31 Hamming, Learning to Learn: You and Your Research, 6 June 1995

31 Hamming, Learning to Learn: You and Your Research, 6 June 1995 — Hamming on Hamming: Learning to Learn

Hamming on Hamming: Learning to Learn

AI-assisted summary of 31 Hamming, Learning to Learn: You and Your Research, 6 June 1995 — original source. Check the original for full context.

Source published:

Key ideas

  • Achieving major breakthroughs relies on working on the right problem at the right time in the right way, rather than raw IQ or blind chance alone. (28:03)
  • Richard Hamming institutionalized a dedicated Friday afternoon routine, allocating roughly 10% of his working time exclusively to broad, strategic 'Great Thoughts' to prevent drifting across low-value assignments. (28:45)
  • A problem is not defined as scientifically important merely by massive consequences (such as anti-gravity or time travel); it only becomes important to work on when a viable line of attack exists. (32:13)
  • Research autonomy is not granted up front; workers must first demonstrate high competence and tangible results before organizations grant them the freedom to pursue self-directed work. (39:18)

Detailed notes

## Background This lecture was published on YouTube by the channel 'Hamming on Hamming: Learning to Learn' on March 4, 2018. It presents Richard Hamming delivering his renowned talk, 'You and Your Research' (also applicable to engineering and general careers), recorded on June 6, 1995, at the Naval Postgraduate School as a capstone summary of the principles of doing significant work.

## TL;DR Drawing on decades of experience at Los Alamos and Bell Labs alongside scientific luminaries like Claude Shannon and John Tukey, Richard Hamming breaks down what separates first-class contributors from ordinary workers. He argues that monumental achievement does not depend on towering IQ or blind luck, but on relentless preparation, intellectual courage, and deliberately choosing problems that have a viable line of attack. To sustain impact, researchers must learn to invert obstacles into advantages, tolerate ambiguity, protect dedicated time for deep strategic thinking, and hone their communication style. Ultimately, Hamming asserts that doing truly worthwhile work requires earning one's autonomy and refusing to settle for a harmless, unexamined career.

## Atmosphere & style The presentation carries the electrifying, unvarnished intensity of a secular revivalist sermon delivered by a seasoned academic elder. Hamming speaks with blunt, pragmatic candor, freely confessing his past professional envy and challenging his audience with provocative, knife-twisting questions. The room feels charged with quiet urgency as he punctures intellectual vanity, blending humorous personal anecdotes with rigorous, no-excuses demands for personal greatness.

## Bulletin - [28:03](https://www.youtube.com/watch?v=e3msMuwqp-o&t=1683s) Achieving major breakthroughs relies on working on the right problem at the right time in the right way, rather than raw IQ or blind chance alone. - [28:45](https://www.youtube.com/watch?v=e3msMuwqp-o&t=1725s) Richard Hamming institutionalized a dedicated Friday afternoon routine, allocating roughly 10% of his working time exclusively to broad, strategic 'Great Thoughts' to prevent drifting across low-value assignments. - [32:13](https://www.youtube.com/watch?v=e3msMuwqp-o&t=1933s) A problem is not defined as scientifically important merely by massive consequences (such as anti-gravity or time travel); it only becomes important to work on when a viable line of attack exists. - [39:18](https://www.youtube.com/watch?v=e3msMuwqp-o&t=2358s) Research autonomy is not granted up front; workers must first demonstrate high competence and tangible results before organizations grant them the freedom to pursue self-directed work.

## Key takeaways - [00:00](https://www.youtube.com/watch?v=e3msMuwqp-o&t=0s) Early envy at Los Alamos drove Hamming to systematically study the core differences between first-class and second-class scientists. - [01:38](https://www.youtube.com/watch?v=e3msMuwqp-o&t=98s) The Matthew effect operates strongly in scientific research, where early renown compounds access to resources, elite facilities, and critical information. - [03:46](https://www.youtube.com/watch?v=e3msMuwqp-o&t=226s) Luck favors the prepared mind; major breakthroughs occur when consistent daily discipline positions a researcher to seize emerging ideas 'in the air.' - [06:08](https://www.youtube.com/watch?v=e3msMuwqp-o&t=368s) Greatness does not demand an extraordinary IQ; historical figures like Isaac Newton and Albert Einstein succeeded primarily through relentless, constant immersion in hard problems. - [07:47](https://www.youtube.com/watch?v=e3msMuwqp-o&t=467s) The success of Bill Pfann's zone melting technique proves that massive scientific breakthroughs can be realized by inarticulate or doubted researchers working on genuinely important problems with the right help. - [10:23](https://www.youtube.com/watch?v=e3msMuwqp-o&t=623s) Breakthrough work requires intellectual courage and self-confidence, such as Claude Shannon boldly averaging performance across random codes to establish information theory. - [12:30](https://www.youtube.com/watch?v=e3msMuwqp-o&t=750s) Researchers must consistently confront whether their current projects are important and likely to lead to important outcomes, as seen in the diverging career paths of Hamming's chemistry colleagues. - [15:14](https://www.youtube.com/watch?v=e3msMuwqp-o&t=914s) Celebrated researchers frequently fall into the 'Nobel Prize trap,' paralyzing themselves by believing they can only work on monumentally grand problems while becoming overwhelmed by administrative burdens. - [16:28](https://www.youtube.com/watch?v=e3msMuwqp-o&t=988s) Maintaining a clear overarching vision scales career progress linearly, whereas unfocused, drifting effort results in minimal net displacement like an aimless drunken sailor. - [18:19](https://www.youtube.com/watch?v=e3msMuwqp-o&t=1099s) Working behind closed doors provides short-term quiet but risks long-term irrelevance, whereas open doors incur constant interruptions but keep researchers connected to vital, evolving problems. - [21:50](https://www.youtube.com/watch?v=e3msMuwqp-o&t=1310s) Resource constraints should be inverted into assets, such as letting the computer do its own programming when lacking the massive human coding teams used by aerospace competitors. - [24:52](https://www.youtube.com/watch?v=e3msMuwqp-o&t=1492s) Researchers should actively study their own successes and those of historical giants rather than fixating on failures in order to build repeatable pathways to success. - [28:03](https://www.youtube.com/watch?v=e3msMuwqp-o&t=1683s) Hard work alone is insufficient; true scientific impact requires identifying the right problem, addressing it at the right time, and executing it in the right way. - [31:05](https://www.youtube.com/watch?v=e3msMuwqp-o&t=1865s) Great scientists cultivate a high tolerance for ambiguity, believing existing models enough to use them productively while remaining skeptical enough to detect flaws and spur conceptual revolutions. - [33:45](https://www.youtube.com/watch?v=e3msMuwqp-o&t=2025s) Style and communication across oral, written, and informal levels are vital to ensure ideas are understood, accepted, and remembered rather than muddled and ignored. - [41:10](https://www.youtube.com/watch?v=e3msMuwqp-o&t=2470s) High achievers consistently attest that the personal satisfaction and fulfillment of producing truly first-class work far surpasses life's ordinary pleasures. - [42:03](https://www.youtube.com/watch?v=e3msMuwqp-o&t=2523s) Echoing Socrates' dictum that the unexamined life is not worth living, researchers must intentionally shape their careers to achieve work they genuinely value. - [43:06](https://www.youtube.com/watch?v=e3msMuwqp-o&t=2586s) Having explicitly detailed the principles required to succeed, Hamming charges his students with having no excuse left for failing to surpass his own achievements.

## Detailed walkthrough ### [00:00](https://www.youtube.com/watch?v=e3msMuwqp-o&t=0s) Introduction: From "Janitor of Science" to Studying Greatness

Richard Hamming opens this final lecture of the course by explaining that he will miss the next two scheduled sessions because he has to travel to Los Alamos to deliver a talk at a symposium. Turning to the day’s subject, "You and Your Research," he notes that after giving this presentation on numerous occasions, post-talk discussions have repeatedly shown that the title could just as easily be "You and Your Engineering Career" or simply "You and Your Career." Although his observations draw primarily from research because that was the domain he systematically examined, he emphasizes that the underlying principles govern success across a wide range of disciplines.

Hamming grounds his inquiry in his own background, recalling his time working on computers at Los Alamos during the Manhattan Project. There, he came to the stark realization that he was merely a "janitor of science"—one of the support personnel entrusted to perform basic operational tasks and keep the machinery running, yet excluded from major scientific decisions and possessing opinions that carried little weight. Facing his feelings candidly, Hamming admitted his jealousy toward the elite contributors around him. As Richard Hamming bluntly puts it: “And to put it bluntly and unpleasantly, I was envious.” That professional envy drove him to launch a deliberate study, which he continued after joining Bell Telephone Laboratories, to uncover the precise differences separating first-class scientists from second-class contributors.

[01:38](https://www.youtube.com/watch?v=e3msMuwqp-o&t=98s) The Matthew Effect and Leading a Significant Life

To illustrate how scientific recognition compounds, Hamming introduces the sociological concept known as the Matthew effect, drawn from the biblical Gospel of Matthew. In simple terms, the principle states that those who already possess advantages receive more, while those who lack them lose even what little they have. Hamming observes that this dynamic operates ruthlessly in the scientific community: once an investigator gains modest renown, doors immediately swing open. When Hamming himself became moderately prominent, IBM and other major organizations began inviting him to tour their research laboratories and production facilities, which granted him far greater access to cutting-edge technical information than ordinary researchers could ever obtain. Because lesser-known scientists constantly risk having their contributions overlooked or absorbed by others, doing standout work is vital.

Hamming stresses that the stakes of this pursuit are deeply personal, arguing that everyone has only a single lifetime to spend and should strive to do something genuinely worthwhile rather than settling for mere harmlessness. Looking back at the end of a career and concluding only that one did no damage is, in his view, completely unsatisfactory. He acknowledges that his examples draw heavily on his own career because personal stories carry visceral force. As Richard Hamming tells his audience: “My purpose is to stick a knife in your back and give it a good twist and make you say at the back end well if Hamming could do it why couldn't I?” By highlighting his own achievements alongside his ordinary human limitations, he intends to convince students that they are entirely capable of matching or surpassing his record.

- **The Matthew Effect**: Drawn from the Gospel of Matthew ("unto everyone that hath shall be given..."), explaining how visibility and resources snowball for established researchers. - **Access to Information**: Prominence brought Hamming private invitations to inspect proprietary facilities and assembly lines at firms like IBM, compounding his professional edge. - **Defining Significance**: Hamming challenges researchers to set their own criteria for what is significant and to pursue it actively instead of merely drifting through a safe career.

[03:46](https://www.youtube.com/watch?v=e3msMuwqp-o&t=226s) The Role of Luck and the Prepared Mind

Addressing common psychological excuses, Hamming tackles the claim that scientific fame and discovery are simply matters of blind luck. While he regularly quotes Louis Pasteur's famous adage that luck favors the prepared mind, he argues that the role of chance is deeply misunderstood. Recalling his encounter with Richard Feynman at Los Alamos—where Feynman was running computing operations until Hamming arrived to relieve him so he could return to physics—Hamming knew immediately that Feynman was destined for a Nobel Prize because his raw energy, drive, and capability made greatness inevitable.

Hamming concedes that external fortune must intersect with a prepared individual, but stresses that day-to-day discipline determines whether a person can seize the moment. Early in his tenure at Bell Labs, Hamming shared a large attic office with Claude Shannon and Miss Sally Mead. Shannon went on to invent information theory, while Hamming developed error-correcting codes. Hamming points out that while the ideas were "in the air" and many colleagues worked in the same building, only prepared minds transformed those opportunities into groundbreaking foundations. Shannon had already demonstrated this capability in his master's thesis by applying Boolean algebra to telephone switching circuits, just as Albert Einstein had demonstrated it by publishing five monumental papers in 1905. As Richard Hamming summarizes the reality of serendipity: “You prepare yourself the way you lead from day to day... You prepare yourself for success or you don't. And when the lightning strikes, you're either ready or you're not.”

```mermaid flowchart TD accTitle: Luck and the Prepared Mind accDescr: A cyclical feedback loop showing how day-to-day preparation enables researchers to capitalize on unexpected opportunities.

subgraph Prep ["Preparation Phase"] A["Daily Discipline & Hard Work"] --> B["Broad Knowledge & Fundamental Skills"] end

subgraph Chance ["Opportunity"] C["Chance Event / Problem 'In the Air'"] end

subgraph Outcome ["Impact"] B --> D{"Is Mind Prepared?"} C --> D D -->|"Yes"| E["Major Discovery (Shannon, Hamming)"] D -->|"No"| F["Opportunity Missed"] E --> G["Compounded Access & Renown"] G --> A end ```

[06:08](https://www.youtube.com/watch?v=e3msMuwqp-o&t=368s) Relentless Hard Work and the Myth of Raw IQ

Turning from luck to effort, Hamming emphasizes that relentless labor is the true engine of achievement. He recalls Sir Isaac Newton's observation that if others thought as hard as he did, they would obtain comparable results, as well as Thomas Edison's remark that genius is ninety-nine percent perspiration and one percent inspiration. Hamming saw this firsthand among the scientific leaders at Los Alamos: even on Sunday leisure hikes through the mountains behind the laboratory, they never truly stopped talking shop or thinking through problems. Constant immersion in difficult questions separates exceptional contributors from average workers.

Hamming also challenges the common belief that greatness requires an astronomical IQ or an early display of precocious genius. Newton displayed little remarkable talent until arriving at Cambridge, knowing little mathematics beyond basic arithmetic at the time. Similarly, Einstein could not secure an academic post after finishing his doctoral degree, spending seven years as an examiner in the Swiss patent office before gaining mainstream institutional recognition. Hamming argues that while measured intelligence is helpful, standard IQ metrics do not determine ultimate scientific impact. As Richard Hamming observes: “The very able people work very hard all the time.”

[07:47](https://www.youtube.com/watch?v=e3msMuwqp-o&t=467s) The Story of Bill Pfann and Zone Melting

To demonstrate that profound contributions do not require towering genius or polished polish, Hamming recounts his collaboration with Bell Labs metallurgist William G. "Bill" Pfann. Pfann came to Hamming's office with the concept of zone melting, a technique where an induction heating coil moves slowly along a metal ingot, creating a narrow molten zone that sweeps impurities toward one end. While Pfann possessed the core concept and a few basic equations, he lacked mathematical sophistication and needed computing power to calculate the cumulative effects of hundreds of successive passes.

```mermaid flowchart LR accTitle: The Zone Melting Process accDescr: Diagram illustrating an induction heating coil traversing an ingot to sweep impurities to the ends.

subgraph Process ["Zone Refining Mechanism"] direction LR A["Solid Metal Ingot"] --> B["Molten Zone (Induction Coil)"] B -->|"Slow Sweep Down Ingot"| C["Redistributed Impurities"] end

subgraph Result ["Operational Impact"] direction TB C --> D["Pure Germanium Core"] C --> E["Controlled Dopant Density"] end ```

When Hamming checked with Pfann’s departmental colleagues, they dismissed Pfann and held a low opinion of his abilities. Having resolved to work only on important problems with people doing important work, Hamming faced a dilemma. He reflected on the maxim that a prophet is without honor in his own country, noting that local peers are often the last to recognize great work. Hamming decided to back him, teaching Pfann how to program the computers and giving him machine time to resolve the complex numerical end effects across a thousand simulated passes. Zone melting became an enormous breakthrough, giving Bell Labs the ability to produce ultra-pure germanium with precisely controlled impurity densities for semiconductor manufacturing. Pfann went on to win prestigious awards, had his laboratory recognized as a national treasure, and transformed from a hesitant, inarticulate worker into an articulate, confident authority. Reflecting on his decision to trust Pfann's concept despite the skepticism of others, Richard Hamming remarks: “So I was right that time. I guessed the man has something important. I worked with him and I was part of something that was important.”

- **The Zone Melting Technique**: An induction coil creates a traveling melted zone; impurities either remain in the liquid or are pushed out, concentrating at the ends after repeated passes. - **Computational Necessity**: Simulating hundreds or thousands of passes required machine calculation because recursive end effects could not be solved in closed form with simple calculus. - **Professional Metamorphosis**: Through this single breakthrough idea, Pfann overcame severe self-doubt, gained command of his subject, and earned widespread international acclaim.

[10:23](https://www.youtube.com/watch?v=e3msMuwqp-o&t=623s) Self-Confidence and the Courage to Do Great Work

Hamming identifies self-confidence as the single most critical psychological attribute of researchers who accomplish great things: they harbor an unshakable conviction that they are capable of doing significant work. Without this baseline belief, an individual will almost certainly never take the risks necessary to achieve a breakthrough. While he cautions against unchecked arrogance, he argues that ambitious work demands tremendous intellectual courage.

To illustrate such intellectual bravery, Hamming returns to Claude Shannon's formulation of information theory. When Shannon found himself unable to construct specific, optimal error-correcting codes mathematically, he devised an audacious workaround: he averaged performance over the entire ensemble of all possible random codes and proved that the mathematical average itself was arbitrarily good. Because the collective average was good, Shannon deduced that at least one superior code had to exist, entirely bypassing the need to construct it explicitly. Pointing to this bold leap of imagination, Richard Hamming asks: “Who but a man with almost infinite courage would do that?” Believing in one's capacity to solve seemingly insurmountable problems is the essential prerequisite for breakthrough science.

[11:21](https://www.youtube.com/watch?v=e3msMuwqp-o&t=681s) Shannon’s Chess Style: "I Ain't Scared Nothing"

Hamming recalls Claude Shannon's unusual schedule and presence around Bell Labs. Shannon would often show up around 10:00 in the morning, play chess until roughly 2:00 in the afternoon, and then go home. To outside observers, it appeared that playing chess was virtually all he was doing, yet at the end of the year the company consistently rewarded him with a salary raise. Behind closed doors at home, Shannon was quietly inventing information theory. His demeanor on the chessboard mirrored his bold, uncompromising intellectual style. In chess, whenever an opponent attacks, a player can choose either to mount a defense or counterattack. Shannon never defended himself; he consistently attacked right back.

This counter-attacking style would steadily escalate the tension, making the board positions tangled, volatile, and increasingly complex. Shannon would sit and ponder the convoluted mess for a long time, suddenly grab his queen, thrust it forward, and declare, "I ain't scared of nothing." In that single move, he precipitated every pending clash on the board, causing the entire game to collapse instantly into either total victory or total defeat. Hamming took this brazen phrase to heart and turned it into a deliberate psychological tool. Whenever he found himself paralyzed by an intractable problem and had no idea how to proceed, he would tell himself that what was good enough for Shannon was good enough for Hamming, mutter "I ain't scared nothing," and plunge headlong into the unknown to see what happened. By intentionally copying Shannon's aggressive willingness to force a crisis, Hamming broke through intellectual logjams and reached unexpected success.

> “I've used this several times on myself.” — Richard Hamming

---

[12:30](https://www.youtube.com/watch?v=e3msMuwqp-o&t=750s) Lunch Tables at Bell Labs: The Physicists and the Chemists

Driven by an urge to make something significant of his career, Hamming looked critically at how he spent his lunch hours. The mathematicians in his own department spent lunchtime playing games—throwing boomerangs, flying kites, and generally fiddling around. Hamming realized he could not afford to waste his time like that if he wanted to succeed. Seeking serious company, he moved over to the physicists' table, having previously co-authored a paper with one of their top researchers. The physicists welcomed him into a circle of extraordinary minds, including John Bardeen, William Shockley, and Walter Brattain—the inventors of the transistor who would soon win the Nobel Prize—along with J. B. Johnson, discoverer of Johnson noise. Hamming spent years eating lunch with this group, carefully studying Shockley’s methods, absorbing practical tricks, and learning how first-rate minds approached problems sensibly.

Eventually, that golden era dissolved. The Nobel Prize was awarded, promotions followed, and lucrative job offers lured the most capable researchers away to other institutions. Hamming felt that what remained at the physics table was merely the dregs and hardly worth eating with anymore. Looking across the dining room, he noticed a large table occupied by the chemists. Because he had previously written a paper on nuclear magnetic resonance with one of them, he asked to join their circle. For months, they gathered and discussed chemistry and related technical topics, until one day Hamming decided to confront the group directly. He posed a blunt, unsettling question:

> “If what you're working on is not important and it's not likely to lead to important things, why are you working on it?” — Richard Hamming

Following that confrontation, Hamming found himself unwelcome at the table and ended up having to eat lunch with the engineers.

---

[14:18](https://www.youtube.com/watch?v=e3msMuwqp-o&t=858s) The Impact of Asking the Important Question

The jarring question Hamming dropped on the chemists seemed at first to have produced nothing but social awkwardness, but months later its true effect surfaced. That fall, while walking down a long corridor at Bell Labs, Hamming was stopped by Dave, the chemist with whom he had previously collaborated. Dave admitted that Hamming’s remark had gotten completely underneath his skin. He had spent the entire summer stepping back to evaluate the truly important problems in the field of chemistry. Though he had not completely overhauled his specific research projects right away, Dave felt the summer spent re-evaluating his priorities was profoundly worthwhile. Hamming thanked him and went on his way.

Within two weeks of that conversation, Dave was appointed head of the department. A decade or so later, Hamming noticed that Dave had been elected to the National Academy of Engineering. In stark contrast, Hamming never heard another word about any of the other individuals who sat around that chemistry table. The difference between lasting impact and obscurity came down to the ability to hear and act upon a single fundamental challenge:

> “The one man who could hear if what you're doing is not important, not likely important, why are you doing it? The one man who could did become important.” — Richard Hamming

- **Dave's Trajectory**: Spent a summer re-evaluating core problems in his field, was promoted to department head two weeks after speaking with Hamming, and later earned election to the National Academy of Engineering. - **The Remaining Chemists**: None of the colleagues who ignored the question ever achieved notable public or institutional distinction in their careers.

---

[15:14](https://www.youtube.com/watch?v=e3msMuwqp-o&t=914s) Working on Important Problems and the Nobel Prize Trap

Hamming stresses that unless a researcher deliberately works on important problems, they cannot expect to achieve important results, except through sheer, blind luck. However, pursuing important work comes with a dangerous psychological trap that frequently ensnares Nobel laureates and other celebrated thinkers, including Claude Shannon. Once people win a Nobel Prize or achieve comparable fame, they begin to believe they are permitted to work *only* on earth-shattering, monumental problems. This mindset paralyzes them, preventing them from producing any meaningful work at all. Real breakthroughs do not appear out of thin air; researchers must plant modest little acorns that can gradually develop into mighty oak trees. The real challenge is learning to recognize and nurture small problems that possess the potential to grow into profound developments.

Beyond the mental paralysis of grandeur, institutional success actively sabotages elite researchers in mundane administrative ways. As soon as individuals attain worldwide renown, they are inundated with prestige and loaded down with responsibilities. Organizations appoint them to numerous high-level committees, burden them with administrative duties, and elevate them into managerial promotions that swallow their available hours. Between self-imposed pressure to deliver only masterpieces and the endless distractions of fame, many Nobel Prize winners accomplish remarkably little of substance for the remainder of their careers.

> “What you have to work on are problems which can become important and matter, which have a future, which will grow into mighty oak trees.” — Richard Hamming

---

[16:28](https://www.youtube.com/watch?v=e3msMuwqp-o&t=988s) Confidence, Vision, and the Drunken Sailor

Self-confidence is essential for tackling difficult scientific questions, yet Hamming cautions that overconfidence leads directly to ruin. Just as there is a razor-thin boundary between being strong-willed and being stubborn, there is an equally perilous line separating healthy self-belief from arrogance. Throughout his career, Hamming witnessed researchers stumble on both sides of this divide: some abandoned brilliant concepts far too quickly out of self-doubt, while others clung obstinately to flawed notions long after they should have moved on. To maintain an internal compass without succumbing to stubbornness, a researcher can anchor themselves to an unwavering commitment to excellence. While Hamming disagrees with his father’s sweeping rule that anything worth doing is worth doing well—noting that trivial bureaucratic paperwork should simply be signed and gotten out of the way rather than executed with calligraphic beauty—he insists that when it comes to substantive work, one should always aim for a first-class effort.

To illustrate how having an overarching aim shapes a career, Hamming contrasts two types of random walks:

```mermaid flowchart LR accTitle: The Drunken Sailor Random Walk accDescr: Diagram contrasting an aimless random walk resulting in square root of N distance with a guided random walk toward a goal resulting in distance proportional to N.

subgraph Aimless ["Unfocused Effort"] A["Step Left"] --> B["Step Right"] B --> C["Step Back"] C --> D["Distance: √N"] end

subgraph Vision ["Effort with a Vision"] E["Step toward Vision"] --> F["Stagger but Realign"] F --> G["Advance toward Vision"] G --> H["Distance: ~ N"] end ```

A drunken sailor who staggers aimlessly—two steps one direction, two steps another—will, after $N$ steps, have traversed a net distance proportional only to $\sqrt{N}$. But if that same drunken sailor catches sight of an attractive girl across the street, his stumbles remain erratic, yet they continually orient in a definite direction; as a consequence, his progress scales linearly, achieving a distance proportional to $N$. Without a clear vision of what one wants to achieve and where one wishes to end up, tremendous energy is expended with negligible displacement.

> “When you have a vision you will go a long way; without a vision of what you're going to do and where you're going to be, you're not going to get very far.” — Richard Hamming

---

[18:19](https://www.youtube.com/watch?v=e3msMuwqp-o&t=1099s) Working Conditions: Open Doors and the Institute for Advanced Study

Common assumptions about what constitutes an ideal working environment are fundamentally flawed. Many researchers assume that absolute isolation and freedom from interruptions are the keys to productivity. Hamming examined the long-term careers of staff members at Bell Labs who kept their office doors closed versus those who left them wide open. Closing the door indeed blocks out distractions and allows a researcher to plow through daily tasks uninterrupted. However, Hamming observed that ten years down the road, those who worked behind closed doors—regardless of their intellect or how hard they worked—frequently lost touch with reality and spent their energy pursuing the wrong problems. Conversely, those who kept their doors open suffered constant interruptions and impromptu chats, but they stayed plugged into the broader flow of vital ideas and understood what problems were genuinely important. While Hamming could not definitively prove whether the open door fostered an open mind or vice versa, the correlation between an open door and sustained scientific relevance was striking.

Hamming points to the Institute for Advanced Study at Princeton as the ultimate institutional failure born of idealizing isolation. The Institute takes brilliant scholars who have already achieved world-class breakthroughs and provides them with absolute luxury: exquisite offices, idyllic grounds, fine dining, a secure salary, and lifetime freedom from all duties, teaching, or administrative anxieties. Far from sparking new revolutions, this sheltering environment tends to sterilize them. Most fellows spend the rest of their lives refining and elaborating upon the very ideas that initially made them famous, contributing little else of comparable significance. John von Neumann was one of the few prominent exceptions because he refused to isolate himself; he traveled incessantly, frequented Washington, and continually exposed his thinking to practical challenges. Aside from rare figures like von Neumann, the comfortable detachment of the Institute largely removed talented thinkers from the creative friction that generates great work.

> “They're very able people, but the Institute, in my opinion, sterilized them to a great extent.” — Richard Hamming

- **Closed Doors**: Shields the worker from noise, but gradually disconnects them from community context, leading gifted individuals to dedicate years to irrelevant tasks. - **Open Doors**: Incurs daily inefficiencies and interruptions, but keeps the researcher aligned with real, evolving priorities. - **Institute for Advanced Study Fellowship**: Intended as a scholar's paradise, it often functions as an intellectual dead end by severing researchers from outside friction and real-world necessity.

---

[20:34](https://www.youtube.com/watch?v=e3msMuwqp-o&t=1234s) Confronting Constraints: The IBM 701 and the "Acre of Programmers"

Hamming illustrates how environmental limitations can be turned into an advantage by recounting Bell Labs' adoption of the IBM 701 computer. In those early days, programming had to be done in absolute binary code. Across the country, several competing IBM 701 installations were operated by massive West Coast aerospace and airframe corporations. The airframe manufacturers solved the grueling problem of binary coding by throwing immense clerical labor at the machines: they would hire what Hamming describes as an "acre of girls" to sit in vast rooms and churn out binary instructions by hand.

Hamming realized immediately that Bell Laboratories would never authorize an entire roomful of coders just to feed a computer. He faced a critical crossroads. He desperately wanted to stay on the cutting edge of the emerging computing revolution, yet he could not match the brute manpower deployed by his well-funded competitors. He weighed the option of quitting Bell Labs to take a position at one of the West Coast aviation companies, where he was well enough known that finding a job would be straightforward. However, the intellectual climate held him back: the aerospace firms had a few brilliant minds scattered thinly across large operations, whereas Bell Labs maintained an extraordinary density of first-rate thinkers. Because Hamming's fundamental goal was to study how great minds worked in order to become great himself, Bell Labs was the superior laboratory for human excellence. Faced with this disparity in manpower, Hamming sat and thought deeply until he came up with a counter-strategy.

> “Remember, I'm out trying to learn how to be great, so I'm studying great people.” — Richard Hamming

[21:50](https://www.youtube.com/watch?v=e3msMuwqp-o&t=1310s) Inverting Defects into Assets and Redefining the Real Problem

Hamming recounts how recognizing the nature of computing allowed him to turn an apparent liability into a major breakthrough. He realized early on that a digital computer can theoretically do anything, which provoked an obvious question: why not make the machine do the programming itself? By asking that, he found himself thrust directly to the frontier of automatic programming. As Hamming notes, Grace Hopper repeatedly shared similar stories of finding that what initially appears to be an obstacle or defect can be flipped into an asset. Turning the problem around transforms a lack of resources into great success.

```mermaid flowchart TD accTitle: Inverting Problems and Redefining Success accDescr: Flow showing how apparent defects or ugly solutions are converted into career breakthroughs. subgraph S1["Inverting a Defect"] D["Apparent Defect / Lack of Resources"] -->|"Invert perspective"| A["Major Asset / New Frontier"] end subgraph S2["Redefining the Problem"] P["Apparent Goal: Calculate Trajectory"] --> R["Deeper Goal: Digital Beats Analog"] R --> H["Hamming's Integration Method"] end ```

He illustrates this principle with his work on a 28th-order differential equation system for a Navy interceptor airplane. An analog computing facility outside of Philadelphia had failed to solve it because analog machines lacked the required accuracy. Hamming solved it on a digital computer using an ad-hoc, patched-up variation of Milne's predictor-corrector method, which he knew was mathematically unstable and aesthetically crummy. He realized that because government contracts mandate formal reports, every defender of analog computing would scour his paper for flaws to discredit the breakthrough. The actual contest was not just calculating numbers, but demonstrating that digital computers could defeat analog systems on their own traditional domain of differential equations. To make his results unassailable, Hamming derived a brand-new, stable numerical integration technique—subsequently known as Hamming's method—and had his programmer update the code to confirm the answers matched.

“Both of them were equally effective but one was defensible and one was not.”

- **Key insight:** Success often stems from inverting a limitation or looking past the surface assignment to recognize the underlying real problem. - **Hamming's method:** Although Hamming no longer recommends it for modern hardware, deriving a clean, defensible algorithm was essential for legitimizing digital computation over analog machinery.

---

[24:52](https://www.youtube.com/watch?v=e3msMuwqp-o&t=1492s) Studying Successes Rather Than Failures

Ideal operating conditions are rarely handed to a researcher; success requires altering the conditions by either inverting the problem or recognizing its true essence. Hamming recalls solving an early computational problem that produced valuable breakthroughs for solid-state physics and transistor research. Rather than simply moving on, he spent hours meditating on why that project had gone so well.

Hamming argues forcefully against the popular advice of analyzing one's mistakes: “I believe this statement you should study your successes you don't study your failures study successes because when your time comes you'll know how to succeed if you study failures you'll know how to fail.” He advises researchers to dissect their own triumphs as well as the lives of historical giants such as Galileo and Isaac Newton. The goal is to isolate the concrete elements that produced those triumphs and adopt the specific practices that match one's personal style and strengths.

---

[26:08](https://www.youtube.com/watch?v=e3msMuwqp-o&t=1568s) The John Tukey Encounter and Reorganizing Daily Life

Hamming shares a story about discovering that his colleague, statistician John Tukey, was his exact same age yet operated on an astonishing intellectual level. Perplexed, Hamming approached their mutual boss, Hendrik Bode, asking how anyone his age could know so much. Bode tilted back in his chair with a grin and gave a blunt reply: “Hamming, you'd be surprised how much you'd know if you worked as hard as he did.”

Stunned, Hamming slunk out of the office. He recognized that while he did not possess Tukey's immense psychic energy, he was certainly not working as hard as he could. He decided to strip away low-value distractions: - Stopped wasting hours thumbing through newspapers and reading magazines like *The New Yorker* (joking that his wife pointed out he only read it for the cartoons anyway). - Voluntarily took on the role of a book review editor, ensuring a steady stream of the latest computer science books remained on his coffee table waiting to be digested. - Imposed a personal rule: after drafting a book review, he let it sit for a week, re-read it critically, and if it failed to capture the book's core, re-read the volume and wrote it again.

Hamming emphasizes that high achievement does not belong exclusively to first-class geniuses; disciplined individuals can reallocate their attention to master an entire discipline.

---

[28:03](https://www.youtube.com/watch?v=e3msMuwqp-o&t=1683s) The Right Problem at the Right Time in the Right Way

Hamming cautions that raw labor alone does not guarantee achievement: “The race is not to the swiftest. The guy who works hardest doesn't win. The person who works on the right problem at the right time in the right way is what counts and nothing else.” The central objective of his lectures is instilling the scientific taste required to recognize when an important problem is ripe for a solution and how to tackle it cleanly. Because thousands of intellectual races are being run at any given moment, a researcher only needs to spot one timely opening, enter it, and finish first.

```mermaid flowchart LR accTitle: The Triangle of True Impact accDescr: Three intersecting conditions required for significant scientific accomplishment. A["Right Problem"] --- B["Right Time"] B --- C["Right Way"] C --- A ```

---

[28:45](https://www.youtube.com/watch?v=e3msMuwqp-o&t=1725s) Friday Afternoon "Great Thoughts"

To keep from drifting like a "drunken sailor" across disconnected assignments, Hamming institutionalized a dedicated weekly habit. He set aside every Friday afternoon—roughly 10% of his working time—exclusively for what he and his colleagues dubbed "Great Thoughts." During these hours, he answered necessary calls or signed administrative forms, but kept his mind focused on broad, strategic questions: - What is the long-term impact of computing on science? - How is digital computation going to transform AT&T? - What is the true nature of software, and what should Bell Labs be doing about it? - What are the truly fundamental problems in my field?

Hamming strongly warns against scheduling this deep reflection on a Monday morning, because urgent crises and 10:00 AM meetings will instantly shatter contemplation. Friday afternoon is uniquely suited because unresolved ideas linger into Saturday and Sunday, letting the subconscious work through them over the weekend. He stresses that focusing on fundamentals—principles upon which other concepts depend—allows one to filter out fleeting trends while staying alert to genuinely new domains.

---

[31:05](https://www.youtube.com/watch?v=e3msMuwqp-o&t=1865s) Tolerance of Ambiguity: Believing and Disbelieving

It took Hamming 15 to 20 years of observing great scientists to uncover one of their rarest and most essential psychological attributes: the tolerance of ambiguity. Most people crave certainty, demanding that an idea be either completely true or completely false. In contrast, great researchers must simultaneously hold two opposing attitudes toward their paradigms:

“Great scientists believe the theory is true enough so they continue working because if you don't believe the theory is true, you won't. But they disbelieve enough to notice what's wrong and make the big change to the new theory.”

Unconditional belief produces incremental researchers who merely elaborate and extend existing models. Outright cynicism paralyzes action entirely. Greatness requires walking the razor's edge—trusting a model enough to exploit it, yet remaining sufficiently skeptical to spot contradictions, seize upon them, and make the next conceptual leap forward. Hamming admits that despite years of pondering the trait, he has not the faintest idea how one could structure a course to teach students ambiguity.

[32:13](https://www.youtube.com/watch?v=e3msMuwqp-o&t=1933s) Tolerance of Ambiguity and What Makes a Problem Important

Hamming admits candidly that he has no clue how to teach someone to tolerate ambiguity: “So I don't know what to do. I really tell you that the tolerance of ambiguity, not being so certain everything is correct, is a necessary feature.” Most great scientists carry 10 to 20 important problems in their minds at any given time. When they stumble across a clue indicating how to attack one of them, they drop everything else, rush that problem, and finish it off first.

However, Hamming warns that people fundamentally misunderstand what constitutes an "important problem." Importance is not dictated solely by massive potential consequences. While Hamming was at Bell Labs, nobody worked on the three outstanding problems in physics: time travel, teleportation, and anti-gravity. Even though their economic consequences would be staggeringly large, they are not important scientific problems to work on because no one has an attack. A problem only becomes important when you have an idea of how to go about solving it.

```mermaid flowchart TD accTitle: What Constitutes an Important Problem accDescr: Diagram illustrating Hamming's criteria for working on an important problem versus an intractable one.

subgraph S1["Consequences Alone"] A["Huge Economic Consequence<br>(Time travel, Teleportation, Anti-gravity)"] B["No Viable Attack"] A --> B B --> C["Not an Important Problem to Work On"] end

subgraph S2["Consequences + Method"] D["Significant Problem"] E["Viable Line of Attack Found"] D --> E E --> F["Drop other work & solve immediately"] end ```

- Great scientists keep roughly 10 to 20 candidate problems quietly hanging around in their minds. - “The most important thing that makes a problem important is that there is an attack that you have an idea how I can go about that problem,” Hamming insists.

---

[33:45](https://www.youtube.com/watch?v=e3msMuwqp-o&t=2025s) Style, Communication, and Learning from Others

Borrowing the line from the well-known song, Hamming emphasizes: “It ain ain't what you do, it's the way that you do it.” It is style—inverting the problem, transforming it, and rendering it clear—that makes all the difference. Henri Poincaré and several other physicists had developed all the mathematics for special relativity and had even given talks on it, yet only Albert Einstein is remembered for it because the others had the subject muddled up, whereas Einstein formulated it cleanly and straightforwardly. When work is first done, it is almost always messy; an essential task of the researcher is lying in bed working through how to communicate it clearly so that someone else will understand it without confusion.

This directly ties into the three distinct levels of communication: oral presentations, formal written reports, and casual or impromptu exchanges. Hamming points out that during a conference meeting, one must be capable of standing up on the spot and stating crisp objections—“Bing bing bing bing and you win”—because waiting to write a memo the next day means the decision will already be made and the opportunity lost.

To improve, reading books is useless; one must actively study the style of every talk attended. Hamming notes that after-dinner speeches typically require three jokes: one at the start to break the ice, one in the middle to keep the audience awake, and one at the end so they remember something. When trying to incorporate humor, Hamming discovered he was terrible at telling long shaggy dog stories, but excelled at one-liners, forcing him to adapt his speaking repertoire to his own natural strengths:

- Analyze every lecture: evaluate not just the technical content, but why the presentation style was effective or ineffective, and determine which techniques can be adapted. - Learn to critique others' talks to build a solid critical framework for evaluating one's own presentations. - Cross-check impressions with friends to see whether subjective standards of an effective talk align.

---

[37:13](https://www.youtube.com/watch?v=e3msMuwqp-o&t=2233s) Making the Best of Resources and Embracing Change

Invoking the adage that “it's a poor workman who blames his tools,” Hamming outlines his personal philosophy: do the best possible work with whatever is at hand. At the Naval Postgraduate School, that means accepting bureaucratic faults from Washington, unusual student schedules, and the intimidating presence of television cameras that inhibit students from shouting, "Hamming, I think you're crazy." Rather than blaming the system or giving up, one must simply deliver the best lectures possible under the given constraints.

Turning to institutional progress, Hamming stresses the necessity of change: “Change does not mean progress, but progress requires change.” Because individuals and organizations naturally resist disruption and cling to familiar routines, one must intentionally embrace change even when uncomfortable. At Bell Labs, Hamming operated by a strict personal rule: if a department had been doing something the same way for 10 years, it was time to change methods simply to see if a superior way existed. Although fellow departments intensely disliked his rule, Hamming insists that sticking in the same comfortable rut guarantees that better methods will never be discovered.

---

[39:18](https://www.youtube.com/watch?v=e3msMuwqp-o&t=2358s) Putting Hooks on Ideas and Earning Your Freedom

Recalling his longtime collaborator John Tukey, Hamming explains how Tukey possessed an extraordinary ability to dredge up obscure pieces of relevant knowledge at will. To replicate that skill, Hamming began deliberately turning every new fact or piece of information around in his head repeatedly, connecting it to numerous existing concepts so that it had "hooks" that would trigger recall in diverse situations.

Hamming then addresses the common complaint that researchers lack the freedom to pursue whatever they want. In the beginning, nobody has freedom; an organization hires a specialist just as a homeowner hires a plumber—expecting someone already trained and competent to perform the required duties:

> “You have to demonstrate your ability first and then you'll have the freedom to do it.”

Hamming recounts a story from his time at the University of Nebraska, where an instructor asked the department head for a reduced teaching load so he could do research. The department head bluntly answered: “When you've done the research I'll relieve you of the teaching.” Hamming had to develop error-correcting codes at home on his own time. Only after he demonstrated significant accomplishments did Bell Labs management leave him entirely alone, knowing his internal compulsive drive and conscience would keep him worrying about doing the right job far better than oversight could.

---

[41:10](https://www.youtube.com/watch?v=e3msMuwqp-o&t=2470s) Is the Effort to Do Great Work Worth It?

Hamming confronts the final question: is the grueling effort to become a great person actually worth it? Defining greatness entirely by what the individual student values rather than his own personal standard, Hamming asserts that it is. While he admitted he was afraid to question those who attempted great work and failed, he did ask those who succeeded and achieved fame whether the sacrifice was worthwhile:

> “And they said, 'Yep, it's better than wine, women, and song put together.'”

Though he jokingly adds that he did not ask any women—who might have answered "wine, men, and song"—the consensus among high achievers was absolute: doing truly first-class work and knowing within oneself that you have done it surpasses every other pleasure in life.

[42:03](https://www.youtube.com/watch?v=e3msMuwqp-o&t=2523s) The Unexamined Life and Choosing Your Impact

Richard Hamming invokes Socrates, who lived from roughly 470 to 399 BC in ancient Greece, recalling his famous maxim that the unexamined life is not worth living. Hamming reminisces about the first time he ever encountered that phrase: he was walking across the campus at Yale, trailing behind a professor and an undergraduate student. As they walked across the quad, the professor turned to the student and repeated the phrase three separate times before they reached the other side. That insistence left a permanent mark on Hamming, who urges his listeners to apply the same rigorous self-examination to their own careers. Since you are granted only one life to live as far as anyone knows, he challenges his audience to make it the life they actually want, rather than passively settling for whatever random circumstances happen to drift their way.

He asks the room to picture the far end of their careers and consider what kind of legacy they wish to look back upon in old age. One path is simply reaching the end and saying that you managed not to do any harm and had a reasonably pleasant, enjoyable time. But Hamming questions whether that is genuinely satisfying, contrasting it with the far deeper fulfillment of being able to say that you did something truly significant. As Richard Hamming puts it directly to his students: “Or do you want to say, you know, I did something that was important, at least something that I thought was important.” If you want that kind of happiness and peace of mind at the back end of life, the responsibility falls squarely on you to take up the hard problems and tackle them directly.

- Socrates (c. 470–399 BC) established the philosophical benchmark: an unexamined life is not worth living. - Hamming first heard the dictum walking behind a Yale professor who repeated it three times across a single quadrangle. - The fundamental choice at the close of one's career is between having merely coasted through an enjoyable, harmless life or having accomplished work of genuine consequence.

[43:06](https://www.youtube.com/watch?v=e3msMuwqp-o&t=2586s) Style, the Revivalist Preacher, and Having No Excuses

Reflecting on what governs success in research and engineering, Hamming emphasizes that the deciding factor is ultimately a question of personal style. Throughout his lectures, he has repeatedly drilled home the necessity of working on the right problem, at the right time, and in the right way, warning that failing any part of that triad leaves a researcher doomed. Yet that overarching sense of style cannot be reduced to simple words or taught as a neat formula, much like an instructor cannot simply define what makes a great painting with words alone. An instructor can only display great works and demonstrate what real success looks like, which is what he has sought to do throughout the course.

```mermaid flowchart TD accTitle: The Researcher's Imperative accDescr: Flowchart illustrating Hamming's core conditions for scientific impact and his concluding charge to students. subgraph Execution ["The Triad of Style"] A["Work on the right problem"] B["At the right time"] C["In the right way"] end subgraph Outcome ["Hamming's Charge"] D["Repent idle ways"] --> E["Surpass the teacher"] end Execution --> Outcome ```

Stepping back to summarize the entire course and this lecture in particular, Hamming candidly casts himself in the role of a revivalist preacher delivering an impassioned sermon. His core message is an urgent call for personal transformation: to repent one's idle ways, buckle down, and become someone truly worth being. He stresses that during his own formative years at Los Alamos and Bell Labs, absolutely nobody sat him down to explain the mechanics of doing great research or how to achieve greatness; he had to stumble through and discover every single principle for himself. Having now laid out the full map for his students, he removes any possibility of rationalizing mediocrity. Richard Hamming closes his lecture with a final challenge: “I've told you how to succeed. You have no excuse for not doing better than I did.”

- Success demands a synthesis of style: attacking the right problem at the right moment using the right method. - Hamming views his pedagogical role not merely as an academic lecturer, but as a revivalist preacher calling on students to abandon idle habits and strive for excellence. - Because Hamming had to uncover these career principles entirely on his own while his students have been taught them explicitly, they carry no valid excuse for failing to surpass his achievements.

## Notable quotes > [12:30](https://www.youtube.com/watch?v=e3msMuwqp-o&t=750s) If what you're working on is not important and it's not likely to lead to important things, why are you working on it? — Richard Hamming

> [28:03](https://www.youtube.com/watch?v=e3msMuwqp-o&t=1683s) The guy who works hardest doesn't win. The person who works on the right problem at the right time in the right way is what counts and nothing else. — Richard Hamming

> [37:13](https://www.youtube.com/watch?v=e3msMuwqp-o&t=2233s) Change does not mean progress, but progress requires change. — Richard Hamming

> [16:28](https://www.youtube.com/watch?v=e3msMuwqp-o&t=988s) When you have a vision you will go a long way; without a vision of what you're going to do and where you're going to be, you're not going to get very far. — Richard Hamming

> [15:14](https://www.youtube.com/watch?v=e3msMuwqp-o&t=914s) What you have to work on are problems which can become important and matter, which have a future, which will grow into mighty oak trees. — Richard Hamming

## Mentioned Richard Hamming, Los Alamos, Bell Telephone Laboratories, IBM, Richard Feynman, Claude Shannon, Sally Mead, Albert Einstein, Isaac Newton, Thomas Edison, William G. Pfann, John Bardeen, William Shockley, Walter Brattain, J. B. Johnson, National Academy of Engineering, Institute for Advanced Study, John von Neumann, Grace Hopper, John Tukey, Hendrik Bode, The New Yorker, AT&T, Henri Poincaré, Naval Postgraduate School, University of Nebraska, Socrates, Yale University

## Video description I have given a talk with this title many times, and it turns out from discussions after the talk I could have just as well have called it "You and Your Engineering Career," or even "You and Your Career." But I left the word "Research" in the title because that is what I have most studied. From the previous chapters you have an adequate background for how I made the study, and I need not mention again the names of the famous people I have studied closely. The earlier chapters are, in sense, just a great expansion, with much more detail, of the original talk. This chapter is, in a sense, a summary of the previous chapters.

00:00 Introduction 03:15 Hamming’s experience 06:05 Newton observed...if other people fought as had as he did they would get the same results 10:30 Great people believe they can do great work 15:53 You have to work on problems which can become important 18:30 Working with your door closed or open 24:56 You have to make success either by inverting the problem or changing the problem 28:07 The race is not to the swiftest 30:25 Fundamentals 35:30 What aspects of the speaker can you adapt? 39:46 Earning the freedom to work 41:10 Is the effort to be a great person worth it? 44:23 End

* NPS Hamming portal: https://www.nps.edu/hamming * NPS course site: https://cle.nps.edu/portal/site/hamming

[Source](https://www.youtube.com/watch?v=e3msMuwqp-o)

中文简报

31 汉明,学会学习:你与你的研究,1995年6月6日 理查德·汉明结合在洛斯阿拉莫斯以及贝尔实验室与克劳德·香农、约翰·图基等科学巨擘共事数十年的经验,剖析了一流贡献者与普通研究人员的区别。他指出,重大的成就并不取决于超高的智商或盲目的运气,而是依赖于坚持不懈的准备、求知的勇气,以及审慎选择具有可行切入点的问题。为了保持持久的影响力,研究人员必须学会将阻碍转化为优势、容忍不确定性、留出专门时间进行深度战略思考,并不断打磨沟通表达风格。归根结底,汉明断言,要想做出真正有价值的工作,就必须通过实力赢得自主权,并拒绝碌碌无为、未经审视的职业生涯。 取得重大突破有赖于在合适的时间以正确的方式攻克合适的问题,而不仅仅依靠纯粹的智商或盲目的机遇。 (28:03) 理查德·汉明建立了专门的周五下午常规机制,将大约10%的工作时间专门用于广泛、战略性的“宏大思考”,以防止自己漫无目的地陷入低价值任务中。 (28:45) 一个问题并不能仅仅因为具有巨大的潜在影响(例如反重力或时间旅行)就被定义为科学上的重要问题;只有当存在可行的切入路径时,它才成为值得去攻克的重要问题。 (32:13) 研究自主权并非预先授予;研究人员必须首先展示出卓越的能力并取得切实的成果,机构才会给予他们开展自主选题工作的自由。 (39:18)

Reading summary

In his final 'Learning to Learn' lecture, Richard Hamming argues that sustained scientific and engineering achievement stems not from raw IQ or pure luck, but from deliberate preparation, working on important problems with viable attacks, and cultivating the intellectual courage to pursue excellence. Preparation, Luck, and the Matthew Effect (1:38) Hamming rejects the notion that groundbreaking discovery is merely blind chance, invoking Louis Pasteur's maxim that luck favors the prepared mind. Highlighting figures like Richard Feynman and Claude Shannon, Hamming observed that exceptional researchers maintain constant immersion in hard problems, working disciplined hours rather than relying on precocious talent. He notes that early visibility triggers the Matthew effect, where modest initial renown brings compound advantages—such as private tours of IBM facilities and greater technical access—that widen the gap between prominent researchers and lesser-known contributors. Choosing Important Problems with Lines of Attack A critical differentiator of first-rate careers is the deliberate decision to tackle fundamental problems rather than trivial ones. Hamming recounts confronting a table of Bell Labs chemists by asking why they were working on topics that were neither important nor likely to lead to importance; the sole colleague who took the critique to heart, Dave, spent a summer re-evaluating his research, later became department head, and earned election to the National Academy of Engineering. However, Hamming cautions that importance alone is insufficient: theoretical questions like anti-gravity or teleportation carry massive stakes but are unviable research topics because researchers lack an attack. A problem only becomes viable when a tangible method of attack exists. Courage, Ambiguity, and Inverting Constraints (10:23) Significant research requires intellectual bravery, exemplified by Claude Shannon's aggressive chess philosophy and his audacious choice to average performance over random code ensembles to prove superior codes must exist. Hamming contends that breakthroughs require living with ambiguity: researchers must believe their working models enough to make progress, while remaining skeptical enough to detect flaws and shift paradigms. Furthermore, rather than lamenting resource constraints, high achievers invert defects into assets; faced with competitors who used rooms of manual coders for binary programming, Hamming turned the digital computer inward to automate programming, later developing Hamming's method to produce defensible digital results against analog computing. Deliberate Habits, Open Doors, and Communication (16:28) Hamming attributes professional mastery to structured habits and communication style rather than aimless effort. To maintain linear progress toward an overarching vision—contrasted with the random walk of an aimless 'drunken sailor' whose displacement scales only to the square root of steps—he reserved Friday afternoons exclusively for 'Great Thoughts' about long-term institutional and technological trends. He also advises leaving office doors open to absorb vital community ideas, noting that comfortable isolation at institutions like the Institute for Advanced Study frequently sterilized scholars. Because uncommunicated work is lost, Hamming stresses studying presentation techniques across oral, written, and impromptu forums to articulate results with clarity. Hamming concludes that researchers must earn their freedom through early, demonstrable accomplishments rather than demanding ideal conditions upfront. Likening his role to that of a revivalist preacher urging listeners to lead an examined career, he maintains that achieving first-class work is profoundly fulfilling, leaving students who now understand these principles with no excuse for not surpassing his own record.

精炼阅读摘要

理查德·汉明(Richard Hamming)在演讲中主张,卓越的研究成就并非完全取决于天赋或单纯的运气,而是源于刻苦准备、直面重要问题的勇气、对模糊性的包容,以及有远见且善于利用约束条件的个人风格。 有准备的头脑与马太效应的积累 (1:38) 汉明回顾了自己在洛斯阿拉莫斯国家实验室(Los Alamos)担任曼哈顿计划计算机辅助人员的经历,当时他自觉只是“科学的看门人”,因而对精英同事心生羡慕,促使他系统性地研究顶尖科研人员与平庸者的差异。他指出,学术声誉存在马太效应(Matthew Effect):一旦研究人员取得初步名望,外界资源与关键信息便会加速汇聚,例如 IBM 会主动向知名学者开放其研发与制造设施,从而使起步较早的人获得更大优势。 面对普遍认为科学成就仅靠盲目运气的借口,汉明引用巴斯德名言“机遇青睐有准备的头脑”,指出克劳德·香农(Claude Shannon)提出信息论与他自己发明纠错码,均发生在当时已有相关讨论的贝尔实验室(Bell Labs)。但只有在日常持续积累扎实基础与专业纪律的人,才能在灵感闪现时将其转化为突破性成果;纯粹的智商指标并不决定科学影响力,持续深入的思考和极度用功才是核心动力。 挑选重要问题并保有攻击路径 汉明强调,除非研究人员刻意投身于重要问题,否则难以产出重大成果。但重要性不能仅凭经济或学术影响力的规模来界定。例如反重力、时间旅行和瞬间传送在经济上影响巨大,但在贝尔实验室无人研究,因为尚无人找到有效的切入点;只有在拥有明确“进攻途径”时,课题才真正构成值得投入的重要科学问题。顶尖科学家往往在脑中储备十到二十个潜在的重要问题,一旦发现可行的攻克线索,便会放下琐事全力突破。 然而,研究者也容易陷入“诺贝尔奖陷阱”:在获得巨大名望或奖项后,学者常自设心理障碍,认为自己只能处理惊天动地的大问题,结果陷入瘫痪;加之随荣誉而来的大量行政委员会职责,最终导致许多知名学者后半生难有建树。汉明借由冶金学家比尔·普凡(Bill Pfann)通过区域熔炼(Zone Melting)提纯锗的案例说明,重大成果往往始于他人看似不起眼甚至不看好的基础概念,只要其具备成长为参天大树的潜力,就值得全力推进。 容忍模糊性与有方向的随机漫步 (16:28) 汉明耗费十余年观察发现,顶尖科学家必须具备一种罕见且极难传授的心智品质——对模糊性的容忍度。他们必须充分相信现存理论,以便基于该理论推进实际工作;同时又必须保持足够的怀疑,以便在现有框架出现纰漏时敏锐察觉,进而发起理论革新。过度相信理论会导致研究流于渐进式修补,而绝对虚无的怀疑则会令人失去一切行动力。 在日常科研导向上,汉明借用“醉汉漫步”模型说明愿景的重要性:一个无目标的醉汉左右乱撞,走完 N 步后的净位移仅与根号 N 成正比;但如果他心中有明确目标,虽然步伐依然踉跄,其前进距离却能与 N 呈线性比例。汉明在贝尔实验室固定将每周五下午(约占 10% 的工作时间)预留给“宏大思考”(Great Thoughts),专门审视计算科学对数学和企业运营的长期影响,以此防止自己迷失在日常琐碎事务之中。 将环境缺陷转化为突破性资产 (20:34) 科研人员往往难以拥有理想的工作条件,汉明主张卓越者懂得反转约束。在面对早期 IBM 701 计算机编程需要海量二进制指令的困境时,西海岸航空航天企业雇用了大批文员以人力强行填补需求,而贝尔实验室不具备此类人力资源。汉明并未离职加入西海岸公司,而是选择利用贝尔实验室顶尖思想家密集的环境,将缺陷倒逼为思考动力,从而投身于让计算机自主编程的自动化编程前沿。 类似的反转也发生在他为海军拦截机求解 28 阶微分方程时。汉明起初使用修补版的数值方法算出了答案,但他敏锐意识到真正的任务不仅是交出数据,而是在政府报告与模拟计算机拥护者的审视下,证明数字计算机能够彻底取代模拟系统。为此,他推导出全新且稳定可辩护的汉明积分方法。他指出,环境与工具从不是推脱平庸的借口,研究人员应当深入总结自己的成功经验,而非一味沉溺于分析失败。 打破隔离、锤炼风格与赢得自由 (18:19) 针对科研环境,汉明挑战了绝对孤立有助于产出的假设。他指出,常年闭门工作的研究人员虽然短期内免除打扰,但十年后往往脱离实际,致力于次要问题;而开门办公的研究人员虽承受打扰,却始终与核心思想脉搏相连。他批评普林斯顿高等研究院提供了没有教学和行政负担的安逸环境,反而使绝大多数学者陷入自我重复的停滞,约翰·冯·诺伊曼(John von Neumann)之所以例外,正在于他持续穿梭于华盛顿及现实工程问题中。 在与组织的互动上,汉明强调自由必须通过成绩来争取:机构雇用新人如同雇佣水管工,期待其先完成既定任务;研究人员只有在课余或工作外时间证明了自身的突破能力,管理层才会给予无干预的自由。与此同时,严谨而清晰的交流风格至关重要。阿尔伯特·爱因斯坦之所以被铭记,是因为他以直白清晰的方式阐述了相对论,而庞加莱等人的推导则陷入晦涩混乱。无论口头辩论还是正式报告,掌握适配自身特点的表达风格,是将成果推向世界的必备能力。 汉明将自己的角色比作传福音的布道者,引用苏格拉底“未经审视的人生不值得过”的名言,要求学者在职业生涯尽头反问自己是否做出了真正有意义的贡献。由于他在洛斯阿拉莫斯和贝尔实验室所经历的摸索如今已被系统整理成方法论,他最终向学生提出严肃挑战:既然通往卓越的路径已被指明,学者便没有任何借口甘于平庸,甚至应当超越汉明自身的成就。

Detailed notes — zh

## Background 本视频由 YouTube 频道“Hamming on Hamming: Learning to Learn”于 2018 年 3 月 4 日发布,记录了计算机科学家理查德·汉明(Richard Hamming)在 1995 年 6 月 6 日发表的经典告别讲座《你和你的研究》(You and Your Research)。视频简介指出,该演讲不仅关乎学术研究,更可命名为“你与你的工程生涯”乃至整个人生规划,是汉明对其长期密切观察顶尖科学家所总结规律的集大成之作。 ## TL;DR 汉明在讲座中系统破除了成就伟业依赖“纯粹运气”与“超高智商”的神话,强调卓越源于持续的深思、不可动摇的自信以及对重要问题的执着追求。通过在贝尔实验室与香农、肖克利、图基等大师共事的鲜活案例,他提出每周五抽出时间开展宏大思考、容忍认知模糊性、开门办公以保持视野敏锐,以及善于反转问题等核心科研心法。同时,汉明指出研究必须具备可行的切入点,并辅以极高标准的清晰沟通与个人风格,方能让成果被世人铭记。他最终以苏格拉底的名言勉励学生审视生命并树立远大志向,凭借过硬的实绩赢得自由,活出真正有意义的一流人生。 ## Atmosphere & style 汉明的讲授风格辛辣犀利、坦诚热烈,毫无名家说教的傲慢,反而像一位自嘲的“复兴派传教士”般在讲台上激情布道。他毫不避讳剖析自己早年当“科学勤杂工”时的纯粹嫉妒与挫败,用一针见血的言辞直击听众舒适区,营造出一种紧迫刺痛却又让人热血沸腾的张力。整场讲座在幽默轶事与哲学追问之间自如切换,听者不仅能感受到老一辈科学大师的通透智慧,更会深切体会到一种被推向命运十字路口、再无借口虚度此生的精神激荡。 ## Bulletin - [00:00](https://www.youtube.com/watch?v=e3msMuwqp-o&t=0s) 理查德·汉明在告别演讲中系统总结了其对一流科学家与二流人物差异的长期研究,强调人生只有一次,科研人员必须主动致力于攻克自己定义下的重大课题,而非被动混日子。 - [32:13](https://www.youtube.com/watch?v=e3msMuwqp-o&t=1933s) 所谓“重要问题”的定义不仅取决于潜在价值,关键在于是否存在切实可行的切入点(attack);如时间旅行或反重力等缺乏切入路径的构想在实际科研中并不算真正的重要问题。 - [31:06](https://www.youtube.com/watch?v=e3msMuwqp-o&t=1866s) 卓越成就依赖于持续投入与清晰表达而非单纯智商或运气,且顶尖学者普遍具备“容忍模糊性”的特质——既对现有理论保持足够信心以推进工作,又抱有充分怀疑以捕捉革命性突破契机。 - [28:03](https://www.youtube.com/watch?v=e3msMuwqp-o&t=1683s) 科研工作者应通过“周五下午的伟大思考”留出10%时间反思行业核心大方向,并深入剖析成功经验以塑造独特的个人风格,先拿出实绩来换取自由度。 ## Key takeaways - [00:00](https://www.youtube.com/watch?v=e3msMuwqp-o&t=0s) 科学界普遍存在马太效应:一旦建立起初步声望,接触顶级信息与资源的优势便会滚雪球般累积,默默无闻者的成果则容易被遮蔽。 - [03:46](https://www.youtube.com/watch?v=e3msMuwqp-o&t=226s) 运气青睐有准备的头脑,爱因斯坦和香农等人的多项突破证明卓越成就源于长期的持续思考与深厚积累,而非侥幸。 - [06:08](https://www.youtube.com/watch?v=e3msMuwqp-o&t=368s) 常规测试的高智商并非卓越成就的充要条件,牛顿与爱因斯坦早年资质平平以及比尔·芬恩借助区域熔炼成功的案例均打破了智商决定论。 - [10:23](https://www.youtube.com/watch?v=e3msMuwqp-o&t=623s) 伟大人物最核心的特质在于坚定相信自己能做出卓越工作,香农通过计算随机编码总体平均性能证明存在最优解体现了极大的学术胆魄。 - [11:21](https://www.youtube.com/watch?v=e3msMuwqp-o&t=681s) 香农在棋局与科研中均秉持“从不消极防守、一味进攻”的策略,敢于在复杂僵局中压上重兵见分晓,这种风格成为汉明破局的法宝。 - [12:30](https://www.youtube.com/watch?v=e3msMuwqp-o&t=750s) 午餐环境对认知成长至关重要;汉明因提出“为何研究不重要的课题”而触怒化学家,但唯独停下来反思该问题的化学家戴夫最终当选院士。 - [15:11](https://www.youtube.com/watch?v=e3msMuwqp-o&t=911s) 诺贝尔奖得主容易患上心理包袱,以为必须非大问题不碰且被行政杂务淹没;真正伟大的成果往往起步于具备成长潜力的细小“橡子”。 - [15:11](https://www.youtube.com/watch?v=e3msMuwqp-o&t=911s) 无明确方向的随机游走距离仅为步数的平方根,而拥有宏大愿景的高标准定向努力能使位移与步数成正比。 - [18:19](https://www.youtube.com/watch?v=e3msMuwqp-o&t=1099s) 闭门专注工作容易导致视野闭塞并在偏离靶心的问题上耗尽精力,而敞开大门保持对行业前沿变革的敏锐嗅觉更为重要。 - [21:50](https://www.youtube.com/watch?v=e3msMuwqp-o&t=1310s) 当面临资源与工具劣势时,将问题反转或重新定义(如将纯轨迹计算转变为证明数字计算优于模拟计算)能直接促成突破。 - [25:09](https://www.youtube.com/watch?v=e3msMuwqp-o&t=1509s) 应当深入研究成功而非研究失败,剖析历史伟人及自身突破的成功要素,才能在时机成熟时知道该如何成功并形成个人风格。 - [26:08](https://www.youtube.com/watch?v=e3msMuwqp-o&t=1568s) 为弥补天赋差距,汉明通过戒除闲杂阅读、担任书评编辑建立强制深度学习纪律,从而拓宽了知识面并跟上图基等顶尖天才。 - [28:03](https://www.youtube.com/watch?v=e3msMuwqp-o&t=1683s) 设立“周五下午的伟大思考”制度,定期留出10%工作时间反思领域根本问题,能有效防止自身沦为四处乱撞的“醉酒水手”。 - [31:06](https://www.youtube.com/watch?v=e3msMuwqp-o&t=1866s) 顶尖科学家能够“容忍模糊性”,即同时兼具对现有理论的充分信任与敏锐怀疑,从而在时机成熟时推翻旧框架实现跃迁。 - [33:45](https://www.youtube.com/watch?v=e3msMuwqp-o&t=2025s) 表达风格往往胜于单纯的内容,科研人员必须精通公开演讲、书面报告与即兴非正式交流这三层沟通,以优美清晰的方式传递成果。 - [37:13](https://www.youtube.com/watch?v=e3msMuwqp-o&t=2233s) 劣工才抱怨工具与环境限制,真正的进步必须经过变革,即便运行良好的体系也需定期打破惯性探索新路。 - [39:18](https://www.youtube.com/watch?v=e3msMuwqp-o&t=2358s) 自由是靠卓越的实绩赚来的而非预先赋予的特权,只有先证明自己,管理层才会给予无干涉的自主探索空间。 - [41:10](https://www.youtube.com/watch?v=e3msMuwqp-o&t=2470s) 汉明向多位顶尖学者求证后得出一致结论:亲手创造出一流成果的充实感胜过一切世俗享乐,追求卓越的努力绝对值得。 - [42:03](https://www.youtube.com/watch?v=e3msMuwqp-o&t=2523s) 苏格拉底名言“未经审视的生活是不值得过的”揭示了核心人生命题:主动做成重要之事才能在晚年获得真正的无悔与尊严。 - [43:06](https://www.youtube.com/watch?v=e3msMuwqp-o&t=2586s) 汉明自嘲为呼吁人们摆脱平庸的“复兴派传教士”,强调在后人已获悉成功路径的前提下,再无任何理由不做得比他更好。 ## Detailed walkthrough ### [00:00](https://www.youtube.com/watch?v=e3msMuwqp-o&t=0s) 课程背景、科研中的马太效应与活出有意义的人生 理查德·汉明(Richard Hamming)开门见山地指出,这是本门课程的最后一讲,因为接下来的两次原定授课时间里,他需要前往洛斯阿拉莫斯(Los Alamos)参加研讨会并发表演讲。本次讲座的主题是“你和你的研究”(You and Your Research)。汉明提到,这个主题他已经讲过许多次,它其实也可以叫作“你与你的工程生涯”甚至“你与你的人生生涯”;课后的无数次讨论都证明,这套原则广泛适用于各行各业取得成功的普遍规律。 回顾个人心路历程,汉明坦言,在洛斯阿拉莫斯工作期间,他意识到自己不过是一个“科学勤杂工”(a janitor of science)——负责维持机器运转、做些琐碎事务,虽然别人信任他去处理简单工作,但重大的决策他根本插不上手,其个人意见也无足轻重。汉明非常尖锐且直白地剖析自己当时的心态:“说得难听且刺耳一点,我嫉妒了——纯粹的嫉妒(And to put it bluntly and unpleasantly, I was envious. plain envious)。”正是这种强烈的嫉妒,促使他开始深入反思:那些真正顶尖的一流科学家,与自己到底有什么本质区别?后来到了贝尔实验室(Bell Labs),他带着这个问题展开了长期而细致的观察与研究,而本次演讲正是对“一流人物”与“二流人物”差异的一份系统报告。 汉明提醒学生注意《圣经》马太福音中描述的现象——即所谓的“马太效应”(The Matthew Effect):凡有的,还要加给他,叫他有余;凡没有的,连他所有的也要夺去。在科学界,这一法则体现得淋漓尽致:一旦一个人小有名气,想要保持名望就会变得轻而易举。汉明以自身经历举例说明,当他稍有名气后,便频繁受邀前往 IBM 等大企业演讲;在参访过程中,对方会热情地向他展示尖端研发实验室和内部生产线,带他了解最新的前沿动态,使他能轻松掌握比普通人多得多的信息。相反,如果一个科研人员默默无闻,即便做出了成果,荣誉也往往会被夺走归于他人。因此,你必须做出卓越非凡的贡献。汉明强调,探讨这个话题的根本原因在于: > “据我所知,也据你们所知,你们只有这一辈子可活。你们不妨活出一种自己想要的人生。”(“Because as far as I know and as far as you know, you have one life to lead. You might as well lead a life you would like to have.” —— Richard Hamming) 汉明直言,活出一段自己定义下的“有意义、值得过”的人生,远远胜过到头来只安慰自己“好歹没做坏事、混混度日”。谈及为何要在课堂上分享自己的亲身经历,汉明坦承他的目的就是“朝你们背后捅上一刀再狠狠转一圈”,让每个人在课后反思时产生一种不服输的紧迫感——“既然汉明都能做到,我为什么做不到?毕竟他也没比我高明到哪里去!” ```mermaid flowchart TD accTitle: 科学声望的马太效应与人生选择 accDescr: 展现科学界马太效应带来的分化,以及汉明对追求卓越人生的呼吁。 subgraph MatthewEffect["科学界的马太效应"] Famous["获得最初的卓越声望"] --> Resource["受邀参访前沿实验室与产线"] Resource --> MoreInfo["掌握更多顶级信息与资源"] MoreInfo --> KeepFamous["名声与优势持续滚雪球累积"] NotFamous["默默无闻 / 二流工作"] --> Ignored["失去话语权与核心决策权"] Ignored --> Deprived["既有贡献容易被他人或名家遮蔽"] end subgraph LifeChoice["汉明的人生倡议"] Life["人生仅此一次"] --> Meaningful["做出自己定义下的重大贡献"] Meaningful -.->|"突破平庸"| Famous end ``` ### [03:46](https://www.youtube.com/watch?v=e3msMuwqp-o&t=226s) 驳运气论:机会青睐有准备的头脑 汉明转而从心理防御机制入手,逐一瓦解人们不肯追求卓越的借口。人们最常挂在嘴边的借口就是:“声名与成就纯粹靠运气。”对此,汉明援引巴斯德的名言“机会青睐有准备的头脑”(Luck favors a prepared mind),指出运气确实存在,但也绝非偶然。他在洛斯阿拉莫斯初遇理查德·费曼(Richard Feynman)时,费曼正负责计算组的运转,而汉明的任务是接替计算工作好让费曼重回物理研究。汉明当时就笃定费曼迟早会拿诺贝尔奖,因为从费曼身上那种磅礴的精力与才华一眼就能看出,做出惊世成就是他的天性使然。 汉明回忆起初入贝尔实验室的场景:最初的几个月里,他与克劳德·香农(Claude Shannon)以及一位名叫萨莉(Sally)的女士共同挤在顶楼一间宽敞的阁楼里办公。在那段时期,香农开创了信息论,而汉明自己则创立了编码理论(纠错码)。当时整座大楼里人才济济,相关的技术萌芽也弥漫在空气中,但为什么最终破茧成蝶的是他们?汉明指出,香农在硕士论文时期就已经洞察到布尔代数可以完美应用于开关电路设计,在此之前和之后都持续产出过重磅成果;爱因斯坦也是在同一年的同一本期刊上连发五篇论文,其中数篇都成为了传世经典。 这充分说明,成就绝非单凭走运。汉明总结道,运气既存在也不存在——关键在于你每天如何度过自己的生活。你日复一日的积累,决定了你是在为成功做准备,还是在浑噩度日;当闪电劈下的那一刹那,你若准备充分就能乘势而上,若毫无准备,机缘便会与你擦肩而过。香农即便没有提出信息论,凭借其长期的积累与思考,也必然会在其他领域做出同等量级的重大发现。 ### [06:08](https://www.youtube.com/watch?v=e3msMuwqp-o&t=368s) 汗水、持续思考与“智商决定论”的破灭 打破运气神话之后,汉明转向了勤奋与智商的议题。牛顿曾言,如果其他人像他那样努力思考,也会得到同样的成果;爱迪生也提出过天才不过是“百分之九十九的汗水加上百分之一的灵感”。汉明对这种观点深表赞同:卓越成就的核心,正是毫无水分的持续苦干。在洛斯阿拉莫斯,即使周日大家稍微放松、相约去基地后山徒步登山时,那些顶尖的科学家们口中谈论的依然全都是业务和工作细节(talk shop),大脑从未停止过对核心难题的琢磨。 针对“大科学家都是自幼惊为天人的天才”这一刻板印象,汉明给出了反例:牛顿在进入剑桥大学之前,根据现存传记记录,并未表现出任何超群天赋,刚进大学时其数学水平不过停留在算术阶段;爱因斯坦博士毕业后,甚至连一份正规的大学教职都找不到,在专利局默默无闻地工作了整整七年。这些事实表明,用常规测试测出的高智商(IQ)固然有帮助,但绝非充要条件,许多成就斐然的伟人并不具备测试标准下的超高智商。 为了证明平凡资质亦可成就伟业,汉明动情地讲述了贝尔实验室已故同事威廉·芬恩(William G. Pfann,即比尔·芬恩)的真实案例。芬恩当年走进汉明的办公室,提出想做“区域熔炼”(zone melting)的研究——利用感应线圈套在金属棒外进行局部加热熔化并缓慢移动,利用杂质在固液两相中溶解度的差异,通过多次扫掘将杂质驱赶到金属棒的两端,从而在中间提纯出极高纯度的金属材料。汉明帮他用代数和微积分推导后发现无法求出解析解,必须动用计算机进行复杂的大规模数值计算。 ```mermaid flowchart LR accTitle: 区域熔炼提纯原理流程 accDescr: 展现感应线圈加热金属棒形成熔区并沿棒移动,从而驱赶杂质的大规模循环过程。 subgraph Ingot["金属棒处理过程"] direction LR A["未处理金属棒<br/>(含杂质)"] --> B["感应线圈局部熔化<br/>形成熔区 (Zone)"] B --> C["熔区缓慢单向移动<br/>杂质随液相富集/偏析"] C --> D["两端富集杂质切除<br/>获得超纯锗金属"] end subgraph ComputingSupport["汉明的计算介入"] direction TB E["端点效应反复震荡<br/>需数千次扫掘 (1000+ passes)"] --> F["解析数学失效<br/>汉明提供机器与机时编程支持"] end C -.-> E ``` 当汉明私下跑到芬恩所在的部门打听时,该部门的同事们对芬恩评价极低,根本看不起他。汉明回到办公室陷入了沉思:他原本立志要与重要的人物共事、做重要的课题,而眼前的芬恩看似无足轻重。但汉明随即联想到:“穆罕默德当年也不得不逃离家乡,先知在自己的故乡往往得不到尊重(Muhammad had to leave town, flee for his life. A prophet is without honor in his own country)。”本地同僚往往最难看清身边的伟大创新。 汉明毅然决定支持芬恩,不仅亲自教他使用计算机,还为他调配宝贵的机时。最终,区域熔炼技术大获成功,芬恩包揽了业内几乎所有重大奖项,名扬天下,他的实验室一度被视作国家级宝藏。这项技术完美解决了贝尔实验室及半导体工业的核心痛点:它不仅能制造出杂质极低的超纯锗,还能通过精确的反向扫掘随意掺入设定密度的杂质,实现惊人的掺杂精度控制;而由于数千次熔炼移动中存在复杂的端点效应震荡,非计算机辅助不可。更令人惊叹的是芬恩本人的蜕变:他从最初沉默寡言、不通数学、极度缺乏自信的底层职员,在成功的洗礼下成长为一个谈吐清晰自信的大学者。汉明感叹,自己当年赌对了,他协助芬恩完成了这项伟业,也让自己成为了这项非凡历史成就的一部分。 - **区域熔炼的技术关键**: - 利用感应线圈使金属产生局部移动熔区。 - 利用杂质在熔融态与固态中的溶解度差异实施偏析。 - 需经过成百上千次熔融扫掘(passes),存在无法靠手工解析推演的端点震荡效应,必须依赖计算机数值模拟。 - 成功解决了半导体产业对高纯锗材料制备及定量精准掺杂的绝对应急需求。 ### [10:23](https://www.youtube.com/watch?v=e3msMuwqp-o&t=623s) 卓越的核心特质:不可动摇的自信与香农的豪赌 在击碎了“运气决定论”与“高智商决定论”的心理借口后,汉明直指成为伟大人物最核心的心理特质:坚信自己能够成就伟业。 > “伟大人物最重要的一点大概就是,他们相信自己能够做出伟大的工作。他们对自己充满信心。如果你连自己能做成大事都不信,那你大概率永远也做不成。道理就是这么简单。”(“Now, the most important thing probably of great people is they believe they can do great work. They have confidence in themselves. If you don't think you do great work, it's not likely that you're ever going to do it. It's that simple.” —— Richard Hamming) 汉明指出,盲目自负当然不可取,但一个人必须拥有充足的自信。他再次以香农在创立信息论时的神来之笔为例:当时香农在寻找具体的优质随机编码实现上陷入僵局,换作普通人可能早就放弃了;然而香农展现出了令人震慑的勇气——他转向计算“所有随机编码的总体平均性能”,直接在数学上证明了其平均性能可以达到任意好,进而无可辩驳地推导出一个必然结论:既然平均值如此优异,那么在集合中就必然至少存在一个性能极佳的具体编码方案。汉明赞叹道,若非拥有近乎无限的学术胆魄与自信,谁能想出并敢于采用这样惊世骇俗的研究方法? ### [11:21](https://www.youtube.com/watch?v=e3msMuwqp-o&t=681s) 克劳德·香农的下棋风格与进攻哲学 理查德·汉明(Richard Hamming)回顾了贝尔实验室传奇人物克劳德·香农(Claude Shannon)的工作与下棋风格。在外人看来,香农的生活极其随性:大约上午十点才慢悠悠来到实验室,下一盘国际象棋一直下到下午两点左右,然后就打道回府。然而就在那一年年底,公司不仅没有责备他,反而给他大幅加薪——因为正是在家里那些看似不务正业的闲暇时间里,香农开创了奠定现代通信基石的“信息论”。 香农下棋的方式尤其展现了他独特的思维格局。在国际象棋中,当你遭遇对手攻击时,常规做法无非是防守或者反击。香农则从不进行消极防守,他永远选择对攻。这导致棋局变得越来越纠缠、越来越复杂。当盘面复杂到极致时,香农会停下来沉思良久,随即一把抓起自己的王后猛力推进,撂下一句狂放的名言:“我什么都不怕”("I ain't scared of nothing")。随着这一步棋落下,棋局中所有悬而未决的冲突瞬间被全面引爆,局势不是大胜便是大败,整个局面立刻尘埃落定。 汉明坦言,自己深深记住了香农的这句口头禅,并把它作为突破瓶颈的心理法宝。在科研中陷入绝境、完全不知道下一步该往何处走时,汉明就会对自己念叨:“这对香农管用,对汉明也管用。我什么都不怕,直接推进去看看会发生什么!”汉明总结道:“我刻意模仿了他的风格。”正是通过这种刻意模仿香农勇往直前、毫不畏惧复杂局面的进攻气魄,汉明在许多困难的研究课题中杀出了一条血路,最终斩获成功。 - 香农在贝尔实验室的日常看似只有下棋和闲逛,真正的开创性理论研究(信息论)大多是在家中独立完成的。 - 香农的博弈策略是“从不防守、一味反攻”,通过加剧复杂性逼迫局势在单点决策中见分晓。 - 汉明多次在科研遭遇死胡同时模仿香农这种推进王后的魄力,打破僵局。 --- ### [12:30](https://www.youtube.com/watch?v=e3msMuwqp-o&t=750s) 午餐桌的变迁与那个直击灵魂的化学问题 为了取得科研上的成就,汉明连午餐时间都不愿虚度。当时他身处数学部门,但数学部门的同事们午休时总是在摆弄回旋镖、放风筝、玩各种琐碎的游戏。汉明觉得不能把宝贵的时间浪费在这些无聊的消遣上,便主动离开,端着餐盘走向了物理学家的餐桌——此前他曾与其中一位杰出的物理学家合写过论文。这张餐桌堪称群星闪耀,坐着约翰·巴丁(John Bardeen)、威廉·肖克利(William Shockley)和沃尔特·布拉顿(Walter Brattain)(这三人后来凭借发明晶体管荣获诺贝尔奖),还有发现“约翰逊噪声”的 J. B. 约翰逊(J. B. Johnson)等人。汉明与他们同桌吃了好几年午饭,细致观察并学习他们思考问题与办事的技巧,特别是从肖克利身上汲取了大量解决实际问题的方法。 然而好景不长,随着晶体管团队斩获诺贝尔物理学奖,加薪、升迁和外面的优厚聘约纷纷砸来,包括汉明的好友在内的顶尖人才要么高升,要么跳槽去了其他机构。留下来的尽是一些平庸之辈,汉明觉得与他们共进午餐已经毫无收获。这时,他注意到餐厅另一头的化学家餐桌,由于此前他曾就核磁共振课题与其中一位化学家合作发过论文,汉明便请求加入他们。在与化学家们共进午餐长达数月、听够了他们日常琐碎的探讨之后,汉明在某天走入餐厅,突然抛出了一个极其刺耳的问题:“如果你正在研究的课题既不重要,也不太可能引出重要成果,那你为什么还要研究它?”(“If what you're working on is not important and it's not likely to lead to important things, why are you working on it?”) 这一问彻底触怒了化学家们,汉明随即便被那张餐桌孤立,不得不搬去和工程师们拼桌。转眼到了那年秋天,在贝尔实验室长长的走廊里,一位名叫戴夫(Dave)的化学家拦住了汉明。戴夫对他说,汉明春天抛出的那个问题如同一根刺深深扎进了他的心里;他用整整一个夏天的时间重新审视了自己领域内真正重要的问题,虽然手头的研究内容暂时没有改变,但他觉得这番思考无比值得。汉明道谢后离去。仅仅两周之后,这位化学家便被任命为部门主管;十到十二年后,他更是当选为美国国家工程院(National Academy of Engineering)院士。而那张化学餐桌上的其他人,此后汉明再也没有听闻过他们的任何学术建树。那个能够听进逆耳忠言并反思“重要性”的人获得了巨大成功,充耳不闻者则终生碌碌无为。 ```mermaid flowchart TD accTitle: Lunch Table Evolution accDescr: Hamming's transition across lunch tables to seek high-value intellectual stimulation and focus on important problems. subgraph Phase1 ["第一阶段:寻找顶尖智囊"] A["数学家餐桌<br/>放风筝/回旋镖/闲聊消磨时间"] -->|"拒绝浪费时间"| B["物理学家餐桌<br/>肖克利、巴丁、布拉顿、约翰逊"] B -->|"诺奖获奖后骨干高升/流失"| C["平庸残留群体<br/>失去思想碰撞价值"] end subgraph Phase2 ["第二阶段:灵魂发问与分化"] C -->|"转向化学家餐桌"| D["化学家餐桌<br/>讨论日常琐碎课题"] D -->|"汉明发问:为何不研究重要课题?"| E{"面对刺痛问题的反应"} E -->|"充耳不闻者群体"| F["泯然众人<br/>一生无重大建树"] E -->|"唯独化学家戴夫深入反思"| G["升任部门主管<br/>当选国家工程院院士"] end ``` - 汉明不甘心浪费午餐时间与数学家玩乐,主动打入晶体管先驱(巴丁、肖克利、布拉顿)的午餐圈子。 - 物理学家团队四散后,汉明转战化学圈,并用“为什么研究不重要的课题”这一尖锐提问终结了在该桌的午餐生涯。 - 整个化学家团队中,唯独戴夫停下来花了一整个夏天思考本领域的核心大问题,最终脱颖而出成为院士。 --- ### [15:11](https://www.youtube.com/watch?v=e3msMuwqp-o&t=911s) 诺贝尔奖综合征与“重要问题”的孕育 汉明由此推导出一个极为冷酷的现实规律:“如果你不从事重要问题的研究,除非凭着极小极小的盲目运气,否则你绝不可能做出重要的成果。”(“If you don't work on important problems, you are not going to do important things except by the dumbest of dumb luck.”)然而,这并不意味着科学家从第一天起就能只攻坚核心大难题,这恰恰是许多诺贝尔奖得主陷入瘫痪的症结所在。许多人在拿到诺贝尔奖后(香农在成名后也有类似倾向),心理上产生了一种心理包袱,认为自己必须“非重大问题不碰”,结果因为畏手畏脚反而一事无成。 做研究必须懂得从微小处着手。汉明打了个生动的比方:你必须先种下小小的橡子,才能指望它最终长成参天大橡树;关键在于你挑选播种的橡子本身是否具备成长为参天巨木的潜力。诺贝尔奖带来的最大副作用就是让得主们误以为只能直奔“大问题”,而忽视了那些能够演变成大问题、拥有辽阔前景的初始课题。更致命的是,一旦声名鹊起,社会和学界会把他们塞进各种委员会、强加各类行政晋升与应酬,剥夺他们安静做研究的全部时间,这正是许多诺贝尔奖得主获奖后泯然众人的根本原因。 此外,汉明强调了自信与自负之间的微妙界线。正如意志坚定与顽固不化之间只有一线之隔一样,自信与盲目自信也仅差毫厘。在贝尔实验室漫长的岁月里,汉明目睹过太多才华横溢的人过早放弃了本有前景的好想法,也见过许多人抱着毫无前途的坏想法死不放手。要摆脱这种摇摆,科研工作者应当把“追求卓越”作为行事的最高准绳——无论做什么,都要力求做到最好。除了纯粹的走形式(比如填表签字只需应付过去即可),在科研的核心追求上,必须始终瞄准一流水准。 汉明重申了经典的“醉汉漫步”(Drunken Sailor)数学模型:如果一个水手每一步都是毫无目的的随机游走,走 $N$ 步后的平均位移仅仅是 $\sqrt{N}$;但如果远处站着一位漂亮姑娘,哪怕他脚步蹒跚摇晃,只要大致方向明确,他的位移就能达到与 $N$ 成正比。科研人生也是如此,一旦缺乏对“自己要做什么、要成为什么样的人”的宏大愿景,个人的前进效率将被无限稀释。唯有设立做头等工作(first class job)的高标准愿景,才能把无数细碎的努力转化为远大的跨越。 - 诺贝尔奖综合征源于心理上不敢再做小课题,以及行政应酬与委员会任务的过度挤占。 - 宏大成就源于播种能长成大树的“潜力橡子”,而非幻想一步登天直接解决最终问题。 - 随机游走的期望距离仅为步数的平方根($\sqrt{N}$),而怀抱卓越愿景的定向游走位移与步数成线性关系($N$)。 --- ### [18:19](https://www.youtube.com/watch?v=e3msMuwqp-o&t=1099s) 闭门还是开门:贝尔实验室与普林斯顿高研院的反思 科研人员通常认为“最理想的工作环境”往往隐藏着认知陷阱。贝尔实验室里一个极具说服力的对照现象就是:做研究到底是应该把门关上,还是把门敞开?从直觉上看,关上门工作能免受任何打扰,工作效率极高;敞开办公室的大门,路过的人会频繁停下来闲扯打断思路。但汉明长期观察后得出了一个截然相反的结论:那些十年如一日关着门搞研究的人,虽然每天工作同样拼命,但他们逐渐脱离了现实世界,根本不知道当下的核心问题是什么;反而那些整天开着门的人,对行业内正在发生的真正变革了如指掌。 汉明坦承自己无法在严格统计学上证明究竟是“开门造就了开阔的心智”,还是“开阔的心智促成了开门的习惯”,但他确定两者高度正相关。几乎无一例外,那些闭门苦干的人虽然才智拔群、天资聪颖,却总是在稍微偏离靶心的错误问题上白费力气。最极端的反面教材莫过于普林斯顿高等研究院(Institute for Advanced Study at Princeton)。该机构将全世界做出过辉煌贡献的顶尖大师聚在一起,提供豪华宽敞的办公室、精美的餐食、优美的庄园环境和优渥的终身薪水,免除他们所有的后顾之忧。然而结果是,绝大多数人进入高研院后,仅仅是在自己早已成名的问题上修修补补、做细枝末节的阐发,再也没能产出任何能与过往成就相提并论的杰出突破。在汉明看来,除了像约翰·冯·诺伊曼(John von Neumann)这种频繁穿梭于华盛顿与各地、始终向外界现实大门敞开的特例外,高研院在极大程度上“阉割”了这些天才的创造力。 汉明结合自己在贝尔实验室早期的计算经历进一步说明了环境局限。当他们引入 IBM 701 计算机时,编程完全依靠纯二进制。西海岸的各大飞机制造制造公司(Airframe Companies)采用的编程方式是雇佣“整整一英亩的女程序员”进行人海战术编写代码。汉明敏锐地意识到,贝尔实验室的管理层绝不可能批准给他配上一英亩的女程序员。如果想继续站在计算科学的最前沿,他就面临着去留抉择:他大可辞职跳槽去西海岸任何一家飞机公司谋得高位,但他深知,飞机制造厂虽然资源工具丰富,但顶尖天才的密度极低;而贝尔实验室聚集了一大批最伟大的人脑,正是他近距离观察并学习“如何成为伟大人物”的终极殿堂。面对这一资源困境,汉明没有选择抱怨或妥协,而是逼迫自己换个维度去思考问题的本质突破口。 - 关门工作虽然保证了当下的专注,但极易造成视野闭塞,导致学者在错误或过时的题目上耗费毕生心血。 - 普林斯顿高等研究院以全方位的安逸生活和终身无忧,反向扼杀了大部分顶尖大师进一步开拓新领域的动力。 - 冯·诺伊曼是高研院中的罕见例外,原因在于他坚持深入外部现实,频繁奔波于华盛顿与工业前线,保持与时代的连接。 - 面对西海岸飞机公司“一英亩女程序员”的人力优势,汉明选择留在顶尖人才密度更高的贝尔实验室,通过开创新计算范式来化解工具与人力的劣势。 ### [21:50](https://www.youtube.com/watch?v=e3msMuwqp-o&t=1310s) 反转问题与重新定义问题:从编程缺陷到汉明方法 汉明回顾了自己在贝尔实验室开创性工作的切身体会:当时他意识到既然计算机无所不能,为什么不让机器来承担编程工作?这一转变瞬间把他推到了计算机编程领域的最前沿。汉明指出,看似是缺陷的阻碍,一旦调转角度看就会变成巨大的资产,正如计算机先驱格蕾丝·霍珀(Grace Hopper)也多次分享过类似经历一样。当人们觉得客观条件不足、缺少资源时,只要将问题反转过来,常常能促成巨大的成功。 紧接着,汉明讲述了自己在解决海军拦截机(Navy intercept plane)28阶微分方程组时的生动案例。当时费城外围的模拟计算机根本无法胜任这项任务,因为那个时代的模拟机精度完全达不到要求,所以汉明只能改在数字计算机上求解。起初他用的是米尔恩方法(Milne's method)的一个变体,但他发现该算法极其不稳定,虽然自己打了补丁凑合能用,但整体方法十分粗糙。有一天他突然意识到:作为政府合同,项目结束后必须提交一份详尽报告;而当时全美所有拥有模拟计算机的人,必然会拿着放大镜在这份报告里挑刺,因为他的工作本质上是在向世人证明,数字计算机可以在模拟计算机的老巢里把它击败。正如汉明所总结的那样:“我真正在做的不是仅仅计算出问题的答案,而是在证明一件重要得多的事情。” 意识到这一点后,汉明立刻转变了对任务的定义。他迅速着手推导一种更好、更优雅的常微分方程数值积分法,由此诞生了后来闻名数年的“汉明方法”(Hamming's method)。他让女程序员修改了几条指令,重新计算了一条飞机飞行轨迹,确认新旧程序得出的结果完全吻合,便顺利推进了项目。最终写进报告的是一套光鲜严谨的数值解法,而非原先丑陋拼凑的补丁。汉明感慨道:“我重新定义了问题,并取得了成功。” ```mermaid flowchart TD accTitle: 汉明重新定义问题的认知转变 accDescr: 展示汉明如何从单纯求解飞行轨迹转变为证明数字计算优越性并提出汉明方法 subgraph Origin["最初视角:狭隘任务"] A["计算28阶拦截机方程轨迹"] --> B["修补不稳定的 Milne 方法"] B --> C["获得答案(方法粗糙且易受攻击)"] end subgraph Transformed["重构视角:战略破局"] D["洞察真实战场:提交政府报告"] --> E["向模拟计算阵营证明数字计算机优势"] E --> F["推导严谨的'汉明方法'"] F --> G["确立数字计算在微分方程领域的地位"] end C -.->|"反转并重新定义问题"| D ``` - 面对资源或技术的不足,通过“将问题颠倒过来”(turning the problem around),劣势往往可以直接转化为开创性的优势。 - 原本的计算目标只是“拿到轨迹数据”,但背后的真正大问题是“证明数字计算机在其本土领域(微分方程)能够击败模拟计算机”。 - 汉明坦言,虽然他现在不再推荐使用汉明方法,但在当时的硬件限制下,该方法既有效又无懈可击。 --- ### [25:09](https://www.youtube.com/watch?v=e3msMuwqp-o&t=1509s) 深入研究成功而非失败:向伟人学习与塑造个人风格 汉明强调,科研人员所期望的完美条件在现实中几乎从不会出现,关键在于你必须学会改变手头的条件。这可以通过反转问题实现,也可以通过认清底层本质、彻底改变问题的性质来实现。汉明提到,自己在早期曾极其出色地解决过一个问题,这项工作不仅在计算层面极为成功,在物理学层面也对当时的晶体管研究产生了巨大价值。事后,他没有直接翻篇,而是反复沉思、推敲自己为什么能取得那次突破。 汉明由此提出了一个至关重要的治学法则:必须深入研究自己的成功,而不是去研究失败。关于这一点,汉明给出了极为直率的论断:“我相信这样一句话:你应该研究你的成功,而不是去研究你的失败;去研究成功,因为当时机来临时,你才会知道该如何成功;如果你去研究失败,你学到的只会是如何失败。” 不仅要研究自己的成功,还要极其仔细地研究其他伟人的成功轨迹。例如伽利略当年为何能做出那些突破?牛顿又是如何做到的?每个人都应当尽最大努力去剖析他人成功的要素,并认真思考其中哪些特质可以移植并适配到自己的性格中。汉明指出,没有人能模仿所有人,每个人最终都必须摸索出一套专属于自己的做事方式,而研究成功正是塑造个人独特风格(style)的最佳途径。 --- ### [26:08](https://www.youtube.com/watch?v=e3msMuwqp-o&t=1568s) 约翰·图基的震撼:重组生活与强迫深度阅读 汉明讲述了一段让他醍醐灌顶的往事。当时他在贝尔实验室与约翰·图基(John Tukey)紧密共事,图基与他年龄相仿,却展现出了惊世骇俗的绝顶天才。深感困惑与挫败的汉明径直走进两人的共同上级亨德里克·波德(Hendrik Bode)的办公室,直截了当地问道:“亨里克,一个和我年纪相仿的人,怎么可能懂这么多东西?”波德听罢在椅子上向后一靠,咧嘴冲他笑道:“汉明,你要是像他那样拼命工作,你也会惊讶于自己竟然能懂得那么多。” 这句话让汉明哑口无言,“夹着尾巴溜出了办公室”。回到家后汉明闭门深思,痛感自己确实没有竭尽全力。他承认自己在心理能量上可能永远比不上图基那样的天才,但也深知自己完全可以比以往更加刻苦。为此,他痛下决心彻底重组自己的个人生活: - 汉明戒掉了翻阅杂质和漫无目的地浏览报纸的习惯,把这些耗费精力的闲事统统清除出生活。 - 他故意申请担任学术期刊的书评编辑(book review editor),以此作为强制学习的杠杆。 - 这样一来,他的茶几上永远摆着一本等待阅读和撰写书评的专业书籍。 - 每当写完一篇书评,他会先将其搁置一周,然后再拿出来审视:这篇书评是否抓住了精髓?是否真正消化了整本书?如果不满意,他就重读全书、重写书评。 通过这种带有强制性的生活纪律,汉明迫使自己在计算机科学领域建立了极为宽广的知识视野。汉明幽默地提到,自己后来彻底不读《纽约客》(The New Yorker)等刊物,他的妻子偶尔还会抱怨,说他以前看《纽约客》其实也只是为了看里面的幽默笑话;汉明承认妻子说得对,但他坦言自己毕竟不是头等天才,既然时间有限,就必须做出取舍并埋头苦干。 --- ### [28:03](https://www.youtube.com/watch?v=e3msMuwqp-o&t=1683s) 正确的时机与正确的问题:周五下午的“伟大思考” 汉明指出,科研与工程的赛场上“胜者并不属于跑得最快的人”,最努力苦干的人也未必能赢。决定成败的根本准则是:“在正确的时间,以正确的方式,做正确的问题,只有这才是真正关键的,其他统统无关紧要。”汉明开设这一整门课程的核心目标,就是为了培养学生的科研品味与风格,使其具备一种敏锐的直觉,能够察觉何时一个问题已经成熟、哪些问题值得攻克,以及该采取何种打法。世界上有成千上万场竞赛同时在跑,你只需要找准属于自己的一场并赢得胜利。 为了践行这一点,汉明在他人建议与自我摸索下,确立了一项维持数十年的铁律——“周五下午的伟大思考”(Great Thoughts Friday)。每周五下午,他会抽出整整10%的工作时间,停止手头的琐碎事务,专门用来思考本领域最重大的核心命题: - 计算机到底会给整个科学界带来怎样的冲击? - 我们摆弄这些计算机器到底是为了什么?它未来将如何深远地影响 AT&T? - 面对计算科学,我当下究竟该做些什么?软件的本质到底是什么? 汉明告诫听众,这类重大思考绝不能安排在周一上午,因为周一早上总有各种紧急会议和杂事突如其来,瞬间就会打断思绪;而周五下午的深度思考则可以自然延伸并沉淀到周六和周日。如果不定期停下来校准方向,人就会像“喝醉了酒的水手”一样四处乱撞,最终一事无成。此外,汉明强调要牢牢抓住那些基础概念(fundamentals)并终身学习新技术,既要看清整个大格局,又要具备快速判断一门新兴前沿技术与自身领域是否相关的鉴别力。 --- ### [31:06](https://www.youtube.com/watch?v=e3msMuwqp-o&t=1866s) 卓越科学家的核心特质:容忍模糊性 汉明在研究了大量伟大人物长达十五到二十年之后,终于参透了一个极其深刻的特质——容忍模糊性(tolerance of ambiguity)。普通人往往非黑即白,总希望一件事情要么绝对是真的,要么绝对是假的;但伟大的科学家却拥有罕见的双重认知状态:汉明用极为精辟的语言总结道:“他们既相信,又怀疑。” 这种矛盾的认知张力是推动科学实现真正质变的发动机: 1. **充分相信**:他们必须相信现有的理论足够正确,唯有如此才能保持充沛的动力继续做深入的研究与推进,否则连工作都无法开展。 2. **保持怀疑**:与此同时,他们又对理论抱有足够的怀疑,时刻敏锐地捕捉其中的纰漏、反常与矛盾,从而在时机成熟时果断掀起革命,跨越到全新的理论上去。 汉明犀利地指出,如果你百分之百迷信现有理论,你所能做的顶多是对旧理论修修补补、添砖加瓦,这充其量只能让你成为一名优秀的科学家,而绝不可能让你跻身伟大。科学上的伟大,恰恰在于看清所有人忽视的漏洞,看穿表面矛盾并迈出决定性的全新一步。汉明坦言,必须学会容忍这种模糊性,但他也无奈地承认,自己至今完全不知道该如何设计一门课程来教会学生这种“容忍模糊性”的本领。 ### [32:13](https://www.youtube.com/watch?v=e3msMuwqp-o&t=1933s) 容忍模糊性与何谓“重要问题” 理查德·汉明(Richard Hamming)谈到了容忍模糊性(tolerance of ambiguity)的重要性。他坦承自己不知道该如何教会别人这一点,但他坚信,不盲目确信一切都是正确的、能够容忍模棱两可的状态,是做出伟大工作不可或缺的特质。绝大多数伟大的科学家脑海里随时都挂着 10 到 20 个重要问题;一旦他们得到某种切入的线索,就会立刻放下手头的其他事情,扑上去把那个问题彻底解决。然而,科学家们常年思考的这十几个问题,往往是他们认为至关重要、却一时不知该如何下手的难题。 汉明在此特别告诫大家不要误解了“重要问题”的定义:问题的轻重并不取决于其潜在后果有多大。在贝尔实验室(Bell Labs)的整个时期,从没有人在物理学的三大悬案上耗费精力——时间旅行(time travel)、瞬间移动(teleportation)和反重力(anti-gravity)。虽然这三者的经济效益巨大到令人难以置信,但没人去碰,因为缺乏切入点(attack)。正如理查德·汉明指出的:“The most important thing that makes a problem important is that there is an attack that you have an idea how I can go about that problem.” 只有当你对“该如何着手解决”有了具体思路时,一个问题才会真正变得重要。 - 优秀科学家头脑中通常挂着 10 到 20 个尚未找到解法的重要问题。 - 物理学三大著名难题(时间旅行、瞬间移动、反重力)因缺乏攻克途径,在实际科研中并不算“重要问题”。 - 问题的价值不仅由经济或理论后果决定,根本在于是否存在可操作的切入途径。 ```mermaid flowchart TD accTitle: 定义重要问题的双重要素 accDescr: 展示一个问题如何从具备巨大潜在后果,结合可行的切入点,最终转化为值得攻坚的重要研究问题。 subgraph Evaluation["问题价值评估"] A["潜在后果巨大<br/>(例如经济价值/科学意义)"] B["缺乏切入途径<br/>(无从下手)"] C["具备切入途径<br/>(拥有具体攻击思路)"] end A --> B B --> D["不可行的空想问题<br/>(如反重力/时间旅行)"] A --> C C --> E["真正的重要问题<br/>(值得全力攻关)"] ``` --- ### [33:45](https://www.youtube.com/watch?v=e3msMuwqp-o&t=2025s) 风格胜于内容与清晰表达的艺术 汉明多次强调,做事情的关键“不是你做了什么,而是你怎么做”(“It is not what you do, it's the way that you do it.”)。这关乎个人风格,关乎你是反转问题还是重构问题。他以狭义相对论为例指出,昂利·庞加莱(Henri Poincaré)和其他几位学者在爱因斯坦之前就已经掌握了全部理论细节,甚至还就此发表演讲,但由于表达得混乱不堪、缺乏清晰直接的结构,最终唯有爱因斯坦被后人铭记,因为爱因斯坦是用正确且优美的方式把它呈现出来的。 汉明提醒道,人们刚做出一项新成果时往往也是一团乱麻,首要任务就是把它理顺,以便能够传达给他人。研究者常常需要躺在床上翻来覆去地琢磨:“如果我这么对乔(Joe)讲,他会不会误解?这样讲如何?那样讲又如何?”直到找到一种看起来既简单又直接的角度。这种清晰的形式往往不是最初发现它的路径,但将其讲明白至关重要。这直接引出了沟通(communication)这一核心能力:研究人员必须掌握口头演讲、撰写报告以及非正式交谈这三种层次的沟通。在会议中,你必须有能力当场站起来,条理分明地指出某事是错的,“砰、砰、砰、砰”几句话赢得辩论;如果你只是坐着心想“等我明天再想想,写份报告”,决议早就通过并执行了,事后再说什么都无济于事。 - 狭义相对论的历史表明,仅有正确的内容是不够的,表达的清晰与风格决定了谁能被历史铭记。 - 三种层次的沟通能力缺一不可:公开演讲(oral talks)、正式书面报告(written reports)和即兴非正式交流(casual conversations)。 - 在会议讨论中,即时、有力的反驳与论证往往比事后提交详尽报告更能决定决策走向。 --- ### [35:22](https://www.youtube.com/watch?v=e3msMuwqp-o&t=2122s) 学习演讲技巧与批评性鉴赏 对于如何掌握沟通技巧,汉明认为看书收效甚微,最有效的方法是观察每一次现场演讲。听报告时,不仅要听内容,更要分析演讲者的风格:这场演讲为什么有效?为什么无效?演讲者的哪些特质是可以被自己借鉴的?他以宴后祝酒演讲(after-dinner speech)为例调侃道,这种演讲一般需要三个笑话:开场站起来一个,中间提神一个,结尾再来一个以加深听众记忆。 汉明发现自己完全讲不来长篇大套的“长毛狗故事”(shaggy dog stories),但他很擅长单口短俏皮话(one-liners),因此他必须依据自身特质来调整幽默风格。他强调,盲目模仿别人行不通,看到他人极具感染力时,要审视自己是否真能做得到;如果不行,就必须另辟蹊径。学会批判他人的演讲,才能建立起审视自己演讲的批评基准。汉明建议大家从第二天起,每次听讲座时都要同时评估内容与形式,甚至与朋友交流看法,看看彼此对“什么才是一场成功的演讲”是否存在分歧。 - 宴后演讲的“三笑话原则”:开场破冰、中场防困、结尾留念。 - 幽默与演讲风格必须因人而异:汉明放弃了叙事冗长的铺垫故事,专注于自身擅长的单句俏皮话。 - 建立对他人表达风格的批判性眼光,是提升自身演讲与创造力水准的根基。 --- ### [37:13](https://www.youtube.com/watch?v=e3msMuwqp-o&t=2233s) 莫怨工具有缺,拥抱变革以求进步 汉明信奉“劣工怨工具”(“It's a poor workman who blames his tools.”)的格言,他的处世哲学是在既有条件下竭尽全力。他坦率地指出当前学校存在诸多缺点,例如华盛顿的官僚作风,以及学员因任务必须时不时离开等特殊情况;但绝不能归咎于体制,而应在每门课、每堂讲座中做到环境允许下的极致。他甚至自嘲这门课程因为被录像和广播,导致台下的学生被镜头吓倒,不敢当场举手大喊“汉明,我觉得你疯了,某某事情该怎么解释”。既然知道摄像机阻碍了课堂互动,汉明便放弃了强求频繁互动的念头,转而尽力讲好课程。 随后,汉明指出了关于进步的深刻现实:理查德·汉明说道:“Change does not mean progress, but progress requires change.”(变革不等于进步,但进步必须经过变革)。大多数人和机构都极度反感变革,常常以“我们一直以来做得很好,何必改变”为由拒绝创新。汉明在贝尔实验室时便坚持一个原则:如果一个部门按同一种方式干了十年,那就到了必须改变的时候,哪怕现有方式令人满意,也要去寻找其他方法;如果你一直在旧轨里固步自封,就永远无法找到更好的路。尽管这句格言让贝尔实验室的多数部门十分恼火,但他始终坚信,尽管尝试新方法有时会让情况变糟,但没有变革,就绝无进步的可能。 - 面对体制限制、环境缺陷或录像设备的心理干扰,优秀研究者应当适应现状并发挥最大效能。 - 进步必然要求变革,即便现行方案运行良好,也需打破十年的惯性去探索新路径。 - 固守舒适区虽然安全,但会彻底抹杀发现更优解的机会。 --- ### [39:18](https://www.youtube.com/watch?v=e3msMuwqp-o&t=2358s) 思想挂钩与靠卓越表现赢得自由 在学习与吸收知识时,汉明重申了给思想“挂上钩子”(put hooks on ideas)的方法。他回忆自己曾长期无法匹敌约翰·图基(John Tukey)那种信手拈来调取任何信息的能力;图基说出某个见解后,汉明虽然能明白是对的,但自己最初却想不到。后来汉明开始效仿图基:每当接触到新信息,便从各个角度反复审视它,将其与已有的众多知识点连接起来,这样在未来的各种情境下就能随时调用。 针对许多人抱怨自己缺乏工作自由的现象,汉明直言不讳:自己在职业生涯初期同样毫无自由,只能按照要求老实做事。雇佣水管工时,大家自然指望对方已经受过良好训练并且能解决问题,绝不可能在一个人尚未证明自己之前就给予重大机会。汉明回忆起在内布拉斯加大学时的一位讲师,那人去找系主任要求减免教学任务以搞科研,理查德·汉明转述道:“The head of department said, 'When you've done the research, I'll relieve you of the teaching.'” 唯有先展现卓越的能力,才能赢得自由。汉明最初研究纠错码(error-correcting codes)完全是在家利用业余时间完成的;直到能力得到充分证明,管理层才开始对他放手,甚至形成一种共识:越不去干涉汉明,他越会为该做什么而寝食难安,也就越有可能做出正确成果。 - 知识网络化方法:将新信息从多角度与已有概念挂钩,以便在不同场景下快速检索提取。 - 自由是靠成果换来的,而非预先赋予的权利;必须先拿出实绩,管理层才会给予空间。 - 汉明的自律与责任心使得管理层给予他极大的自主权,但这种模式只适用于具备自我驱动力的人。 --- ### [41:10](https://www.youtube.com/watch?v=e3msMuwqp-o&t=2470s) 追求卓越的付出是否值得 汉明提出了一个根本性问题:付出如此巨大的努力去成为一个伟大的人,到底值不值得?他首先界定,“伟大”的定义取决于每个人自己的标准,而非他的标准。面对这个问题,汉明的回答是肯定的(“I will claim yes.”)。 汉明解释说,那些拼尽全力却失败的人,他出于尊重和避免尴尬,不敢贸然去询问;但对于那些真正取得成功、享誉盛名的杰出人物,汉明曾一一问过他们“当年的艰苦奋斗是否值得”。那些人的回答是:“是的,这比美酒、女人与歌声加在一起还要美妙。”(“Yep, it's better than wine, women, and a song put together.”)汉明风趣地补充道,自己当时没去问女性学者,她们可能会说是美酒、男人与歌声。但有一点是全体成功者共通的体会:亲手做出一流的成果,并确信自己做到了,这种成就感胜过他们所能想象的一切世俗享乐。 - 汉明向多位功成名就的科学家求证,均得到奋斗绝对值得的一致肯定。 - 成功者公认:创造出一流成果的充实感与确信感,超越了寻常享乐。 - “伟大”应由个人自行定义,其核心在于完成自己认可的第一流工作。 ### [42:03](https://www.youtube.com/watch?v=e3msMuwqp-o&t=2523s) 审视人生与追寻重要之事 理查德·汉明(Richard Hamming)引用了生活在公元前约 470 年至 399 年古希腊哲学家苏格拉底的名言:“未经审视的生活是不值得过的。”他回忆起自己第一次听到这句话的场景:当时他正穿行在耶鲁大学的校园里,走在一对师生身后。那位教授转过身对学生说了这句话,在他们穿过整个四合院方庭的路上,教授竟然接连重复了整整三遍。汉明强调,每个人都必须深入审视自己的人生,因为就大家所知,生命只有一次。他质问道,为什么不去追求自己真正渴望的生活,反而任由命运随波逐流? 汉明将人生的结局摆在听众面前供其抉择。到了晚年回首往事时,你究竟是想自我安慰地说:“好吧,我这辈子没做过坏事,过得还挺开心的”,还是更希望能够骄傲地宣布自己完成过真正有价值的壮举?汉明强调,如果你希望在人生晚期收获真正的幸福与满足,主动去挑起重担、做成重要之事就是你必须面对的课题。 理查德·汉明尖锐地向听众发问:“Do you come down the back and say, 'Well, I didn't do any harm. I had an enjoyable life.' Is that what you want to say in your old age? You just had a good time in life. Or do you want to say, you know, I did something that was important, at least something that I thought was important.” - 苏格拉底(约前 470–前 399 年)的名言“未经审视的生活是不值得过的”(The unexamined life is not worth living)是汉明整个讲座的哲学底色。 - 汉明在耶鲁大学方庭亲耳目睹一位教授向学生连讲三次这句话,这一幕给他留下了终生难忘的印象。 - 人生只有一次,被动接受发生的一切与主动活出想要的人生之间存在根本性的分野。 ### [43:06](https://www.youtube.com/watch?v=e3msMuwqp-o&t=2586s) 风格的力量与布道者的终极挑战 汉明重申,这一切的核心都归结为“风格”(Style)。他在课上多次反复告诫大家:你必须在正确的时间,以正确的方式,去攻克正确的问题,否则注定会失败。风格决定了一切,但它无法单凭语言完全解释清楚,就像谁也无法仅仅用言语就教会别人怎样画出一幅伟大的画作一样。老师能做的只是展示范例与成功,而这正是他在整门课程中所做的事。 在课程与演讲的尾声,汉明对整堂课给出了一个充满感染力的全新注脚——他自嘲自己宛如一位狂热的“复兴派传教士”(revivalist preacher)。他不是在传授冰冷的方法,而是在讲台上声嘶力竭地布道,呼吁学生们幡然悔悟、抛弃懒散平庸的生活方式,下定决心成为一个真正有价值、值得尊敬的人。汉明动情地表示,在他的一生中,从未有人教过他这套成功的经验,这一切都是他自己历尽摸索才找到的。如今他毫无保留地将这些奥秘和盘托出,因此在场的学生们再没有任何借口做不出超越他的成就。全场在雷动的掌声中向汉明教授致谢。 理查德·汉明在告别辞中直接向听众发出挑战:“I've told you how to succeed. You have no excuse for not doing better than I did.” ```mermaid flowchart TD accTitle: 从自省到超越的行动闭环 accDescr: 汉明讲座总结展现的从审视人生、形成风格到最终超越前人的逻辑闭环 subgraph Mindset["人生定位与认知觉醒"] A["审视生命<br/>拒绝随波逐流与虚度"] B["确立价值追求<br/>致力于重要的问题"] A --> B end subgraph Execution["科研与工程实践"] C["时间契机<br/>在正确的时间"] D["方法路径<br/>以正确的方式"] E["个人风格<br/>攻克正确的目标"] B --> C C --> D D --> E end subgraph Outcome["终极挑战"] F["告别平庸<br/>成为有价值的人"] G["吸纳前人经验<br/>没有借口不做更好"] E --> F F --> G end ``` - 风格是决定成败的根本因素,它无法被语言完全传授,但可以通过具体成功案例的展示与揣摩来领悟。 - 汉明将自己的角色定义为敦促人们痛改前非、奋发图强的“复兴派传教士”。 - 汉明强调他所讲授的所有路径完全由自己独立探索得出,后人既然站在这些总结的基础上,便拥有了超越他的责任与义务。 ## Notable quotes > [00:00](https://www.youtube.com/watch?v=e3msMuwqp-o&t=0s) Because as far as I know and as far as you know, you have one life to lead. You might as well lead a life you would like to have. — Richard Hamming > [10:23](https://www.youtube.com/watch?v=e3msMuwqp-o&t=623s) Now, the most important thing probably of great people is they believe they can do great work. They have confidence in themselves. If you don't think you do great work, it's not likely that you're ever going to do it. It's that simple. — Richard Hamming > [12:30](https://www.youtube.com/watch?v=e3msMuwqp-o&t=750s) If what you're working on is not important and it's not likely to lead to important things, why are you working on it? — Richard Hamming > [15:11](https://www.youtube.com/watch?v=e3msMuwqp-o&t=911s) If you don't work on important problems, you are not going to do important things except by the dumbest of dumb luck. — Richard Hamming > [32:13](https://www.youtube.com/watch?v=e3msMuwqp-o&t=1933s) The most important thing that makes a problem important is that there is an attack that you have an idea how I can go about that problem. — Richard Hamming > [33:45](https://www.youtube.com/watch?v=e3msMuwqp-o&t=2025s) It is not what you do, it's the way that you do it. — Richard Hamming > [37:13](https://www.youtube.com/watch?v=e3msMuwqp-o&t=2233s) Change does not mean progress, but progress requires change. — Richard Hamming ## Mentioned Richard Hamming, Los Alamos, Bell Labs, IBM, Richard Feynman, Claude Shannon, Albert Einstein, Isaac Newton, Thomas Edison, William G. Pfann, John Bardeen, William Shockley, Walter Brattain, J. B. Johnson, National Academy of Engineering, Institute for Advanced Study at Princeton, John von Neumann, IBM 701, Grace Hopper, John Tukey, Hendrik Bode, The New Yorker, Henri Poincaré, Socrates, Yale University ## Video description I have given a talk with this title many times, and it turns out from discussions after the talk I could have just as well have called it "You and Your Engineering Career," or even "You and Your Career." But I left the word "Research" in the title because that is what I have most studied. From the previous chapters you have an adequate background for how I made the study, and I need not mention again the names of the famous people I have studied closely. The earlier chapters are, in sense, just a great expansion, with much more detail, of the original talk. This chapter is, in a sense, a summary of the previous chapters. 00:00 Introduction 03:15 Hamming’s experience 06:05 Newton observed...if other people fought as had as he did they would get the same results 10:30 Great people believe they can do great work 15:53 You have to work on problems which can become important 18:30 Working with your door closed or open 24:56 You have to make success either by inverting the problem or changing the problem 28:07 The race is not to the swiftest 30:25 Fundamentals 35:30 What aspects of the speaker can you adapt? 39:46 Earning the freedom to work 41:10 Is the effort to be a great person worth it? 44:23 End * NPS Hamming portal: https://www.nps.edu/hamming * NPS course site: https://cle.nps.edu/portal/site/hamming [Source](https://www.youtube.com/watch?v=e3msMuwqp-o)

Source quotes

[0:00] Richard Hamming: Because as far as I know and as far as you know, you have one life to lead. You might as well lead a life you would like to have. [10:23] Richard Hamming: Now, the most important thing probably of great people is they believe they can do great work. They have confidence in themselves. If you don't think you do great work, it's not likely that you're ever going to do it. It's that simple. [12:30] Richard Hamming: If what you're working on is not important and it's not likely to lead to important things, why are you working on it? [15:11] Richard Hamming: If you don't work on important problems, you are not going to do important things except by the dumbest of dumb luck. [32:13] Richard Hamming: The most important thing that makes a problem important is that there is an attack that you have an idea how I can go about that problem. [33:45] Richard Hamming: It is not what you do, it's the way that you do it. [37:13] Richard Hamming: Change does not mean progress, but progress requires change.

Source quotes

[12:30] Richard Hamming: If what you're working on is not important and it's not likely to lead to important things, why are you working on it? [28:03] Richard Hamming: The guy who works hardest doesn't win. The person who works on the right problem at the right time in the right way is what counts and nothing else. [37:13] Richard Hamming: Change does not mean progress, but progress requires change. [16:28] Richard Hamming: When you have a vision you will go a long way; without a vision of what you're going to do and where you're going to be, you're not going to get very far. [15:14] Richard Hamming: What you have to work on are problems which can become important and matter, which have a future, which will grow into mighty oak trees.

Original transcript

[0:00] [clears throat] [0:10] Well, this is the last lecture of the [0:13] course because the next two meetings [0:17] normally I'll be at Los Alamos giving a [0:19] talk at a symposium there. [0:22] This talk is you and your research. [0:25] I've given it many times. It might as [0:27] well be called you in your engineering [0:29] career or even you and your career. [0:32] In the discussions afterwards for this [0:35] talk many times discussions have led [0:38] that these are broad principles of [0:40] success in many fields. [0:43] So while I will talk about research [0:46] because that's what I've studied it's [0:47] really fairly broadly based. [0:50] Now, I've told you earlier about my [0:53] career, but I'll remind you [0:56] at Los Alamos. I became aware that I was [0:59] a janitor of science. [1:01] Some of the p people who keep the thing [1:03] going, but whose opinion is not matter a [1:07] great deal. They could trust me to do [1:09] simple things, but the major decisions I [1:11] was not really involved in. And to put [1:14] it bluntly and unpleasantly, [1:17] I was envious. [1:19] plain envious [1:22] and I began to ask myself what's the [1:24] difference between the really capable [1:27] scientists and myself [1:30] and I studied I went to Bell Labs I [1:32] studied further this is really a report [1:34] on what I found different between the [1:36] first class and the second class I want [1:39] to remind you of something which is not [1:41] in the notes what is called the Matthew [1:43] effect named after St. Matthew there is [1:46] a verse there in the Bible which says [1:48] unto those who have shall be given and [1:51] those who have not shaken away or put it [1:55] bluntly those with God gets and those [1:56] who haven't got it you know what happens [2:00] it's true in science when you become [2:02] famous it's easy to remain famous for [2:05] example once I became moderately famous [2:07] I was invited to give talks at IBM and [2:09] so on and when I went there they would [2:11] show me this or that that's going on [2:13] show me the research labs production [2:15] lines and so on. So I got to know more [2:17] information the other person once famous [2:20] it's very easy to remain famous [2:22] once not famous and uh what you do do [2:26] will be taken away from you so it's [2:27] necessary to do something outstanding [2:31] otherwise what you do is sort of taken [2:34] away from you as St. Matthew said, "Now, [2:37] why do I believe it's important to talk? [2:39] Because [2:41] as far as I know and as far as you know, [2:43] you have one life to lead. [2:46] You might as well lead a life you would [2:48] like to have." And I suggest you a life [2:51] of doing something significant. By your [2:53] definition of significant is worthwhile. [2:57] To live a life which you got by in the [2:58] back and you say, "Well, I didn't do any [3:00] harm." is not terribly satisfactory. [3:06] So I am really trying to get you to [3:09] think about doing significant things by [3:12] your definition of significant. [3:15] [snorts] [3:16] Now I have to talk about my own [3:18] experience. I have throughout the course [3:19] because if I talk about other people's [3:21] it doesn't have the effect. My purpose [3:22] is to stick a knife in your back and [3:24] give it a good twist and make you say at [3:26] the back end well if Hamming could do it [3:28] why couldn't I? After all he's not that [3:31] much better than I am. Is douff is [3:33] better than you are? [3:34] So my purpose in telling direct stories [3:37] is to make you conscious that you can be [3:40] at least as great or better than I was [3:42] and I didn't do badly. [3:46] Now I'll start psychologically rather [3:47] than logically. [3:49] The first objection people have is well [3:52] fame is a matter of luck. [3:54] I have cited regularly pastor's remark [3:57] luck favors a prepared mind. Yes there [4:00] is an element of luck. No, there isn't. [4:03] For example, when I met Fineman, he was [4:07] running in computing uh and I was [4:08] brought in to help get him out so he go [4:10] back to physics. I knew he'd get a Nobel [4:13] Prize for something. He was one of those [4:15] people. You could see the man had energy [4:17] and ability and he was going to do [4:19] something. It was in the nature of him [4:21] to be something. [4:24] Well, [4:28] yes, luck favor prepared mind, but also [4:31] it says you prepare yourself and then [4:34] luck hits you. But there's lots of ways [4:36] luck can hit you. For example, [4:39] when I went to Bell Laboratories, the [4:41] first time, first months I was there, [4:44] Shannon, a lady, Miss Sally me, and [4:46] myself shared a very big room in the [4:48] attic. [4:50] Shannon went on to create information [4:52] theory. I created coding theory. There [4:54] were a large number of people around. [4:56] Yes, it was in the air. But why did we [4:58] do it? [5:00] Why was it us? Shannon had done other [5:03] good things before then. He in his [5:05] master's thesis had observed that [5:07] boolean algebra is what you need for [5:09] switching circuits. He had made a number [5:12] of very significant contributions. [5:15] Einstein [5:17] is famous for writing five papers in one [5:19] year in a journal, several of which are [5:21] very great classics. [5:24] It isn't luck. It is two. I got to say [5:28] both. It is and it is not. [5:32] You prepare yourself the way you lead [5:34] from day to day. Lead your life from day [5:36] to day. You prepare your yourself for [5:38] success or you don't. And when the [5:40] lightning strikes, you're either ready [5:41] or you're not. It misses you or it hits [5:44] you. [5:47] What will be is open to debate. But I [5:49] think that Shannon if had not created [5:50] information there he would have done [5:51] other significant things. He' done a [5:53] bunch before he would know ones [5:55] afterwards. So I sort of deny it. [6:02] At least I deny it's all luck. [6:08] Now Newton observed Sir Isaac Newton [6:12] that if other people thought as hard as [6:13] he did they would get the same results. [6:16] And Edison said, "Genius is 99% [6:19] perspiration and 1% inspiration." And I [6:22] tell you the same thing to a great [6:24] extent. It is constant hard work that [6:27] does it. [6:28] Nothing more and nothing less. The very [6:31] able people work very hard all the time. [6:34] At Los Almos on Sundays when we goofed [6:36] off a little bit, uh when he went out [6:38] hiking in the mountains behind Los [6:40] Almos, they still talk shop. [6:44] They were at the problem all the time. [6:51] Now, one of the characteristics, but not [6:53] always, is that when young, they showed [6:55] a great deal of ability. Newton did not, [6:58] as far as I can make out, reading [6:59] biographies, he really didn't look [7:01] unusual to anybody until after he came [7:03] up to Cambridge in college. And his [7:06] mathematical knowledge was about [7:07] arithmetic when he came. [7:10] He's an exception and a few others. Now [7:13] Einstein, [7:15] consider the fact that after he got his [7:17] doctor's degree, he had no legitimate [7:19] job except for seven years in the patent [7:21] office. No job at the university. He [7:25] didn't get early recognition. But when [7:28] he got it, he did it. And that indicates [7:30] that the IQ's and such other things [7:33] which people are supposed to have, it's [7:34] a help. But quite a few great people [7:37] don't have fabulously high IQs as [7:39] measured by the normal methods. [7:42] Einstein certainly did not look like a [7:44] good student. Good other people didn't. [7:47] A personal example, he's dead now, so I [7:50] can tell you. A guy named Bill Fan [7:52] walked into my office at Bell Labs and [7:54] he wanted to do zone melting. Now zone [7:56] melting, you have a bar, you have a coil [7:58] around it, which you heat by induction [8:00] to melt the metal and you move it down [8:03] slowly. If the impurities stay in [8:06] solution, you drag the impurities down. [8:08] If impurities trying to drop out, [8:09] they're pushed to the other side. and [8:11] many many passes removes the impurities [8:14] from the middle of the bar. [8:17] Well, he had some equations. I put some [8:20] algebra on it and some calcus and got [8:22] some partial answers, but I could see [8:24] that he needed computing. [8:26] Well, I went around to his department [8:28] and asked about them. Well, they didn't [8:30] think much of them. I go back to my [8:33] office. I thought he had a good idea. I [8:36] had resolved to work with important [8:38] people. I want to do important work, [8:40] work with important people. Here was my [8:42] chance to contribute to a really good [8:44] idea if it were good. [8:46] But his department didn't think much of [8:48] him. But I reflected Muhammad [8:52] had to leave town, [8:55] flee for his life. [8:57] A prophet is without honor in his own [8:59] country. Remember, it will be often true [9:02] that your local people cannot see that [9:04] you are doing great work. [9:06] I conclude I would help him. I taught [9:09] him how to use the machine. I made [9:11] machine time available to him and so on. [9:13] And well, he picked up all kinds of [9:15] prizes. He's became a famous man. Uh his [9:18] laboratory was made a national treasure [9:20] one time. [9:22] Also along the way from being [9:24] inarticulate and knowing little [9:26] mathematics and lacking confidence, he [9:28] became a man who spoke clearly and well [9:30] and gained confidence. He had lacked [9:33] confidence when he was young and that [9:35] success his own melling was his one [9:38] great idea but it was what Bell Labs [9:40] needed and what everybody else needed. [9:42] We needed to be make able we needed to [9:45] be able to make germanmanium without [9:47] very many impurities and we needed to be [9:49] able to put as many we want in because [9:50] if you now take the same zone and drag [9:52] it down you can drag down impurities [9:55] about the density you want in them. You [9:57] have remarkable control with zone [9:59] melting. Now you make a thousand passes [10:01] or something. That's why you can't do it [10:03] numerically other than with a computing [10:06] machine because the thousand passes have [10:08] end effects and they bounce around. [10:11] [snorts] [10:13] So I was right that time. I guess the [10:16] man has something important. I worked [10:17] with him and I was part of something [10:19] that was important. [snorts] [10:23] Now, having disposed of psychological [10:25] objections of luck and lack of high IQ, [10:27] because some of you say, "Well, I wasn't [10:28] the brightest student in my class." So [10:30] what? Doesn't matter. Let's get down to [10:32] other things. [10:35] Now, the most important [music] thing [10:36] probably of great people is they believe [10:39] they can do great work. They have [10:41] confidence in themselves. [10:44] If you don't think you do great work, [10:45] it's not likely that you're ever going [10:47] to do it. [10:49] It's that simple. [10:51] Now you can be too overconfident but you [10:54] should have a fair amount of confidence. [10:55] Take for example Shannon. [10:57] You remember when I did information [10:59] theory I pointed out how when stuck [11:02] with random codes he averaged over all [11:06] random codes and showed the average was [11:08] arbitrarily good. Therefore one good [11:10] code had to exist. [11:12] Who but a man with almost infinite [11:14] courage would do that? [11:17] He had it. Now I can tell you another [11:19] way simply. There was a year or so when [11:21] he came in about 10:00, played chess [11:23] till about two and went home. At the end [11:25] of the year, the company gave him a [11:27] salary raise, but it's all you could see [11:28] him doing was that that at home he was [11:30] creating information theory. Well, the [11:32] way he played chess is the following. [11:35] When you are attacking in chess, you can [11:37] either defend yourself or you attack [11:39] back. Shannon never defended himself. [11:44] He attacked back and the game would get [11:46] tied up more and more and more and more [11:48] complex. and finally he'd stop and think [11:50] for a long while, grab his queen, [11:51] advance it, say, "I scared nothing." [11:55] Bingo. The whole game would collapse [11:57] because he finally precipitated all the [11:59] pending operations and he either won or [12:01] lost. [12:02] Well, I learned that expression. I ain't [12:04] scared nothing. [12:06] I've used this several times on myself. [12:08] When stuck and I didn't know what on [12:09] earth to do, I said, "Good enough for [12:12] Shen, good enough for Hamming. I ain't [12:13] scared nothing. Let's go ahead and see [12:14] what happens." [12:16] And sometimes [12:18] by copying his style, I came through to [12:20] success. [12:22] I deliberately copied his style. [12:30] Now, another example. [12:35] I hope most people are dead. I guess [12:37] they aren't, but they won't hear this. [12:38] Uh, I was in a math department, and the [12:41] math department, we used to go to lunch [12:43] together. They played games through [12:45] boomerangs, flu kites, and played this [12:48] and that. And they fiddled around and I [12:52] wanted to succeed and I said, "I can't [12:53] afford to waste lunch times." So I went [12:55] around to the physics table where I had [12:56] written a paper with one of the [12:59] physicists, a good one. And said, "May I [13:02] join you?" Sure, I'm welcome. The table [13:04] consists among other people of Bardine [13:06] Shocky and Bratton, the Nobel Prize [13:08] winners, JB Johnson of Johnson noise, [13:10] and some others by friend among others. [13:13] And I used to have lunch with him for [13:15] years. I learned a lot. I learned a lot [13:18] of tricks out of Shockley, how he did [13:20] things. I watched other people and [13:22] learned how to do things sensibly. Well, [13:25] finally the Nobel Prize came through. [13:27] Promotion came through. Jobs elsewhere [13:29] came through and all the able people [13:32] left, including my friend. He promoted [13:34] up the line. Well, what was left was the [13:38] drags. Hardly worth eating lunch with. [13:42] But over in the other corner of the [13:44] dining room was a big table the chemists [13:46] and I had written a paper on nuclear [13:48] magic resins with one of the guys. And [13:51] so I said do you mind if I join you? So [13:52] I sit down and we start talking about [13:54] chemistry and such other things for a [13:56] long while. And finally one day I walk [14:00] in and say if what you're working on is [14:03] not important and it's not likely to [14:05] lead to important things why are you [14:08] working on it? [14:13] After that, I ate with the engineers. [14:18] That was spring. In the fall, going down [14:20] the long corridor Bell Labs, my friend [14:24] chemist stopped me and said, "You know, [14:26] Hamming, that remark of yours got [14:27] underneath my skin. I've spent the [14:30] summer thinking about the important [14:31] problems in my field. I have not changed [14:33] my research, but I think it was well [14:35] worth the time." I say, "Thank you, [14:37] Dave." And walk on. About two weeks [14:40] later, I noticed he's made head of the [14:41] department. [14:43] About 10 or 12 years ago, I noticed he [14:45] is a member of the National Academy of [14:46] Engineering. [14:48] I have never heard of anything about any [14:51] other person at that chemistry table. [14:54] Not one. The one man who could hear if [14:57] what you're doing is not important, not [15:00] likely important, why are you doing it? [15:01] The one man who could did become [15:05] important. He did succeed. The rest of [15:08] them who couldn't hear didn't. [15:11] It's that simple. [15:14] If you don't work on important problems, [15:16] you are not going to do important things [15:18] except by the dumbest of dumb luck. [15:22] You must work on important problems [15:24] soon. Now, you can't work on them all [15:25] the time because that's what Nobel Prize [15:27] winners do. [15:29] They get a Nobel Prize and they think [15:31] like Shannon also they can only work on [15:33] important problems. [15:36] As a result, they don't do anything. You [15:38] have to plant little acorns which grow [15:40] into my oak trees. [15:43] But you have to plant the acorns which [15:45] will grow. You have to learn the small [15:48] things. So the great thing great thing [15:50] wrong with Nobel prizes is you now think [15:53] you can only work on important problems [15:55] and you don't. What you have to work on [15:57] are problems which can become important [15:59] and matter which have a future which [16:02] will grow into mighty oak trees. Another [16:07] thing that ruins Nobel Prize winner of [16:08] course is everybody gets famous. You are [16:10] put in all kinds of committees and all [16:12] kinds of other things and you can't get [16:13] any work done. They stop you from doing [16:16] it [16:17] by various promotions and so on. So [16:20] that's a lot of reasons why Nobel Prize [16:22] winners often don't do very much [16:23] afterwards. [snorts] [16:28] Now confidence in yourself I said is [16:30] important. Overconfidence of course is a [16:32] disaster. I'll put it as I did the other [16:35] day. The difference between being strong [16:37] willed and stubborn. [16:40] Different confidence and overconfidence [16:41] about the same thing. It's this fine [16:43] line. I've seen a lot of people abandon [16:45] a good idea too soon and I've seen [16:48] people cling to a bad idea too long. [16:51] They're both difficult problems. [16:54] [snorts] [16:56] Now, one of the features which you can [16:58] cling to regularly [17:00] is a desire to do excellent work. [17:04] Whatever you do, you're going to do [17:05] well. Now, it's not true. My father [17:08] said, "Anything worth doing all is worth [17:09] doing well. There are some things you [17:11] might as well get rid of." [17:13] Like, you have to sign some paper for [17:14] this or that. You just sign them. You [17:16] don't try and write your handwriting the [17:17] most beautiful one you can. You just get [17:19] rid of it. But in general, you try and [17:21] do excellence. This is the one guide I [17:23] think you can say whatever I do I am [17:25] going to do well [17:29] and that will give you some unity [17:31] because I've talked to you before about [17:32] the drunken sailor who staggers a couple [17:34] steps this way then a couple this way [17:36] and a couple this way in a total of many [17:39] many steps he gets a distance the square [17:40] root of n but if there's a pretty girl [17:43] over there he staggers like this and he [17:44] sag like this and he gets a distance [17:46] proportional to n when you have a vision [17:49] you will go a long way without a vision [17:51] of what you're going to do and where [17:52] you're going to be, you're not going to [17:55] get very far. It's that simple. You have [17:59] to get a vision of what you are going to [18:01] do and be and then pursue it. And [18:03] excellence is one of the best tracks you [18:04] could use. I am going to do things very [18:06] well. I'm going to do more than just a [18:09] good job. I'm going to do a first class [18:10] job. [18:14] [snorts] [18:19] Now what you may consider good working [18:20] conditions may not be for you. It's very [18:22] sad. But what you think are good working [18:24] conditions are not. [18:29] The example I've given you already is [18:30] working with a door closed or opener. If [18:32] you work with your door closed, you [18:34] won't be interrupted. You'll get your [18:36] work done. You work with your door open, [18:38] people come by and stop and chat and so [18:40] on so on. [18:42] But I've noticed very clearly at Bell [18:44] Laboratories, those who work with the [18:46] door shut may be working just as hard 10 [18:49] years later, but they don't know what to [18:52] work on. They are not connected with [18:54] reality. Those who had the door open may [18:57] very well know what's important. Now, I [19:00] cannot prove to you whether the open [19:02] door causes the open mind or whether the [19:05] open mind causes the open door. I sus [19:08] suspect it both. I can only establish [19:10] the correlation and it was quite [19:11] spectacular. [19:13] Almost always [19:15] the guy with the door closed were often [19:17] very well aable very gifted but they [19:19] seem to work always on slightly the [19:21] wrong problem. [19:23] So you have to get wide feeling for what [19:25] is going on and the supreme example of [19:28] this closure is the Institute for [19:29] Advanced Study at Princeton. They take [19:32] in people who've done something great. [19:34] They give him luxury, a beautiful [19:35] office, a beautiful restaurant to dine [19:37] in, wonderful grounds and everything [19:39] else like that. Adequate salary to live [19:41] on. No cares, no worries, no nothing. [19:43] You're freed for life on anything at [19:45] all. [19:46] What happens? The bulk of them continue [19:49] working on the problem they made that [19:51] made them famous. They keep on [19:52] elaborating and so on. They've already [19:55] made it famous. It doesn't have to be [19:57] added to. They got the thing going. [19:59] Rarely do they change. Now, von was [20:02] different. He was the institute and he [20:04] did go out in reality and turn up in [20:06] Washington and other places. He traveled [20:08] widely and was receptive to new ideas. [20:11] But the bulk of the people who got [20:12] appointed institute for advanced study [20:16] don't keep their door open on life as it [20:17] were and they don't do anything [20:20] comparable to what they had done before. [20:21] They're very able people but the [20:24] institute in my opinion sterilize them [20:26] to great extent. So what do you think is [20:28] the ideal working dishes or not? [20:34] Now I'll give you some examples of this. [20:38] When we began with the IBM 701 computer, [20:41] we programmed in absolute binary and [20:43] there were a bunch of these machines in [20:44] a West Coast airframe companies and the [20:46] rest were scattered around. [20:49] Now, it became obvious to me that the [20:51] method the West Coast used for [20:53] programming, namely we hire an acre of [20:55] girls spread out and they program, [20:59] typically girls, but sometimes men, but [21:00] mainly they were programming girls in [21:02] those days. Well, it was clear to me [21:05] Bell Labs would never give me an acre of [21:07] girls. [21:09] They weren't about to do that kind of a [21:11] thing. Well, what do I do? I'm in [21:14] computing. I want to be in the frontier. [21:17] What everybody else has, I'm not going [21:19] to have. [21:21] Well, I could quit and get a job in the [21:23] West Coast. Probably any one of the [21:25] number airframes companies because I was [21:27] reasonably no one out there. [21:30] But Bell Labs had a lot of very good [21:32] people and the airframe companies have a [21:33] few good people scattered widely, but [21:36] not a high density. [21:39] Remember, I'm out trying to learn how to [21:41] be great. So, I'm studying great people. [21:42] Bell Lab's a place to study, but the [21:44] airframe is a place where to get a tool. [21:46] So I think for a long while and one day [21:47] I said to myself, Hamming, you believe a [21:50] machine can do anything. Why don't you [21:53] make the machine do the programming? [21:59] Well, what is the cause? The net effect [22:01] was that I was put immediately right in [22:03] the frontier of programming. How do I [22:06] make the machine do the programming for [22:07] us? What appeared to be a defect by [22:10] turning the problem around became an [22:12] asset. [22:14] Grace Hopper has told several other [22:16] stories a similar way. What appears to [22:19] be a defect is an asset. [22:22] So frequently when you think things are [22:24] wrong and you haven't got the [22:26] wherewithal to do it, if you turn the [22:27] problem around, you can turn it a great [22:29] success. [22:31] Another one is slightly different. When [22:33] I was doing this 28th order system [22:35] equation I told you about a Navy [22:37] intercept plane, [22:39] I was solving it on a digital machine [22:41] because the analog machine outside of [22:44] Philadelphia couldn't do the job. No [22:47] analog job machine at that day could do [22:49] it because they didn't have the required [22:51] accuracy. [22:54] Well, [22:56] I was using a variation of Mills method [22:58] which was pretty crummy. I had found [23:01] Mills method was unstable. I patched up [23:03] a little bit. There it was. One day I [23:06] realized the following. [23:09] I was going to have to fill in a report. [23:12] Well, I did because government contracts [23:14] always require reports. [23:16] And everybody who had an analog computer [23:18] was going to try and pick flaws in what [23:20] I did because I was really showing that [23:24] a digital machine could beat the analog [23:25] on its own home ground. [23:29] That's really what I was doing. Not [23:30] getting the answer to the problem. I was [23:32] really demonstrating something much more [23:33] important. Well, I promptly started [23:37] deriving a better method of integrating [23:39] the differential equations and I found a [23:41] use method which is for some years was [23:43] known as Hamming's method. I don't [23:45] recommend it now, but it was very [23:46] suitable for the machines as they were. [23:48] And so I had the girl programmer change [23:51] a few of the instructions, run a [23:54] trajectory once more to check the new [23:56] program got the same as the old answers [23:58] and then went ahead. Thus the report has [24:00] a very jazzy method of solving [24:03] differential equations instead of very [24:04] crummy method. Both of them were equally [24:07] effective but one was defensible and one [24:09] was not. You see I changed the nature of [24:12] the problem. I saw that the problem [24:13] although originally was get the answers [24:15] to these trajectories in fact it was [24:18] something else. It was proving that a [24:20] digital machine could beat the analog [24:22] machine on its own home ground of [24:24] differential equations. [24:26] I redefined the problem [24:29] and made it a success. [24:32] I would not have found Hamming method if [24:34] I had not realized that the method I was [24:36] using which was adequate for me and we [24:38] could all see we're getting the right [24:39] answer but it was not nice. It was not [24:42] clean and simple. It was rather ugly. So [24:45] I changed the problem. [24:52] Now these are all tell you the [24:53] conditions you want are seldom realized [24:55] but that you can change the conditions [24:57] that you have to make success either by [25:01] inverting the problem or as I told you a [25:04] second story changing the nature of the [25:05] problem and recognizing the underlying [25:07] real problem. Now that's something I've [25:09] done several times. There's one very [25:11] early problem I solve spectacularly [25:13] successful not only on computing point [25:15] of view but from a physics point of view [25:17] the value in the transistor research was [25:19] extremely valuable well I meditated over [25:23] why was that successful I studied it [25:25] over and over again and I believe this [25:28] statement you should study your [25:29] successes you don't study your failures [25:32] study successes because when your time [25:35] comes you'll know how to succeed if you [25:37] study failures you'll know how to fail [25:41] So study success very closely. Not only [25:43] yours but other people's. Why did [25:45] Galileo do what he did? How did Newton [25:47] do it? Try as best you can to study [25:49] other people. How they succeeded. What [25:51] were the elements of their success? [25:53] Which elements of that can you adapt to [25:55] your personality? You can't be [25:57] everybody, but you have to find your own [25:59] method. And studying success is a very [26:02] good way of forming your own style. [26:06] [snorts] [26:08] Now [26:09] one day I think I told you a story [26:11] before. I'll repeat it. [snorts] One day [26:13] I found John Tuki with whom I was [26:14] working sensibly was my age and the guy [26:17] was clearly a genius. [26:19] I went into my our mutual boss and says, [26:22] "Henrik, how can anybody my age know so [26:25] much as John Tuki does?" [26:28] Well, [snorts] he leaned back in his [26:29] chair, grinned at me, and said, [26:31] "Hamming, you'd be surprised how much [26:33] you'd know if you worked as hard as he [26:34] did. [26:37] I slunk out the office. There wasn't [26:38] anything to say and I stayed home. When [26:42] I was home, I thought frequently, I'm [26:44] not working really as hard as I could. [26:46] I'd never be able to work as hard as [26:47] John does. I haven't got the psychic [26:48] energy, but I can work a hell of a lot [26:50] harder than I have been. Let me [26:52] reorganize my life. [26:55] Let me quit spending my time and reading [26:56] nonsense magazines and thumbming through [26:59] the newspaper. They're not very [27:00] important to my career. Let's spend my [27:02] time studying things in my career. For [27:05] example, I got appointed deliberately a [27:07] book review editor. Therefore, for [27:10] there's always a book on my coffee table [27:12] right next to waiting to be read and [27:13] review written. [27:16] When a review is written by me, I set it [27:18] aside for a week and ask myself [27:19] afterwards. Is that a good review? Does [27:22] that really digest the book? If it [27:23] doesn't, you're rereading the book and [27:25] writing a better review. This way, I [27:28] force myself to get a wide acquaintance [27:30] in computer science. And being the book [27:33] review editor, I got to review the books [27:35] I wanted. This was a device. Now, it's [27:38] true. I quit reading New Yorker. I quit [27:40] reading magazines. I quit doing other [27:42] things. My wife complained occasionally. [27:44] All I looked New Yorker was the jokes. [27:46] She was right. [27:48] I didn't have time to do everything. I [27:50] wasn't a first class genius. I had to [27:52] work hard. So, I simply set aside those [27:54] other things and did that. [27:57] It's not hard to do. You just do it. [28:03] [snorts] [28:03] Now, I want to say another couple [28:04] things. The race is not to the swiftest. [28:09] The guy who works hardest doesn't win. [28:11] The person who works on the right [28:12] problem at the right time in the right [28:14] way is what counts and nothing else. And [28:17] that's what I'm trying to do in this [28:18] whole course. I've been trying to teach [28:19] you something about style and taste so [28:22] you'll be able to have some hunch of [28:24] when the problem is ripe, what problem [28:27] is ripe, and how to go about it. [28:30] the right problem at the right time, the [28:32] right way counts and nothing else [28:34] counts. Nothing. [28:37] You got to do that. But it's easy. [28:39] There's a million races being run. You [28:41] just got to get in one of them and win. [28:44] [snorts] [28:45] Now, [28:48] I mentioned earlier with the guy to the [28:51] chemist about what are the important [28:54] problems in your field. At the urging of [28:56] some other people, partly and partly of [28:58] my own, I used to set aside Friday noon [29:01] and Friday afternoon for great thoughts. [29:06] Meaning, yes, I'll answer a telephone. [29:08] Yes, I'll sign a sheet of paper. But [29:10] mainly, what is the effect of computing [29:12] on science? [29:15] What the hell am I doing with this [29:16] computing machine? How is it going to [29:18] affect AT&T? [29:20] What should I be doing with computing? [29:22] What is the nature of software? [29:25] My friends all after a while got to know [29:27] Friday afternoon's great thoughts [29:30] what's the nature of this that and the [29:31] other thing I spent 10% of my time [29:35] trying to answer the question what are [29:37] the important problems in my field 10% [29:40] Friday afternoon straight through don't [29:43] do it Monday morning because you'll be [29:44] interrupted immediately if you do it [29:46] Friday afternoon some of it can linger [29:47] over on Saturday and Sunday you do it [29:49] Monday morning there's a hot conference [29:50] at 10 o'clock and bingo everything's [29:52] broken up I use it Friday afternoon For [29:55] many many years, I recommended you find [29:57] a regular time to stop and think what [30:01] are the important things? What is going [30:03] on? What is the nature of what you are [30:05] doing? What is the characteristic of the [30:08] job? What are the fundamentals behind [30:10] it? So you'll have some idea of where [30:12] you're headed so you can march in a [30:14] uniform direction and get far rather [30:16] than being a drunken sailor and getting [30:18] nowhere. [30:22] And I've reg in this picture tried to [30:24] stress in these lectures stress the [30:26] bigger picture. I've tried to stress [30:29] fundamentals. No one knows what the [30:31] fundamentals will be tomorrow. But you [30:32] can try to ask what are the [30:34] fundamentals? The things about which [30:36] other things seem to depend and those [30:38] things which seem to be true tomorrow. [30:40] But maybe not. I've also stressed the [30:43] necessity of learning new things. [30:45] All kinds of new fields come up [30:47] endlessly. [30:49] They're going to keep on coming up. You [30:51] have to get some grip on them. You can't [30:52] learn them all but you have to get idea. [30:54] Well, that is relevant to my field. [30:56] That's interesting, but it isn't [30:57] relevant. Forget it. It's a very [31:00] difficult problem to do. [31:05] Now, there's another thing I have to [31:06] talk about. Great people. Took me a long [31:09] long while to discover this after I've [31:11] been studying I'd say 15 or 20 years [31:13] before I realized that tolerance of [31:16] ambiguity. [31:18] They both believe and disbelieve. Now, [31:21] most people want to believe something is [31:22] true or it isn't true. [31:25] Great scientists believe the theory is [31:27] true enough so they continue working [31:29] because if you don't believe the theory [31:30] is true, you won't. But they disbelieve [31:32] enough to notice what's wrong and make [31:34] the big change to the new theory. If you [31:38] believe the theory is right, you won't [31:40] make the big change to the next new [31:42] theory. You won't make the big step [31:45] forward. You'll merely elaborate and [31:46] extend the old theory. And that won't [31:49] make you a great scientist. It'll make [31:50] you just a good one, which I'm not [31:52] complaining about. But uh greatness, it [31:55] is consists of seeing what other people [31:57] have missed and seizing beyond the [31:58] contradictions and making the new step [32:01] forward. [32:04] You have to tolerate ambiguity. And I [32:05] have not the faintest idea how I'd ever [32:07] teach a course in ambiguity. I've [32:09] thought about many times. How would I [32:11] put a course together to teach students [32:13] to tolerate ambiguity? [32:16] I haven't a clue. [32:18] So I don't know what to do. I really [32:20] tell you that the tolerance of ambiguity [32:22] not being so certain everything is [32:24] correct is a necessary feature. Now [32:27] [snorts] most great scientists have 10 [32:28] to 20 problems in their minds. Want you [32:31] to hanging around which when they get a [32:33] clue how to attack they drop other [32:35] things and rush that problem and finish [32:36] it off first. [32:38] Something between 10 and 20 problems [32:40] which they think important but they [32:41] don't know what to do. Now let me warn [32:42] you about important problems. [32:44] The importance is not the consequences. [32:48] All the time I was at Bell Labs, no one [32:50] worked on the three outstanding problems [32:52] in physics. [32:54] Time travel, teleportation, and [32:56] anti-gravity. [32:58] They're not important because you [33:00] haven't got an attack. [33:03] The importance of a problem to a great [33:05] extent depends upon have you got a way [33:07] of attacking the problem. [33:10] Problems are not important per se, [33:12] although they have some consequences. [33:14] The most important thing that makes a [33:16] problem important is that there is an [33:18] attack that you have an idea how I can [33:20] go about that problem. [33:23] You want to watch it just because the [33:25] economic consequences are great. And [33:27] take those three of them gravity, [33:29] teleportation or time travel. The [33:32] economic consequences are unbelievably [33:34] large. [33:35] But they're not important problems. You [33:37] have an idea how to do it. When you [33:39] have, then they may become important. [33:42] [snorts] [33:45] Now, I've been quite a few times I've [33:46] been practically saying the following. [33:48] It is not what you do, it's the way that [33:50] you do it. [33:52] It's the style you go about doing [33:53] things. It's inverting the problem or [33:54] changing it. In the words of the song, [33:57] it ain't what you do, it's the way that [33:58] you do it. It's the style of which you [34:01] do it that makes the difference. [34:04] You only look at special relativity. [34:07] Uh, Pankare had it all. Several other [34:09] people had it all before, but Einstein [34:11] did it the right way. And you only [34:13] remember Einstein as having done special [34:15] relativity. The other guys had it all. [34:18] They even gave talks on it, but they had [34:20] it screwed up the subject. They didn't [34:22] have it really clear and [34:23] straightforward. Now, when you first do [34:25] a thing, it's often muddled up. And one [34:27] of your problems is to get it clear so [34:29] it can be communicated to other people. [34:30] And you can spend a lot of time lying in [34:32] bed saying, "Well, gee, how can I say [34:34] that to Joe? If I try it this way, Joe [34:36] might misunderstand that. How about [34:38] that? How about this? Until you finally [34:41] have a way of looking at the problem [34:42] which looks simple, straightforward and [34:44] clear so you can communicate it to [34:45] others. It may not be the way you found [34:47] it. It often is not. But getting it [34:50] clear is important. Which brings me to [34:51] the topic of communication. You need to [34:54] learn to communicate orally in talks [34:57] like this, written and written reports [35:00] and casual conversations. In the middle [35:03] of a conference, you have to be able to [35:04] get up and say that's wrong for these [35:06] reasons. Bing bing bing bing and you [35:08] win. If you sit around and say, "Well, [35:11] I'll write a report tomorrow after I've [35:12] thought about it some more." The [35:14] decision is made, we go ahead and it [35:16] doesn't matter what you do. Then [35:19] the ability to communicate at three [35:20] levels. Now, how do you learn it? You [35:22] can read books if you want to, but [35:23] forget it. The way you learn, as far as [35:26] I'm concerned, is every time you go to a [35:28] talk, you listen not only to the talk, [35:30] but to the style that's done. What talks [35:33] are effective? Why were they effective? [35:35] What aspects of the speaker can you [35:37] adapt? For example, [35:40] in your if you're going to give after [35:42] dinner speeches, generally speaking, [35:44] there are three jokes. One at the [35:46] beginning when you get up, one in the [35:48] middle to keep awake, and one last so [35:50] they'll remember something that you [35:51] said. [35:52] Well, I had to learn jokes. I discovered [35:56] that I cannot tell shaggy dog stories. I [35:59] can tell oneliners very well, but I [36:01] couldn't. I had to adapt my joke telling [36:03] to what I could do. Those who told [36:05] shaggy dog stories, yeah, very [36:07] interesting by Sippy cannot do them very [36:08] well. You have to adapt what you learn [36:11] from other speakers to you. When you [36:13] find a person who's very effective doing [36:14] something, can you do it? [36:18] Why not? Maybe you can't. Then you have [36:22] to do something else. But if you [36:23] yourself will learn to criticize other [36:26] talks, then you will have a critical [36:28] basis to crit criticize your own. And [36:31] then you'll be able to give your talks. [36:32] If you can only follow what books say [36:34] instead of learning your own style of [36:36] creativity, it isn't going to work. So I [36:39] think that the best thing you can do is [36:40] start as of tomorrow [36:44] when you hear lectures and talks, ask [36:46] yourself every time besides what was the [36:48] content, what was the style? What part [36:51] can I adapt of that technique? [36:53] Why was that speech effective? Why is [36:55] that speech not effective? [36:58] And you can ask your friends to check [36:59] that your opinions are somewhat the same [37:01] with theirs. You may find sometimes they [37:02] don't agree with you. What's effective [37:04] talk? That's a bit of a problem there. [37:07] [snorts] [37:11] [clears throat] [37:13] Now, it's a poor workman who blames his [37:15] tools. [37:17] I've always dropped adopted philosophy. [37:19] I will do the best I can with what I [37:21] got. Thus, this school has got a great [37:24] many faults. [37:26] The bureaucracy in Washington peri [37:29] other things. The students have peculiar [37:33] features. They have to disappear now and [37:34] then. Well, [37:37] you don't blame the system. You do at [37:40] each course and each lecture the best [37:42] you can given the circumstances. [37:45] This course has suffered from the fact [37:46] it's being broadcast. So, you've all [37:48] been intimidated. I'm afraid just raise [37:49] your hand say Hamming, I think you're [37:51] crazy. What about such and such? the [37:54] fall of this course with the television [37:55] on is that you people been too [37:57] intimidated. Well, I'll do the best I [37:59] can. I knew I perfectly well I couldn't [38:01] get you to interact very actively in a [38:03] class, so I gave up on that one. Though, [38:05] I did get you one class lecture. [38:08] [snorts] [38:09] Now, there's another thing you have to [38:11] recognize. [38:12] If you're going to have progress, there [38:15] has to be change. [38:17] Change does not mean progress, but [38:19] progress requires change. [38:22] Most people and most institutions don't [38:24] like change. They resent it. [38:29] And therefore, in order to make [38:31] progress, you have to sort of welcome [38:32] change. You have to embrace it in spite [38:35] the fact you don't like it. Why? We've [38:36] always been doing this perfectly all [38:38] right now. Why should I change? You [38:40] adopt the model I did. If the department [38:43] has been doing this for 10 years the [38:46] same way, it's time you should change to [38:48] find out how to do it some other way. I [38:51] know it's perfectly satisfactory. Forget [38:52] it. There might be better methods. [38:54] You'll never find out if you stay in the [38:56] same damn rut. Needless to say, most [38:58] departments of Bell Labs didn't like my [39:00] motto. [39:02] But that was my motto all the time. If [39:04] you've been doing same thing for a long [39:06] while, why is there no other method of [39:08] doing it better? You will never find [39:09] other methods if you don't try other [39:10] things. Some other ones will make them [39:12] worse occasionally, but without change, [39:15] you will not have progress. [snorts] [39:18] Now, when you're learning things, I told [39:20] you you need to put hooks on ideas so [39:22] they can be rec covered widely. That was [39:24] a thing that John Tuku could do and I [39:25] couldn't for so long. He could dredge up [39:28] almost any kind of information. After he [39:30] told me, I could see that what he said [39:32] was true, but I couldn't think of it [39:34] first. So, I started doing what he did [39:36] when I got new piece of information. I [39:38] turned it around many ways until, as it [39:40] were, it was connected with many piece [39:41] of information so that in various [39:43] situations that would come available. [39:46] And it has worked out fairly well. [39:49] [snorts] [39:50] Now you're likely to say to yourself, [39:52] you haven't got the freedom to work. I [39:54] didn't either when I began. [39:56] I had to do more or less was expected. [39:58] When you hire a plumber to fix the [40:01] plumbing, you expect them to already [40:03] train. You expect to be able. [40:07] You don't give a person a big lovely [40:10] chance to do something great when they [40:11] not already demonstrated greatness. [40:14] The onus is on you to demonstrate [40:16] greatness and then you will get the [40:18] opportunities. It's not the other way [40:20] around and it's beautifully put by a [40:23] instructor when I was at Nebraska. [40:25] The instructor went to head department [40:27] and said I want to be relieved of some [40:28] teaching so I can do some research. A [40:31] head department said when you've done [40:33] the research I'll relieve you of the [40:34] teaching. [40:36] You have to demonstrate your ability [40:38] first and then you'll have the freedom [40:40] to do it. [40:42] Otherwise, no. I had to do error [40:44] correcting codes at home on my own time. [40:46] After I became more able, management [40:48] left me alone. In fact, at the back end, [40:49] the management clearly had the belief. [40:51] The more we left Hamming alone, the more [40:53] he'd worry about what should be done, [40:54] the more likely he's going to do the [40:56] right thing. That applied to a guy like [40:58] Hamming who had a conscience and was [41:00] worried. It doesn't apply to some [41:01] people. Some people you give them [41:02] freedom, they'll do nothing. But I was [41:04] compulsive and I was worried about doing [41:06] the right job. So, I did. [41:09] [snorts] [41:10] Now I have to ask the question is effort [41:14] to be a great person worth it. Now great [41:16] is by definition of what you think is [41:18] great not mine. [41:21] Is it worth it? I will claim yes. [41:24] I've talked to various people. Now [41:25] people who tried to succeed and didn't [41:28] I was afraid to ask. But those who did [41:31] succeed and were famous I asked them was [41:33] the struggle worth it? And they said yep [41:35] it's better than wine women in a song [41:36] put together. I didn't ask any women. [41:39] They might have said better wine men in [41:40] song. I don't know. But they all thought [41:43] that doing something really first class [41:45] and knowing you've done it is better [41:47] than anything else they could think of. [41:50] I can't give you a report of the guys [41:51] who didn't do it. As I said, I was [41:54] afraid to ask them. I didn't want to [41:56] embarrass them. Well, let me come down [41:59] now to a saying of uh [42:03] Socrates who lived about 470 to 399 BC [42:07] in Greece. [42:09] He said the unexamined life is not worth [42:13] living. [42:16] I heard it when I was cross first time I [42:17] heard it while I was crossing the campus [42:19] at Yale behind a professor and a student [42:21] and the professor turned to the student [42:22] again and said the unexamined life is [42:24] not worth living. And before we cross [42:26] the whole quad, he had said it three [42:28] times. The unexamined life is not worth [42:30] living. You should examine your life. [42:33] You've only got one life to lead as far [42:36] as any of us know. Why shouldn't it be [42:38] the life you want to have instead of [42:42] whatever happens to you? Do you come [42:44] down the back and say, "Well, I didn't [42:45] do any harm. I had an enjoyable life." [42:48] Is that what you want to say in your old [42:49] age? You just had a good time in life. [42:53] Or do you want to say, you know, I did [42:54] something that was important, at least [42:56] something that I thought was important. [42:58] That's your problem therefore to pick [43:00] these things up and do it if you want to [43:01] have a happy life at the back end. [43:05] [snorts] [43:06] Now I think all these questions are [43:09] style. I kept saying several times you [43:11] got to work on the right problem at the [43:12] right time in the right way. Otherwise [43:14] you're doomed. Style is everything and [43:17] it's not communicable in words. I cannot [43:19] tell you what makes a great painting. I [43:21] can show you once I can show you success [43:23] which I've done in this class. Now in [43:25] summary in a sense I want to give you a [43:28] different view of the whole course [43:29] particularly this lecture. [43:31] I'm a revivalist preacher if you want. [43:35] I'm saying repent your idol ways and get [43:38] down and be somebody worth being. This [43:42] is what this lecture is all about. [43:43] Revivalist preacher preaching. Well, now [43:46] I've told you things how to succeed. No [43:50] one ever told me these things I've been [43:51] telling you. Nobody. I had to find them [43:54] for myself. I've told you how to [43:57] succeed. You have no excuse for not [43:59] doing better than I did. Thank you. [44:03] [applause] [44:14] Thank you, Professor