek to really enhance these data operations. So don't you sometimes worry that you've sacrificed democracy on an altar of utopianism? Thank you. [45:00] Thank you. No. I think the... I feel legitimately unsure. Actually, I don't feel that unsure. I would not push a button to undo social media. It's come with huge costs. I think it's been badly implemented. I think it has still been a net positive force for the world, but it happened so quickly we didn't have time to build... the guardrails and understand all the impacts. And I think our institutions and our governments really failed at their responsibility to mitigate the harms. I don't think social media is an inherent inherently evil thing, and I think all of us can probably point to really good things that it's done for us. But it does seem to be a really bad thing in some cases. If you look at the impact that it has on young people, or if you look at the impact it has on radicalization. um... Thank you. But I don't... Thank you. Thank you. You said a bunch of things that I just disagree with, but one that I think is important is this issue of who gets to decide what real information is or not. And I do believe that democratizing that... is a net good for the world. Now, there are a lot of people, many of them who go to elite universities, that think they just know better. That's not the way I look at the world. I do, to talk about places where I agree with you, I do think that advertising as a business model, I'm not totally against it, but I think it has deep fundamental challenges and is a misalignment most of the time of the incentives of a company with the incentives of its users. And when people use advertising, I think we need more care than than we have. And I think there's a whole bunch of other things about attention hacking. with social media that are bad. The way that I think things get better is we try to learn the lessons of the past and not make those mistakes again. We will do new bad things with AI for sure, and we won't know what they are ahead of time. But we'll try not to make the same mistakes as social media companies did. Okay, man holding water bottle there please. So my question is on the leading number of researchers, so Andrew Ang and Yann LeCun, for example. are talking about how a lot of the fears behind AGI are just a method of trying to reduce the amount of open source control of AI, and trying to close AI essentially, so that only a few corporations. have a lot of power. What's your take on that? I think open source is good and important. I think that open sourcing models at a reasonable scale with some testing and studying so that we are not making a kind of irreversible mistake. That's really great. And I think it's gonna come with downsides, like social media does, but I think when we look at the current scale models... I I believe in individual empowerment, and I believe that society stumbles with correction to the right place. And I believe that the benefits outweigh the risks here. But I also believe that... precaution, is... really good and although I Andrew he was my like undergrad professor I respect for him but I like I also respectfully disagree that we should just like instantly open source. every model we train. I think that would be insanely reckless and we're not going to do it. So I think there's just like a balance and it's how you calibrate on the risk and how much risk you're willing to take with society. But I do see the benefits of open source and I think for sure it has a place. Thank you. Now let's head to that hand just there, please. I'm Pantitra, I'm signing finance. I want to ask, when can we expect... open AI to launch Hardware. Possibly never, unfortunately. We will only do – you mean like a piece of consumer hardware, not like our own chips, right? Consumer hardware? Like when we'll design our own chips? Like robots? Like robots? What kind of hardware? Thank you. So, that's all. I'm not sure I totally understand, but... If we can't do things in the physical world eventually, that'd be a little bit sad, although probably cognition is the most, is the higher order bit here. And then in terms of new [50:00] or hardware. If we can figure out what... the right form factor for the AI age is. And I am a believer that every major new enabling technology does probably mean you get a new crack at a new kind of computer. And again, if we can't figure out some new hardware idea for the fact that computers can now understand us, and do very complex things with much less interaction. That would be a little bit sad. The phones are really great at a lot of things and super general purpose. So it's like a very high hurdle for us to beat, but we'll try. Thank you. This hand right here, please. Hey Sam, thanks for accepting the fellowship. I would like to start with a definition from the Oxford Dictionary about consciousness. the state of being aware of and responsive to one's surroundings. I'd be interested to know your definition of the word consciousness. And as you mentioned, there's already been sparks of AGI in GPT-4. How far are we from having a model that's actually conscious and Would you even tell us if you had one already? Do you have one at your home right now? We would definitely tell the world if we had one we thought was conscious. Thank you. I've only ever heard one good proposal for how we'd know that? It's really, and this comes from Elia Suskiver, my co-founder and our chief scientist. It's a really hard thing to talk about measuring. But the sort of thought experiment is, You carefully curate, very precisely curate, a giant training data set that has everything in it that the normal training set has, but no mention of consciousness. Nothing about it, nothing about the subjective experience, nothing that's even like a few steps away from it. And then you also pick some other experience as a control that you also just leave totally out. And the thought experiment is you then train the model. You first ask it about the control. It says, "I don't know anything about that," or "it's clearly nonsensical." And, you know, that makes sense because it was just completely absent from the training mix, and there was no other part of its training process that would have let it develop that. And then you say, OK. There's this thing called consciousness and it says, "I've never heard that word, what is that?" And you explain it. You explain your own subjective experience. And it's like, "Oh yeah, I know exactly what you mean." But I've never heard that word before. You know, that would at least be worth paying attention to. Thank you. Right here, please. Thank you. Hi, Sam. I'm wondering what your view is of the smaller models. We've seen a lot of them being released recently and whether running smaller models, you know, fine-tuned on phones, iPads, you know, what the future you view of that, especially when applications where there's no internet connection and it can't be done in the cloud. Or do you think in order to get-- performance is going to have to be done in the cloud with the large scaled up models. I think the future will be a hybrid. There will be small models on devices. We think that's important. We're excited to support that. And and still the most valuable work, the actual cognitive... the stuff that people really want will be giant models in the cloud. So I think we're headed towards that bifurcation and hybrid. Thank you. And let's go on the end there. Do you think there's any way that the AI technical revolution is incompatible with potentially another future revolution around abundant energy? And the reason I say this is because you talked about one of the major scary things is actually GPU intensity and the cost of energy. compute goes down and that's the scary scenario but one of the reasons it's so expensive is energy And so in a world where energy is more abundant and cheaper, is that incompatible with a safe kind of you know, enormous AI revolution. we will, AI and energy are the two things that I think about, so I spend a lot of time thinking about you know where we're going to have the limits in the supply chain. And I think we are just a few years from like very cheap, very abundant fusion, to say nothing of what's almost certain to happen with solar and storage. Even if our most wild predictions about what the economics of fusion can look like all come true, we will still be limited by the chips we can make. and the entire supply chain there for a long time, but it does not change the physics of this. And at the front here, please. [55:00] Hi there, Jay here studying the ethics of AI. Yesterday the Centre for the Future of Intelligence here at Cambridge published a rapid review of numerous companies' safety policies and their compliance with the UK government's guidelines. And you'll be pleased to hear rock bottom was the lizard company, i.e. Meta, who achieved a score of 48% compliance. Sorry? How do we do? Yeah, so Anthropic was at the top, sorry about that, 82%. And OpenAI was at 74, probably for reasons you may know. So Mike, I'm curious about what your approach to responsible scaling will be in the next few months. For example, will you commit to pre-publishing your risk thresholds And will you sensitize that to democratic input or will you leave it to your small technical RDP teams? So my colleague Alexander Madri is here. He runs our Preparedness team, which handles our RDP. We will publish that, but A, It's a living document and the importance will be not what we publish but how much we upgrade it and how much we learn along the way. And B, I think what you were getting at is Fundamentally, companies shouldn't regulate themselves here. Like, we're going to contribute what we think. Other companies are going to contribute what they think. But eventually, this global IAEA-like body, or whatever we decide on, He's got to say. "Okay, you all have these drafts, that's great, thank you for doing that, but here's what we're going to agree to as a society." And that's part of why I'm at this UK summit. This was like an inconvenient time for me, but I came anyway, because I think this is going to be an important step towards governments around the world doing that. Thank you. Shall we try and get to the back middle over there? Yes. Thank you. While we're waiting, the thing I'd add to that is safety in theory is easy. The hard thing is to make a system that is really useful to hundreds of millions of people and is safe. And that is where I think OpenAI can contribute the most to the conversation in the world. We've been releasing products longer than anybody, we have way more users than anybody, Even a lot of our harshest critics are saying nice things about the safety of our latest models. It is easy to be safe by not releasing things, but you actually know nothing about how to make the world safe that way. This kind of work can only do it with contact with reality, and that's the hard part. Hi there. Hi, Sam, and thank you so much for joining us. I was hoping to change the topic slightly and ask you about your interest in longevity science. So I know you've invested a fair amount of resources into sort of the development of longevity drugs. And I'm curious to just know more about your interest in industry, where you see it going. and perhaps what you think government can do to accelerate the development of these treatments. Yeah. I view this as still very much in the moonshot category. It's still very risky science. But there's something real going on there. We don't understand it yet, but it looks like there's something real going on there. I think it is worthy of much more research. I think partial reprogramming is... one of the coolest things I've seen in bio in the last decade, and it does not seem to be getting as much... attention and study as I think it deserves. So many diseases are age-related that if we could sort of figure out fundamentally what's happening there and push that back, I think it would dramatically... reduce healthcare costs, increase quality of life, a bunch of other good things. This is honestly not something I spend a lot of time on and very far from an expert. It just seemed like a high leverage thing to support. Hope it works, of course. Thank you. Let's go right here. Thank you so much. I wanted to go back to your answer on the question on values hierarchy, which is really interesting. I mean your answer is essentially majoritarian to get users to weigh in and construct kind of this morality of the majority. Obviously that's kind of skewed to the people who do engage and it can replicate things that I think most of us would say are undesirable sexism, racism, you see all these gotchas on Twitter where Chuck Gbt thinks that the doctor's a man, that kind of thing. And then meanwhile, there are all these global human rights framework, kind of different models for morality like affect altruism or whatever. ever consider integrating these? I mean, essentially, do you want AI to be Prescriptive or only ever descriptive is my question. Yeah, you clearly will have to design such a system in a way that it does integrate human rights frameworks and also that it It's… [60:00] aware of and compensates for to a degree that some set of people agree on, the fact that different people participate at different rates. And as I said earlier, I might disavow everything I say here because it's like getting the design of this system right. is so difficult. Um, But as a principle, the idea that the system represents the will of the people who are going to use it and be impacted by it, I think that's quite important. And the challenge is, you know, what is exactly the protocol that is going to get closest to that platonic ideal of how to represent it? And I... I think... I think people who ask a question, like you just asked, are super well-meaning, and I can tell that you're genuine in that. But there always is this tinge of like we know better what other people want than they do. And Like, one thing that I hope for with this is that as has been this sort of part of the story of human progress, that we can get closer to an accurate fidelity of what the people who are going to be impacted by the technology actually want, not other people saying, well, they don't really know what they want. This is the answer. And I think the system can play a role in helping educate people and get them closer to... figuring out the truth there, and of course it'll evolve over time. Okay, thank you. I think we have time for one more question, so let's make it a good one. I don't know if anyone with their hands up sees it's going to be complete potluck. This chap here has been very cute. I'm by no means an expert in the field of AI, so completely correct me if I'm wrong, As I... understand it the largest leap forward in the past decade in terms of getting to something that looks like in AGI's, like large language models, like chat, GPT, and whatever the other companies are doing or whatever. I've honestly, like playing around with it myself, I found Like you said, there are obvious faults that... make it seem like it's not really an AGI, even though it is quite impressive. And so I'm just wondering, do you think the step forward to getting into an AGI is-- do you just kind of like continue min-maxing large language models, or is another breakthrough that we haven't really found yet to really get to something that could actually be called a general intelligence. I think we need another breakthrough. I... I think we can push on large language models quite a lot, and we should. And we will do that. We can take our current, the hill that we're on, and keep climbing it. And the peak of that is still pretty far away. But... Thank you. Within reason, I mean, if you push that super, super far, maybe all this other stuff emerges, but within reason, I don't think that will do something that… I view as critical to an AGI. To stick with that example from earlier in the evening in physics, if, let's use the word super intelligence now, because super intelligence can't discover novel physics. I don't think it's a super intelligence. And training on the data of what teaching it to clone the behavior of humans and human text I don't think that's going to get there. And so there's this question, which has been debated in the field for a long time, of what do we have to do in addition to a language model? to make a system that can go discover new physics. And that'll be our next quest. That is a great thing to end it on. That's a fantastic thing to end it on. So thank you so much, Sam, for being here tonight. Thank you for giving up your evening. And thank you to you and your team for accepting the fellowship. Thank you very much. Thank you. . you