Historian Kaldellis Redefines Byzantium as 2,200-Year Republican State

历史学家卡尔德利斯将拜占庭重新定义为存续2200年的共和制国家 东罗马帝国的长期存续与最终崩溃完全是由其普遍征税制度与公民共识所驱动，而非军事独裁或内部宗教分裂。 本期节目对罗马文明从其古老起源至公元1453年君士坦丁堡陷落的历程进行了全面的编年与专题梳理。卡尔德利斯驳斥了“拜占庭”这一历史标签的人为建构性，转而主张存在一个由普遍征税、法律框架和共同公民共识所维系、未曾中断的“漫长罗马帝国”。对话涵盖了多个关键里程碑，包括《卡拉卡拉敕令》、戴克里先的官僚体系改革、君士坦丁战略性建立新罗马，以及随后在基督教影响下的宗教转型。内容兼顾宏大结构叙事与具体权力运作机制，深入探讨了内部政治稳定、内战以及制度调适如何让东罗马国家在外敌数百年不绝的猛烈冲击下得以幸存。 “拜占庭帝国”是后世史学家人为创造的概念，在法律、文化与历史上，它始终是未曾中断的罗马帝国，其公民直至覆灭都自称罗马人。 (1:51) 罗马皇权并非源于神授，而是脱胎于共和国官职，皇帝面临着被政变或暗杀威胁的“永久公投”，历史上约46%的君士坦丁堡统治者遭遇暴力罢黜。 (26:12) 公元212年颁布的《卡拉卡拉敕令》赋予帝国境内所有自由民完全公民权，这种彻底的法律整合与共享认同构成了帝国长期稳定的基石。 (47:27) 面对内战频发、恶性通胀与瘟疫肆虐的三世纪危机，戴克里先通过确立“四帝共治”并推行覆盖全帝国的普查与统一税制，完成了政权机制的“硬重启”。 (60:48)

Historian Anthony Kaldellis argues that the Eastern Roman ("Byzantine") Empire survived for over a millennium as a resilient "monarchic republic," sustained not by military despotism, but by universal legal integration, deep civic accountability, and endogenous institutional recovery in the face of recurrent external shocks. The Monarchic Republic and Imperial Accountability (35:49) Rather than operating as a military autocracy, the Eastern Roman state functioned as a politeia—the Greek translation of res publica—where the emperor was viewed as an executive officer bound to serve the public interest. The Roman army was almost never deployed as an instrument of internal social control over citizens. Instead, imperial power existed in a "perpetual referendum" enforced by raw violence: roughly 46% of Constantinople's emperors were violently deposed, blinded, or assassinated. Rebellion was a systemic feature devoid of competing ideologies, acting as the ultimate stick that forced rulers to govern competently or face an early grave. To survive, emperors assiduously projected an imperial persona of proactive, self-sacrificing stewardship. Rulers such as Justinian cultivated reputations as "sleepless" workaholics dedicated entirely to the common good. This accountability was institutionalized through a pervasive petition system, which operated under the civic expectation that the imperial administration would review and address grievances brought by any citizen. Universal Citizenship and the Administrative Matrix (51:35) A critical distinction separating the Roman Empire from later colonial empires was its complete legal integration. Under the Edict of Caracalla, citizenship expanded from roughly one-third to 100% of the free population, enabling provincials to rise into the highest senatorial and imperial offices within a single generation. This established a uniform Roman identity across diverse ethnic territories. The sophisticated legal code provided enduring social continuity; for example, in the 10th and 11th centuries, Jewish women frequently chose Roman civil courts over rabbinical courts because secular Roman law treated estate disputes strictly as property issues, granting women superior ownership and inheritance rights. Kaldellis dismisses the idea of the isolated medieval peasant as a historical myth. Rural communities were locked into a dense administrative matrix: every tract of arable land was documented in imperial censuses, and tax collectors arrived roughly three times a year to collect coins, goods, recruits, and compulsory labor services. Reinforced by a uniform church calendar and weekly sermons, ordinary subjects remained tightly connected to central authority. Strategic Geography and Co-optation of Religion (77:39) The relocation of the capital to Constantinople positioned the Roman state at a vital geopolitical crossroads between the Danube and Euphrates frontiers, while joining the Black Sea and the Mediterranean. This dual-continental footprint created a geographic safety valve: when Asian provinces were overrun by Persians or Arabs, the state could fall back on European resources, and vice versa. Advanced technological secrets, notably the pressurized, ship-mounted incendiary weapon known as Greek fire, further insulated the empire from catastrophic maritime sieges. Rather than Rome simply converting to Christianity, the imperial apparatus co-opted the religion over a five-century transition. The state integrated bishops into the administrative machinery, using public funds to finance church charity while progressively legislating away pagan civic rites. Although exclusive Christian truth claims introduced acute theological polarization, imperial orthodoxy ultimately functioned as a potent, unifying civic framework. Endogenous Resilience and the Mechanics of Collapse (194:36) Across its 1,200-year history, the Eastern Roman Empire was remarkably devoid of internal peasant rebellions, warlord territorial partitioning, or provincial separatist uprisings—with Bulgaria being the lone exception to break away in 1185. Kaldellis stresses that Roman history was not an oscillation of decay, but an exhibition of endogenous resilience: catastrophic downturns were triggered by exogenous shocks (such as invasions and the Justinianic plague), after which the state systematically consolidated, held a defensive line, and rebuilt its tax and military base without external aid. This structural resilience ended between 1300 and 1350. The permanent loss of Asia Minor to the Turks eliminated the empire's ability to draw manpower and revenue from its eastern wing. Confined to a Balkan corridor, the state suffered fatal self-inflicted wounds during a factional civil war that surrendered half of its remaining European territory to Serbia, leaving a hollowed-out rump state that could no longer survive. Kaldellis concludes that the longevity of the Eastern Roman state rested on internal institutional design and durable public trust rather than imperial borders. For modern superpowers, Rome's endurance highlights the imperative of building long-term civic infrastructure and demonstrates the systemic danger when official state rhetoric widens into an unsustainable gap with geopolitical reality.

历史学者 Anthony Kaldellis 指出，东罗马（拜占庭）帝国并非脱离罗马根基的专制异质体，而是一个依靠普适公民权、深层法律网络与“特修斯之船”式叙事维系的君主制共和国。其历经两千余年的生存韧性，并非建立在军管高压之上，而源于高度均质化的国家渗透力以及民众与皇权之间残暴却紧密互动的制度性制衡。 政体本质与连续性：特修斯之船与共和国 (140:09) Kaldellis 强调，“拜占庭帝国”完全是后世附加的史学标签，当时国家在官方希腊语中被称为 politeia（对应拉丁语 res publica）或 Romania。罗马政体本质上是由全体罗马公民治理自身公共事务的“君主制共和国”，皇帝在法理上属于受命服务于共同体的最高行政官，而非凌驾于法律之上的征服者。这套政治构架跨越千余年，其演变过程宛如“特修斯之船”：尽管领土范围、族群构成与宗教信仰逐渐置换，但由于变革始终渐进发生且政治共同体叙事未曾中断，国民始终保有统一的罗马认同。 这种延续性深刻体现在具体制度中。跨越数百年的军人始终受制于效忠誓言；同时，罗马法体系为女性提供了远超同时期周边文明的独立财产权与继承权保护。历史记录显示，10至11世纪的犹太女性常常主动规避拉比法庭，选择向罗马帝国法庭提起诉讼以处理财产继承纠纷，证明其法律体系具有跨阶层、跨文化的深厚制度吸引力。 权力的永续公投：内战作为制度性纠错 (38:49) 在东罗马帝国，皇帝并未享有现代定期选举赋予的制度化合法性，而是置身于一种极度残酷的“永续公投”（perpetual referendum）中。统计表明，君士坦丁堡约46%的皇帝遭遇暴力推翻、致盲或削鼻，千余年间记录了大约120次内战。这些叛乱具有独特的制度特征：它们行动迅速且完全没有意识形态分歧，交战双方认可完全相同的政府职能与法理秩序，争夺焦点仅仅在于“谁更胜任最高职位”，内战与起义因而成为淘汰暴君的最终纠错机制。 为了规避致命政变，历代皇帝极力塑造勤政负责的公共形象，官方文书反复宣传其“放弃私利、为公众谋划”的公仆人设，查士丁尼更是因极端工作狂特质被称为“不眠之皇”。国家建立起必须逐一审理的请愿系统，君士坦丁堡赛马场等宏大公共空间则直接连通皇宫，成为公众在危机时刻直接向皇帝欢呼赞同或静默抗议的核心民意晴雨表。 全域整合与渗透：普适公民权与税收网络 (51:35) Kaldellis 认为罗马帝国与近代西方殖民帝国存在本质差异：公元212年颁布的《卡拉卡拉敕令》将罗马公民权彻底赋予全帝国所有自由民，使边远行省居民迅速融入帝国精英层并登上帝位。随后戴克里先推行普查改革，取消了亚平宁半岛传统的免税特权，建立了覆盖全境的标准化税收体系。这种平等的制度吸纳虽然一度伴随三世纪危机的货币通胀与动荡，却铸造了坚固的长效向心力。 受此影响，传统中世纪史学中“与世隔绝、不受国家影响的偏远农民”在拜占庭纯属神话。帝国对每一块耕地实施长期地籍编目，基层税吏一年数次登门征缴实物、劳役与兵员；再加上帝国国教推行的统一礼拜历法与布道内容，整个乡村社会被紧密锚定在国家行政网络中。这种强大的整合力解释了一个历史反常现象：在其一千二百年历史中，除了极少数被征服异族外，帝国本土行省虽频频抱怨税赋沉重，却几乎从未爆发过自下而上的分离主义叛乱。 地缘韧性与终局：外生冲击下的兴衰机制 (119:15) 东罗马帝国之所以能在西罗马崩溃后继续存续千年，核心在于其地理格局的灵活性与内生组织韧性。君士坦丁堡扼守博斯普鲁斯海峡，充当将巴尔干半岛与小亚细亚连为一体的战略“锁扣”。在面对哥特人、萨珊波斯以及阿拉伯人的大规模入侵时，帝国依靠欧亚双翼互为回旋纵深，结合“希腊火”等军工保密技术实施海空封锁，多次从毁灭性边缘反弹重组。针对6世纪的查士丁尼瘟疫，Kaldellis 依据战事未停歇的实证文献提出，其破坏程度相对局部，并未如黑死病般彻底瓦解社会机器。 帝国的不可逆衰落始于14世纪上半叶。约在1300年，突厥人彻底夺取小亚细亚，切断了帝国赖以调动资源与兵源的一侧翅膀；随后爆发的内战促使野心家引外敌割让半数剩余巴尔干领土，叠加黑死病的毁灭性打击，帝国的内生恢复力才彻底枯竭。Kaldellis 总结认为，拜占庭并非死于缓慢的制度衰竭，而是在地缘支柱丧失后，连续遭受毁灭性外生入侵打击的必然结果。 Kaldellis 认为，罗马国家两千余年的兴衰证明了深耕持久制度与基础设施的非凡价值。对于当代大国而言，拜占庭历史提供了一记警钟：当帝国的对外军事行动演变为巨大利益驱动，导致崇高的宣示性话语与实际战略作为脱节时，国家的合法性根基便会开始动摇；正如本杰明·富兰克林所言，庞大的帝国往往最先从脆弱的边缘开始剥蚀。

[35:49] Anthony Kaldellis: who's the best man to do the job. [51:35] Anthony Kaldellis: did it, and they meant it. [65:05] Diocletian: Nobody ever tells me anything. [65:05] Anthony Kaldellis: If you asked me to put my finger on one factor [for the flourishing or civil wars of the empire], it would be that. Taxation is the heart of it. [69:59] Anthony Kaldellis: most of the time it's people who own the land, and in this arrangement, it's the land that owns the people. [74:52] Anthony Kaldellis: It's as long as you have the quarterfinals, semifinals, and then the final war, and Constantine emerges in 324 as the sole ruler of the entire Roman Empire. [82:24] Anthony Kaldellis: ambitious, murderous, [and] ruthless [93:01] Anthony Kaldellis: okay, I'm not gonna believe that... this is how the emperor wants things to be remembered. [101:44] Anthony Kaldellis: Christianity, in contrast to, say, the ancient religions, is both far more polarizing but also far more powerful as a unifying force at the same time. [112:22] Anthony Kaldellis: New Rome is literally stealing food from the mouth of Old Rome. [143:02] Anthony Kaldellis: you don't get a pass for conquering North Africa by surrendering Syria. [166:36] Anthony Kaldellis: The peak-to-peak histories, as you can think of them, they miss the machinery in the valleys. [172:58] Anthony Kaldellis: After that, game over. [228:55] Anthony Kaldellis: Despair doesn't always match with, like, if you look at the situation objectively. [231:20] Benjamin Franklin: A great empire, like a great cake, is most easily diminished at the edges.

[0:00] - We're talking about a society that was right in the middle [0:04] of one of the main corridors of empire building and new religions [0:08] in the world. This is the most dangerous neighborhood that you can possibly live in. [0:13] - 26 emperors were murdered in a period of 50 years. [0:18] - Yes. It's tremendous instability. [0:21] - Almost all were of these emperors were generals, and almost all were [0:24] murdered by their men. So civil war was the norm, hyperinflation, economic crash, [0:31] plus there's a plague. There's just a lot of chaos. [0:34] - Here's why I don't think the Eastern Roman Empire is a military [0:38] dictatorship. Even though, again, the emperors control the armies, [0:43] and the armies themselves will often have a say in, [0:48] Who becomes emperor, like through the civil wars that we mentioned. The reason [0:52] why I don't think it's a military dictatorship is because [0:55] they almost never, very, very, very rarely use the army as an instrument of social [1:03] control. Sometimes these eunuchs were extremely competent [1:07] like Narses, Justinian's general, who defeated the Goths in Italy in this [1:11] massive battle. Like, this guy was a total hardass. And he's this little [1:15] old man. He was- he was very old, and he was tiny, and he was a eunuch, and the Goths [1:19] laughed at him, but he had the last laugh. [1:24] - The following is a conversation with Anthony Kaldellis, a [1:28] historian of the Eastern Roman Empire, also known as the Byzantine Empire. [1:35] This is a Lex Fridman podcast. To support it, please check out our sponsors in the [1:39] description, where you can also find links to contact me, [1:43] ask questions, give feedback, and so on. And [1:47] now, dear friends, here's Anthony Kaldellis. [1:52] You've described that the Byzantine Empire is the Roman [1:56] Empire, that calling it the Byzantine Empire is an invention of [1:59] historians writing long after the empire has collapsed, [2:04] that the people of that time considered themselves Romans, and that [2:08] the so-called Byzantine Empire never actually existed, that it was, [2:12] in every legal and cultural sense, the Roman Empire [2:15] continuing unbroken. So let's get our terms right in the grand historical context. [2:24] What is the Byzantine Empire, and why should we just call it the Roman Empire? [2:28] - So Lex, the burden of proof is on those who would assert that what we've been [2:32] calling the Byzantine Empire is something other- [2:35] ... than the Roman Empire, because all of our sources are very clear about this. And we've known about [2:39] this. We've always known about it. It's almost a form of cognitive dissonance, right? [2:42] It's like when you know something is the case, but you carry on as if it's not. [2:47] So the Eastern Roman Empire, this is the direct continuation [2:51] of the ancient Roman Empire in the East, right? Everybody knows the Western Empire [2:54] fell in the fifth century. [2:57] And for many conceptions of Western history, that was sufficient. Like, that's when [3:01] we just called it. The Roman Empire fell in the fifth century. [3:05] And we kinda, yeah, we kinda know that the eastern half survived, but we don't wanna include [3:09] that in our cultural genealogy. And so we kinda pretend that it became [3:12] something else. But in fact, it called itself the Roman Empire. Its subjects were [3:16] Roman citizens. They called themselves Romans all the way down through to the end and [3:20] beyond. So there are a number of reasons why Western Europeans wanted to [3:25] think that the Eastern Empire is something different, and those reasons have [3:30] created these models where [3:32] They were, they called it Empire of the Greeks for 1,000 years, then they switched to Byzantine [3:36] Empire for very political reasons. Now that's collapsing. [3:40] So we're now moving into a phase where we have the long Roman Empire. We, [3:44] we recognize that the history of the Roman state, the Roman polity, [3:48] is something that lasts an extraordinarily long time. [3:51] Very unique almost in history, from antiquity, [3:55] like the archaic period, down to the 15th century. [3:59] - I think it would be really nice to actually look [4:01] just for a brief moment at the grand scale of the, [4:05] the full Roman state as it lasted for over 2,200 years. [4:11] - Yeah. [4:11] - So its founding, 753 BC, to let's say the fall of Constantinople in 1453 AD. [4:21] So can we try to give a big picture overview of everything that happened? [4:25] - Okay, so first we have a period of the kings. This is almost legendary, from [4:29] like the eighth century BC down to around 510 BC. [4:34] So this is when Rome is ruled by a series of local kings. [4:37] The kings are expelled, and the republic, or what we call the republic, [4:41] is instituted, and this is a regime that's governed by mostly [4:45] an aristocracy, but with cooperation from the [4:49] people of Rome. In various ways, the arrangements change over the [4:53] centuries. So that lasts for about five centuries. [4:56] And then we have the end of the republic in the era of Julius Caesar and [5:00] Augustus Caesar, when the civil wars lead to the creation of an imperial monarchy... [5:05] ...right, under Augustus. So that's, we date that roughly either, [5:10] yeah, 27 BC, something like that. And thereafter, it is an [5:14] imperial monarchy for the next millennium and a half. [5:17] Very broadly, we can divide that into two phases, one where the [5:21] center of power is in Rome, and one where it's in Constantinople. [5:26] And, you know, we can debate the dates of when that transition takes place. [5:30] These big transitions usually take place over long periods of time. They're not, like, [5:34] very sudden. So that's the big picture. Kings, republic, imperial monarchy. [5:42] - The Roman Kingdom, the Roman Republic, the Roman Empire. [5:46] - Yes. [5:46] - And then the West and East Roman Empire. [5:49] - Yes. [5:50] - Uh, and then maybe what are the different terms that we could be [5:53] using for the Byzantine Empire, including Byzantium? [5:59] Is it also fair to say the Late Roman Empire? [6:03] - So Late Roman Empire we use for both east and west, starting [6:07] around the reign of Diocletian maybe, even a bit earlier, so during the third [6:11] century AD. And that goes down to maybe the early seventh century. So that [6:16] period we call Late Roman Empire. And [6:20] if you ask me to define its principal characteristics, it would probably [6:23] be the tax system and the administration, the bureaucracy... [6:27] ...of the later Roman Empire is that that comes from mostly [6:30] Diocletian and Constantine's reforms. [6:32] - And Diocletian was in the 3rd century. [6:35] - Yes, 284 to 305 AD. Yes. A very important reformer. [6:39] - And we'll talk about it, but let's just do this whirlwind, and hopefully there'll be [6:43] automagical images somewhere overlaid, but- [6:46] - Okay. [6:46] - So in 753 BC, Rome, a small city state, is founded, and in 509 BC, the kings are [6:54] overthrown, and the Roman Republic is born. 390 BC, the Gauls sack Rome, and this, I [7:02] believe, among other events throughout its history, is a formative [7:06] trauma that hardens Rome's security obsession. [7:10] It turns out, throughout its history, people want to [7:14] attack from different directions, and so you have to defend. So [7:19] there's two wars, as we're actually saying off mic. There's two kinds [7:22] of military operations. One is wars of conquest and expansion, and one is [7:31] more defensive. And we'll talk about how the military [7:34] changes throughout its history to allocate more effort to one versus the other. [7:40] In 264 to 146 BC, the Punic [7:44] Wars and the survival against Hannibal transform Rome into a Mediterranean [7:48] superpower. Then like you mentioned, Caesar in 49 to 31 BC, [7:55] Caesar's crossing of the Rubicon to assassination of Caesar to [7:59] the Battle of Actium, and then the Civil War dismantles [8:03] the Republic and concentrates power in a single ruler, Octavian, AKA Augustus, the [8:10] first Roman emperor, let's say. Then 27 BC, Augustus founds the Principate, [8:17] really low-key monarchy. And so officially, that ends the [8:21] Republic, and then that begins, 27 BC to 180 AD, the Pax Romana, which is a [8:28] period of relative peace and stability. And a lot of the emperors we know of, [8:32] the sexy, popular emperors all come from that period. [8:36] Marcus Aurelius, who I'm a big fan of, from that period. Then that [8:40] takes us to 284 AD, the guy we mentioned, [8:43] Diocletian, who rebuilds the state. Emperors drop the first citizen mask, [8:49] this perception of the way, and we'll talk about this, the persona that's [8:52] presented by the state. 312 AD, Constantine defeats Maxentius at the [9:00] Milvian Bridge to become the sole ruler of the western half of the empire, and then [9:04] founds Constantinople in 330 AD. East and West are split in 395 AD. Visigoths [9:12] sack Rome in 410 AD. The West falls at 476 AD as the last Western [9:20] emperor is deposed. And then we sort of focus more on the East Roman Empire with [9:27] 527. In the 6th century, Justinian's reign. [9:31] In the 7th century, Heraclius defeats Persia and then loses against [9:35] the Arabs. There's the Arab conquest continuing in the 7th [9:39] century. In the 8th the Arab siege of Constantinople fails. [9:46] There's the Macedonian dynasty in that you [9:50] have an excellent book about. And then the Crusades, [9:54] and then eventually leading to Constantinople falling in 1453 AD. [10:02] As a person who understands the full journey of it with [10:06] a focus on East Roman history, is there obvious glaring [10:10] holes or incorrect things in what I just said? [10:14] - No, nothing incorrect. I would say if you wanted to produce a sort of [10:20] very swift timeline of its history, it's obviously important to focus on the [10:28] moments when lots of territory was [10:32] lost to foreign invaders, and these are actually three main [10:36] moments. There's the Arab conquests in the [10:39] 630s. This is a decade. In a decade, that war was lost. It is the Seljuk Turk [10:47] conquest of Asia Minor, modern Turkey, in the 1070s, [10:53] and that was very swift and partly reversed afterwards, but only partly. [10:59] And then there's the Fourth Crusade, 1204, when the armies from [11:03] mostly France sack, conquer Constantinople, and dismember the empire as [11:07] much as they could. It didn't last that long. The Romans managed to [11:11] regroup and recover but those are the three main crisis points. They are very swift, [11:18] but they cause incredible damage. [11:22] For all the rest of its history, it is a state and [11:25] society that is generally sort of consolidating, you know, regrouping, [11:33] and generally engaged in slow but steady economic growth, territorial expansion on a [11:41] small scale, but steady. [11:43] Uh, so we can talk about this. It's... I think it's an important thing [11:47] to keep in mind about the big picture, that the defeats were swift [11:52] and kind of, you know, terrible. But most of its history is one of slow growth. [12:00] - There's some traumatic events that have a big impact, but a [12:04] lot of the developments we'll talk about it might [12:08] seem or feel like there's a particular moment [12:12] when those developments or changes in the way the government or the military is [12:15] structured arise, but really it's a gradual process. [12:18] - Exactly. [12:19] - And so that's the tension we have to be constantly dancing with. [12:21] - Yeah, so as historians, this is a point of method, and it's very important. There [12:25] are moments when, like, individuals with a great deal of power [12:30] make choices that impact everybody else and have, you know, long-term [12:33] consequences downstream. [12:36] Constantine's conversion to Christianity, for example, right? [12:39] Not something that anybody could have or did predict. Okay. [12:44] Otherwise, most of the developments that we identify by [12:48] specific dates, like you mentioned 395, the division of the eastern and the western [12:52] empires, those are conventional dates that we use to actually capture what is in [12:57] fact a much longer process. There was no split between the two [13:01] halves. It was one among many [13:04] allocations of jurisdiction to, like, one son and another son in the east and the [13:08] west. The two halves were subsequently reunited, then they kind of [13:13] divided again among different emperors. It's just a process, [13:17] and so we sometimes use fixed dates for what is in fact a process. Or for [13:22] 76, the fall of the Western Empire, that's just the last date. It's [13:25] actually a very long process that took decades. [13:29] Right? So that's just something to keep in mind, that sometimes we're talking about processes, [13:32] sometimes we're talking about very discrete events with long-term consequences. Yeah. [13:37] - Maybe an impossible question for a Roman state that lasted [13:41] over 2,200 years, but is there a kind of through [13:45] line, a thread, a soul that runs through the entire history of the Roman [13:49] Empire? As you said, it's a slow [13:52] transformation and evolution. But if we dare call the whole [13:56] thing Roman, Rome, the Roman state- [14:00] - Yes [14:00] - ... is there some aspect, some characteristics that run through the whole thing? [14:05] - I think so, yes. By the way, you know the metaphor of the Ship of Theseus? [14:10] Okay. So in case the audience doesn't know it, this is when there's a ship, and it's, you know, [14:14] at sea, and over time, like, every component of that ship [14:18] is replaced with some other component, so that by the end of the story, it [14:22] has none of the original parts. But it's, like, in a [14:26] certain sense still that ship because of the story, right? The... Okay. [14:30] So Roman history is different from, let's say, Greek history [14:34] or Christian history, right? Christian history is the story of a religion. It can be [14:38] in any country, among any ethnic group. It's here, there, right? It's everywhere. [14:43] But you still have histories of Christianity. [14:45] It's the same with, like say, Greek culture- [14:48] ... or your Greek literature, right? It's not a function of a particular [14:52] state. Ancient Greeks were famously never united in a state. [14:56] But it's people who culturally accept that [15:00] tradition as their kind of elite prestige culture and engage [15:04] with Homer and Plato and so forth. And they can be anywhere. [15:08] Roman history is not like that. Roman history is very specifically the history of a [15:13] state or a political community. And so this is the [15:16] community of the Roman people, the Roman citizens. And it [15:21] is in gradual evolution, but at no point is there a rupture in that [15:24] history such that its members would ever think that something [15:28] dramatic had changed, and that they're no longer part of that [15:32] story. So in the same way as the ship I just mentioned, [15:36] in other words, it's the narrative that you tell about it where the changes that [15:40] take place to it make sense only when you see them within the context of that story. [15:45] It's the same with Roman history. Yes, there are changes. Like, eventually [15:49] everything changes. But it happens so gradually that it doesn't [15:53] seem that way to anyone living in it. [15:56] And so the narrative of the history of the Roman [15:59] people is what holds all of this together. [16:02] - How important is it that, so you mentioned Greek culture. So a lot [16:06] of my friends who are Greek are extremely proud of being Greek. [16:10] There's certain cultures that are proud. [16:12] - Sure. [16:13] - And it's not a momentary ephemeral thing. It feels [16:17] like a thing that has lasted for many generations. [16:20] - Oh, yeah. [16:20] - And so that is an engine that propagates through [16:23] time that carries that culture forward. And so does [16:27] a similar thing apply for the Roman Empire in a different way? Maybe [16:31] because you say it's a political kind of community, that means a set of ideals. [16:36] And we'll talk about, because those ideals become even more [16:40] concretized and explicit, I think, through the East Roman [16:44] Empire, because one of the things you talk about is that the [16:48] citizens of the empire are kind of all connected, that they are— [16:53] ... engaged in this whole sort of machinery. Anyway, that's a complicated way [16:57] of asking, is there some elements that Greek [17:01] pride, dare I speak, is there some kind of Roman pride that propagates the thing? [17:06] - Oh, there totally is. You can find authors and historical agents who definitely [17:13] display this or talk about it. But we don't want to make that [17:17] the center of the story or the basis for any analysis because... So what you're [17:21] observing in your Greek friends is also the result of modern nation building, [17:25] is it's the result of modern systems of education, and sort of national identities, [17:29] and these are fostered and created through all kinds of media and [17:32] institutions. It's just a different situation altogether. What you [17:36] find in ancient republics or medieval states is more something like a consensus [17:45] to be ruled, to be, to rule and to be ruled in this particular political community. [17:50] Now, some members of it may definitely, and in fact did have this kind of pride. I'll [17:54] give you an example. So there's an ambassador in the sixth century, and he's concluding [17:58] a deal with the Persians. And you know, the Persians are skeptical [18:02] cause, you know, Romans can't always be trusted. But this guy says to them, he says, [18:06] and let me just tell you, you're making a deal here with the Romans. [18:10] The Romans. The name should say it all." [18:13] Like, you, okay, and you get a sense that this is, he's expressing a certain pride in, like, [18:17] being a bearer of the Roman tradition and speaking for the emperors and the Roman Empire. [18:21] I mean, that's, for him, this was something very, very momentous. You find these kinds of [18:25] examples, so these people exist. But I wouldn't want to make that the basis [18:28] for like an analysis of how the society works as a whole. [18:34] For the most part, it was something like a consensus where, you [18:38] know, subjects or citizens, however you want to call them, they agree to— [18:44] let's say be taxed and be ruled by political authorities because of what [18:48] they get in return, and there's this kind of understanding of a [18:52] mutual set of responsibilities. And [18:55] my concern, among other things, is to try to explain how this [18:59] society held together for so long. Pride, yes, among some people, definitely. You [19:06] find it in the sources. But sources are, texts are written by [19:09] literate, you know, usually elites. So this is a small part [19:13] of the population. We can't automatically extend their attitudes to everybody else. [19:18] So in dealing with everyone else, we have to work with different kinds of materials, different kinds of [19:22] assumptions. We can't just posit that they're just proud of being Roman. [19:26] They could have been. We don't know that, though. We can see other sorts of things [19:30] about them. Like, for example, did they pay their taxes? Did they try to rebel and [19:34] leave the empire? So those are the kinds of things that I look for. [19:37] - Pride is one component, but there could be other explanations and factors [19:43] that explain what motivates a soldier to defend the capital, for example. [19:49] Like, what motivates a [19:53] particular person to pay the taxes. And then this is something that we'll [19:57] definitely talk about. But just to linger at the big picture, [20:01] if the Romans from the different periods met, [20:06] how different would they be from each other? Like, if I [20:10] brought to you... This is one of those, you know, there's like- [20:12] - Yes, yes, [20:12] - ... blind taste tests you can do with food. [20:14] - Yes. Pepsi and Coke. [20:16] - Pepsi and Coke. [20:17] - Yes. [20:17] - If I brought you a Roman from the kingdom period, [20:22] the republic period, the early imperial period- [20:27] - I mean, I get asked this in a much more radical form, which is like if you take someone [20:31] from, like, around 1453 who's a Roman and a subject of this Roman, [20:35] and compare, and, and, you know, compare him or have him meet, you know, [20:39] in your imagination with someone from the ancient republic. Like, how- [20:42] - Yeah, [20:42] - ... could they find any kind of agreement on what it means to [20:46] be Roman and recognize each other as belonging to that polity? This, this [20:50] is a very difficult thing to... Like, now, I can point to a [20:54] number of things that they would find eventually. And, you know, [20:58] if you told them, "Yo, you're both Romans, you're both from this long history, now you have [21:02] to find, you know, what you have in common," I think they could find things. But [21:06] before we talk about those, if you wanna get into it, [21:09] let's just say that the question can even be posed [21:13] about Romans who live at the same time. I mean, if you take a [21:17] senator from the age of Cicero and someone from the [21:21] slums of Rome, who's maybe the son of a slave [21:25] who was brought from the East by some general a generation ago, [21:30] and put them in a room and say, "Now, you discuss. You're [21:34] both Romans. What do you have in common?" They might have trouble in coming up with something. [21:38] Right? So let's not minimize the sheer [21:41] diversity of experiences and sort of life experiences [21:45] of Romans who are living at the same time. [21:49] The important thing is that a change is always happening, and [21:53] from my standpoint this change is sort of [21:57] cumulative, so it results in Greek-speaking Orthodox [22:00] Christian Romans in Constantinople who at first [22:04] sight might have little to do with Latin-speaking, you [22:08] know, non-Christians or worshiping the ancient gods, Romans from a [22:12] republic in Rome. And those are very, very different situations, and no [22:16] doubt they would look and seem foreign to each other, right? The [22:20] question is, why do we assume that someone like Hadrian, right, an emperor from the [22:25] second century sort of a very cosmopolitan figure [22:29] who travels around the empire with his Greek lover and, [22:33] you know, writes poems and has a Greek beard and, you know, loves Greek culture and [22:40] has much to do with someone from the Middle Republic who's, you [22:44] know some warrior who's chasing down cattle from the Samnites. I [22:48] mean, and yet the way we understand history is that, oh no, those belong together. [22:53] Hadrian and this ancient Roman from the fourth century BC. [22:58] But not Hadrian and someone, you know, an emperor a few [23:02] centuries later who's just like him, bilingual in Greek and Latin, who's [23:06] ... kinda cosmopolitan, who, you know, reads the same stuff, [23:10] because we posit this rupture between Roman and Byzantine. [23:15] - One of the ways we can try to analyze this is, for example, looking at [23:18] a very specific role in society across time. So we can look at soldiers, [23:26] how they solve violence, for example. That's one way. [23:29] So you're making me realize that we can just take 1,000 [23:33] different professions and positions in society and really [23:36] specifically look at what the experience of the world was like. [23:41] And so one of them is the view on violence, [23:47] Across time. And, and then the other is the view on the role of the, [23:54] the government- ... across time. [23:57] - That's an excellent way of putting it. So take soldiers, for example. They swear an oath. [24:01] Right? Now, we don't have the oath for every given period. [24:05] We have some approximations of it, some hints of what it contained, but we know that Roman [24:09] soldiers swore an oath like, throughout all of the centuries of the [24:13] empire. Sometimes they might add, like, a Christian formula [24:17] to it. Sometime before that, not. But they swore basically to protect the [24:25] republic or depending on what term they used or the [24:28] empire or the emperor. And this is something that they would have [24:32] recognized very quickly. Like, if, if they met each other over [24:36] time and said, "Hey, what was your oath like?" And they recited it this would have made much sense [24:40] to them, right? [24:41] Or take, for example, a woman who runs a business, right? From any century of the [24:47] empire. It, it would have been, especially the later you go, the, the more so, [24:53] that this woman is enabled to do this by virtue [24:56] of Roman law. Of certain, you know, Roman law of [25:00] property and inheritance and, and marriage, but [25:03] also regulations regarding who can do what and what [25:07] kinds of properties women can handle and under what circumstances. [25:11] This is something that Roman women had in common that many other cultures did not. [25:16] So I'll give you an example. So for example, in the 10th, [25:20] 11th century, there are Jewish women who live in the Eastern Roman Empire- [25:26] ... who realize that they have more rights in Roman courts than in [25:31] rabbinical ones, and they take their disputes to the Roman courts. [25:37] Now, the thing is that for the Romans, these are property matters- [25:40] ... not religious matters. But for the rabbis, these are religious matters. But the [25:44] Roman courts trump the Jewish courts- [25:47] ... in the empire, right? And so you end up with a situation where Jewish women have more [25:50] rights- [25:52] ... than Jewish women do elsewhere, because where Roman law is not operative. [25:56] And there you go. Right? Like, these things matter, right? And that's a [26:00] function of imperial law. [26:02] - And this, this would be an interesting actually interplay between the law [26:07] and religious institutions- ... Throughout the East- ... uh, Roman Empire. [26:13] So you argue that even though the personality of the various emperors varied, [26:17] as we'll talk about, and as they're often venerated, [26:21] celebrated, criticized, talked about, [26:24] the late Roman Empire was projecting a persona to its [26:27] citizens that was consistent throughout its history. [26:31] Can you describe what you mean by this and describe the different detailed [26:35] characteristics of this persona? [26:37] - Yes. So this persona, it's what the governments or the emperor, the court, and the [26:44] spokesman, the bureaucracy want their subjects to think, [26:49] This whole thing is about. Like, how is power being used, why, and for whom, right? [26:56] And they do so in laws that [27:00] they promulgate throughout the empire. Sometimes they have these laws read in [27:04] church, for example, or posted publicly. They're definitely eager to [27:08] have them communicated to as many people as possible. [27:11] But they're also a function of imperial rhetoric so the way [27:15] you praise an emperor, the way you talk about an emperor. You find this [27:18] language in petitions, so this is a hugely important [27:22] glue for this society, is that anyone could [27:26] basically petition the authorities for let's just say just about anything. [27:30] That's not technically true, but there's a lot of petitioning going [27:33] on. So, you know, if you think something's wrong or you've been [27:37] treated unjustly, you can petition local officials, even [27:41] imperial officials. You can petition the emperor, you can... Right? And the [27:45] expectation is that that petition will be read, addressed, and answered. It might not [27:49] be answered in the way that you want, but it will be answered. [27:52] And those responses contain this language also, right? So these are [27:56] the different media through which the emperors are broadcasting this [28:00] persona, and that persona is what? Basically, that the [28:04] authorities are responsive to the needs of their subjects, [28:08] that they are often accountable. In other words, they understand [28:12] that they are exercising public power, [28:16] and that their mandate is to exercise it solely for the [28:19] benefit of their subjects. They keep saying this. Um, [28:23] so renouncing any kind of private interest. In other [28:26] words, "We're not doing this for our benefit," say the [28:30] authorities. "We're doing this for your benefit." [28:33] Also that they're proactive. So the emperors are constantly [28:36] saying that, "We're planning ahead. [28:40] We're trying to foresee what problems you might have, and we are solving [28:44] them at, before you experience them." [28:47] And that they are also working very hard. So hardworking. In fact, [28:51] the one of the cliches that they keep using is sleepless. The emperors [28:54] keep saying that, "I'm losing sleep over this. I'm not sleeping at night because [28:58] I'm just worrying so much about your problems and how to solve them." Justinian, [29:02] for example, was publicly known as the sleepless emperor, and not [29:06] because he was a demon whose head floated around in the palace on its own, [29:10] which some people [29:12] - That's the thing? [29:12] - It was a thing, yes. [29:14] - Okay. [29:14] - That's a whole thing. [29:15] - But sleepless in terms of worked so hard- [29:17] - Yes. [29:17] - ... there's no time to sleep. [29:19] - He was a workaholic. That is conceded by even his enemies. [29:24] All night he was up just hauling officials in at any old hour to [29:27] talk about whatever, you know, wars and architecture and laws and the [29:31] religion and theology and whatever. So the emperors are projecting this image, right? [29:36] So that's what I call the persona. [29:38] Tireless effort to work on behalf of subjects, to do so responsibly, [29:45] to be responsive and accountable. In other words, [29:49] if some of my officials breaks the law or oppresses [29:53] you, I'm giving you instruments, like legal [29:56] instruments, by which to hold them to account. [29:59] So that's the persona. It's very consistent, [30:03] And I think it's part of the mechanism of tying the society [30:07] together. In other words, if subjects think that their emperors are like this, [30:11] right, they're more likely to agree to the consensus of essentially paying taxes. [30:17] - And you draw this distinction between rhetoric and action, [30:21] what the authorities say and what they actually do. So when you say [30:25] persona in the modern times, some of that could be reframed as propaganda- [30:30] - Yeah. [30:30] - ... for example. And propaganda implies that the rhetoric, [30:36] that there's a big gap between the rhetoric and the [30:40] action. And one of the things you said you took away from reading Machiavelli is that [30:43] we should judge people not by what they say, but by what they do. [30:48] So how much of the Roman Empire's government of what they espoused [30:52] was merely rhetoric, and how much was true in how they acted? [30:56] - Yes. This is a key lesson I took from reading Machiavelli, and [31:00] I found this a very insightful way of thinking about politics, and [31:05] I would recommend that anybody kind of practice this way of looking at the world, [31:09] right? People and states and, you know, powerful people can say [31:12] anything they want to. At the end of the day, what matters is what they actually do. [31:18] And this doesn't mean that what they say is [31:21] irrelevant, even if it's discordant with what they do. But nevertheless, [31:27] In the case of the East Roman state, [31:31] so my research suggests that the emperors and the authorities [31:35] were generally sincere in what they said. In other words, [31:39] I have found that they generally did what they said they were going to do overall. [31:46] Not perfectly, obviously. And of course, these are human beings we're talking [31:50] about. The, right, the human societies, there was a lot of, you know, [31:54] corruption, and you name it. Abuse- [31:56] ... of course. Of course there is. But overall, I think that there was [32:00] a sufficient level of understanding that the emperors [32:04] are in fact doing this, and they were actually incentivized to do this. We can talk [32:08] about how. Because they were also in a pretty vulnerable situation too, so they [32:14] needed their subjects to be relatively content on this front. [32:18] - Isn't this surprising to you? So, you know, from the [32:22] outsider point of view, Roman emperors, even in the East Roman Empire, [32:29] technically have a lot of power. [32:33] You can even say in some cases absolute power, and yet [32:37] they seem to be awfully worried ... to make everybody in the empire happy. [32:44] What explains that? Like what, what explains the small [32:48] gap between rhetoric and action in the East Roman Empire? [32:52] - A number of things, but ultimately it is that there is no right to the throne. [32:57] And this is a function of the Roman matrix of politics here. In other words, [33:03] So here's a bit of a paradox. [33:06] What we call the Roman Republic was the most imperialistic [33:10] phase of Roman history. Like this is when the Romans did most of their conquering. [33:15] What we call the empire is much less imperialistic in this way. [33:19] That's much more defensive in its approach, right? And yet our [33:22] terms are a little mismatched in that way. The empire is more a function of the, [33:30] That it has an emperor rather than it is engaged in imperialism. [33:36] And that emperor emerged out of the republic. [33:40] But emerged out of the republic in a very strange way. In other words, [33:44] not as a dynasty that created the [33:48] state. So for example, if you think of the Ottoman Empire, many other empires, [33:52] they... The whole thing existed because this dynasty engaged in conquest and- [33:57] ... was successful in creating the state, and so the dynasty was like at the heart of the [34:01] state. But that's not at all the case in the Roman [34:05] Empire. The emperor is a figure who emerged within a [34:09] republic, and in order to create peace after the [34:13] civil wars, those emperors had to, for a long time, kind of [34:16] pretend that they were not what they really were. Um, basically, you know, [34:23] continuing to flatter the idea of a republic that is, you know, that has a [34:27] first citizen maybe. "Oh, no, no, I'm not a king. I'm just, I [34:31] have this office and that office and that office." [34:33] "Whatever the Senate has given me." Now, we understand that's a facade, but the [34:37] fact that they had to create this facade at all is very important. [34:40] - Can we actually just linger on that? [34:41] I mean, how much of this... 'Cause you said they had to create this facade. [34:45] - Yeah. [34:46] - Did Augustus, who started the whole thing, the first emperor of Rome, [34:53] did he have to act that way? 'Cause he kept acting like he's not an absolute- [34:59] - Yes [34:59] - ... monarch, and he could have gone hardcore, destroy the Senate, just full [35:07] hardcore rule, dictatorship. [35:09] - Well, then how does he govern then? [35:11] - Uh, so he wants to be an effective governor. [35:13] - Oh, yeah. [35:13] - And he also wants to not be overthrown. [35:16] - Exactly. Because, you know, just because you ended one civil war [35:20] doesn't mean that there's not going to be another. [35:22] You have to create a consensus such that people don't want to have another civil war. [35:26] If he did what you said, which he in theory could have done, [35:30] but that would've just led to more wars, right? So the [35:34] problem is that the emperors, even those who come to power through violence, they [35:37] can't prevent other people from trying to come to power through violence [35:41] because like I said, no one has a right to the throne. [35:45] - We should also say one more thing where, [35:49] dare I carefully say this, but it seems like riots and civil wars [35:56] is a feature, not a bug of the system. [35:59] - Yes. [35:59] - This is a different thing that we have to the modern day, [36:03] is because the threat of a civil war, a violent civil war where you [36:07] overthrow the government and there's just a lot of- [36:11] ... death and struggle for power is always a threat. [36:15] That's another incentive that, I guess the stick, not the carrot, but [36:19] the stick for the emperor to behave. [36:22] - Yes. It's the main one. In other words, just take the, [36:26] the thousand years that I study. There's something like 120 civil wars. [36:31] Now, these are usually very swift. They're over quickly, [36:35] and they're never about ideology. So they're not like modern civil wars. [36:40] Right? It's about slavery or the rights of kings or whatever. No, no, no. They're [36:44] solely about who has the power. [36:47] All sides have the same ideology. They talk about, you know, the [36:50] responsibility of government in the same way, right? They're just competing over [36:54] who's the best man to do the job. [36:57] Right? And so once you have that situation... And it might not be a [37:00] civil war, it could be a palace coup, it could be a kind [37:04] of fighting in the capital- [37:06] ... something like that. Once everyone's taken their side and you have a winner, [37:10] that's the emperor, And you often overthrow the previous regime. I'll give you some [37:16] statistics. Something like 46% of the emperors of [37:20] Constantinople are overthrown through violence. 46%. And that's almost half. [37:25] Right? So that's a huge, that's a huge number, which means that every emperor [37:29] is vulnerable and insecure, and they know it, [37:32] right? So what they have to do is make sure that that doesn't happen to them, [37:36] and the way to do that is not by arresting [37:40] and executing everybody you think might be a threat or just generally behaving [37:44] like a, you know, a Caligula or a Nero. That will just get you killed. [37:48] Like, they know this. So the best way to avoid that [37:52] fate is to actually do the things that will make [37:56] people happy so that they don't support a rebel if a rebel [38:00] decides to appear. And sometimes rebels would appear. [38:03] There's a kind of convention in Constantinople, like if you... Sometimes you [38:07] you think, "Hmm, that emperor's pretty unpopular and I think I can overthrow him." What you would [38:11] do is you would march down the center boulevard- [38:15] ... And, you know, you'd have your people just call the [38:19] populace of Constantinople out to rally, to you know, maybe go to [38:23] Hagia Sophia, the, the church, and just create a big crowd and call for the [38:27] deposition of the emperor and, you know, maybe that would hap- And sometimes it did, [38:31] and sometimes it didn't, and the rebel or wannabe rebel would sort of [38:35] proceed down the Mese, the boulevard, and people would just [38:39] gradually just disappear, and then he'd be left alone- [38:43] ... and go up to Hagia Sophia as seeking asylum. Right? So that's a bid. [38:49] That's someone making a bid for the throne, and it just goes disastrously bad. [38:53] Other times, the people come out 'cause they hate the emperor, and they drag the emperor out and cut his nose off or [38:57] whatever. So emperors are [39:01] constantly trying to prevent that from happening, and the best way to do [39:05] that is through goodwill. [39:07] - I'm trying to load in that kind of world 'cause it's a different [39:11] world than we live in today. [39:13] - Yes. [39:14] - There's a constant inner workings of policy development inside government. [39:20] - Yes. [39:21] - But the check on power is, like, literal, like, we will murder you. [39:27] - Yes, it depends on the period. Sometimes murder you, sometimes blind you, [39:31] sometimes cut your nose off, but there were periods- [39:33] - Thank you for the nuance [39:35] - ... No, there were periods that were more civilized. We'll just basically, you'll get retired to a [39:38] monastery. [39:39] - Right. [39:40] - Okay. You're right. So here's what elections do. [39:43] Elections give a government a mandate for, I don't know, four or five years, [39:48] and during that period, you may be unpopular, but you're legitimate, [39:53] right, because of the institutions. [39:55] Whereas in Constantinople, we don't have those kinds of institutions. [40:00] We have instead an ongoing referendum. [40:04] We just call it a perpetual referendum, right? [40:07] And in fact, the emperors are, they're conducting opinion polls in a sense [40:11] because they appear in public. When they appear in public, everyone is [40:15] expected to cheer and chant acclamations, right, like, [40:19] Slogans. Right? So you have 100,000 people in the Hippodrome [40:23] all chanting, you know, "Worthy" or "Many years for you, Augustus" or something [40:27] like this. And if that happens, it's great. But if you appear in the Hippodrome and people are, [40:31] like, sullen or if the chanting is a bit tepid or if they're booing, [40:37] then you know something's wrong, right? [40:39] So you gotta find out what's wrong. It could be something like the grain [40:42] supply is, you know, not working or [40:46] whatever. And so emperors are desperate to fix those problems. [40:49] - And the Hippodrome is this big gathering place in [40:53] Constantinople, which I guess a lot of people gathered [40:57] at and did this kind of cheering or not cheering based on policy and- [41:01] ... and whether the emperor is popular or not. This was democracy. [41:07] Uh, I apologize to use that term, but- [41:09] ... in our conception of what that means, because what do we mean by [41:13] democracy in the modern day is that the people somehow have a [41:16] connection to who leads and how they lead, [41:20] and this is, the Hippodrome was that connection between the people and the leaders. [41:26] - Yes. Now, we can talk about modern democracy if you, if you want. That's a, that's a, [41:30] I have, I have my own views about- [41:32] ... modern democracy, and, and, you know, how it works and how [41:36] it doesn't and, anyway, whether it is democracy, in fact, 'cause there are other models of [41:40] democracy, like- [41:41] ... ancient Athenian democracy, which is a whole other thing. But you're right. [41:45] So it's not just in the Hippodrome. It's wherever people assemble in large [41:49] numbers. So this could be military mustering grounds, [41:53] right? So the army. The army is also the Roman people in a way, and the- [41:57] in some cases, the most decisive part of it, right? So if an [42:01] army gathers together and they decide they want a different emperor, [42:04] that's serious, and that can happen out in the provinces too. That doesn't [42:08] necessarily have to happen in Constantinople. There's also Hagia [42:12] Sophia, so the people gather in the church, or they gather in [42:16] public spaces like the Forum of Constantine. [42:19] So this can happen anywhere where a large number of people can gather, [42:24] and it's, I don't know if you wanna call it a democracy as such [42:28] but it is definitely a form of popular, mm, let's say [42:32] consultation and a testing of consensus. [42:36] I'll give you another example. So in the 1190s, the emperor, and it's Alexius III, [42:42] he's being threatened by the German emperor. German emperor's basically, "You, you, you pay me a bunch of money or [42:46] I'll invade." Just straight up extortion. [42:49] - Yeah. [42:50] - Um, and Alexius decides, "Okay, I'm gonna gather this money. I'm gonna [42:54] impose these taxes." [42:55] And he gathers the people in the Hippodrome, and he says, "You know, we're gonna have the German [42:59] tax." He called it the German tax. And there's such an uproar [43:04] in the Hippodrome against this that he was like, "Uh, that [43:08] wasn't my idea. I don't know where that came from. No, never mind. We're not gonna have the German [43:12] tax." Fortunately, the German emperor died and, and nothing ever happened, [43:17] but it gives you a sense of how emperors, like, literally can backtrack when they see that the [43:20] people are against something in a matter of policy, right- ... like tax policy. [43:24] So yeah, there was this give and take. [43:28] So institutionally, the emperor might look absolute, as [43:32] you called him earlier. In practice, no. No. The ones that did that didn't end well. [43:40] - And we should say, going to Perplexity here, the Hippodrome of Constantinople [43:44] was the main stadium and social center of the Byzantine capital, [43:49] used primarily for chariot racing and imperial ceremony, [43:53] and today survives in Istanbul's Sultanahmet district. [43:57] And the reason I looked this up, I wanted to see how many people. Shaped as [44:01] a long U-shaped race course with a central barrier [44:05] and tiered seating, it may have held from roughly thirty [44:09] thousand up to a hundred thousand spectators, [44:13] though exact capacity is debated because archaeological remains are limited. [44:18] That's a lot of people. [44:19] - Thirty thousand is definitely a pretty un- underestimate. [44:22] The Hippodrome is still there. I mean, you can see it from, it's like satellite photos. [44:26] The shape of it is still there. [44:28] And actually some parts of the built, the, the Sphendone, the, the sling [44:32] around the southern side is still there. You can walk around it. And it's right [44:36] next to the palace. In other words, emperors didn't have to go far. Now, [44:41] sometimes there are events for replacing an emperor. So say the emperor dies in [44:45] his sleep, and there's no heir. This happens in 491, for example. [44:51] And so the people gather in the Hippodrome in order to have a [44:54] discussion with the court about whom to appoint. Now, in those kinds of contexts, it's [44:58] entirely possible that there are people also in the, the arena, [45:03] like not just in the stands. I think some military units might [45:07] have just been arrayed there rather than in the stands. So you can get more people [45:11] than what we project might fit in the stands, because they're not having the races [45:15] on that day. [45:16] - We should say, so like, I think the thing that was emphasized in the first paragraph is the, [45:20] the athletic events and the entertainment events, right? Like the [45:24] imperial ceremony. But there is a sort of a political gathering [45:28] was also popular. The Hippodrome was not just for sport. It [45:32] was where emperors appeared before the people, where acclamations, [45:36] public punishments, and political demonstrations took place, and where the [45:40] rival circus factions, blues, greens, reds, whites, [45:44] became powerful social and sometimes paramilitary forces. [45:48] And this goes on and on and on. So this was a place- [45:51] - Oh, it's a very important place. Yeah, [45:52] - ... for people to speak to the leader. [45:55] - Yeah. Vent sometimes. Even insult them. [45:58] - Yeah. This is fascinating. I mean, it's human civilization. It's converged [46:02] towards a mechanism that has clearly worked, because [46:06] for the empire in the East, stood [46:10] for a thousand years. So it's, it's fascinating. We as humans, [46:16] throughout our history, we try to figure out, okay, how do we, [46:22] figure out how to govern [46:25] large collections of humans in a way that they're represented, in the [46:29] way that they don't riot, they don't rebel. [46:33] Um, in the way that we flourish together as a [46:37] people, all this, all this kind of stuff. [46:39] So this is a real... The East Roman Empire is a real [46:42] study of something that seemed to have worked. There are [46:46] lessons there even for the modern times, I think. And modern times, [46:50] again, is very early human civilization. [46:54] - From a certain standpoint, yes, we are still early in- [46:57] - Trying to figure it out [46:58] - ... trying to figure it out. [46:59] Yes. Now, mind you, I'm not advocating for this type of social [47:03] organization and government. What I'm trying to do as a historian [47:07] is understand how and why it survived [47:11] and also to find the ways that it worked, because it [47:15] did work. We know that much. We have to start from that. It survived. It [47:18] was resilient. There was a lot of, [47:21] you know, give and take in the exercise of power, and I want to understand the [47:25] mechanisms of that. [47:27] - So if we can, before we go to Emperor Constantine the [47:31] First and the founding of Constantinople, can we look at some [47:36] maybe seminal events that led up to some of the [47:40] topics we'll be talking about? So one of them maybe tell me if this is [47:44] not as interesting as I think it is, but the Edict of Caracalla, in 212 AD. So this [47:52] is where, [47:54] You described that starting with Augustus in the early imperial period, government [47:58] saw itself as a protector of the Roman citizens, [48:02] which is a minority of the people living in the, in the Roman [48:06] Empire. It doesn't consider the, the provincials. [48:11] And then you described that the Edict of Caracalla, that [48:14] extended full Roman citizenships to basically all, [48:20] free inhabitants of the Roman Empire. So [48:24] what is it? Why was it done? Why is it important? [48:28] And how did it change the Roman Empire? [48:30] - Right. I agree with you that this is, in fact, a very important... It's [48:34] a, it's a real turning point in a sense, but it also is part of a process. [48:40] So for various reasons, the Roman polity tended to bestow its metropolitan [48:49] citizenship, that is, Roman citizenship, on its allies, [48:54] and eventually in time, on many people that it had conquered. [48:59] And it had various mechanisms for doing so. It could bestow block grants. [49:03] Sometimes it allowed its generals to bestow citizenship on people [49:07] they thought would, you know, would be necessary [49:11] players for controlling local societies. Sometimes they even [49:14] allowed foreign cities to, like non-Roman cities, to [49:18] decide who would get Roman citizenship by [49:22] basically electing them to certain kinds of offices. Like they, they outsourced a lot of this. [49:26] And so you have over time the steady growth of a [49:30] Roman community of citizens who are not all in Rome, and [49:34] who are not all of Roman origin, whatever that means, but they, they were not descended from [49:38] people who were from Rome. [49:40] And this proceeds, you know, it expands, it expands, it expands. [49:44] By Caracalla's time, so early third century AD, [49:48] we can estimate that maybe at, at most, a [49:52] third of the free citizens of the empire are [49:56] Roman citizens. Everyone else has local citizenship, like you're [50:00] Alexandrian or Athenian or, or whatever. And with... You're subject to those laws. [50:05] This emperor, Caracalla, now that's his nickname. His reigning name is Marcus [50:09] Aurelius Antoninus. [50:12] So just like Marcus Aurelius, it's sa- same name two generations later. [50:15] - Some badass names for emperors, by the way. I don't know if it's the chicken or [50:19] the egg, but just... some epic names. [50:22] - They've been remembered that way, and so we read that back into the name— [50:25] - Yes, that's true. [50:25] - ... and absolutely, yes. [50:26] - But anyway, Caracalla. Yeah. [50:28] - Yeah, so he issues this edict in 212 called the [50:31] Constitutio Antoniniana, named after him. Some people at the [50:35] time called it the Divine Decree, [50:37] which basically extended citizenship to everybody. Now, we don't know exactly why [50:41] he did so. We can guess [50:44] the reasons that he said he did so, and this was for religious [50:48] reasons. In other words, he wanted people to go to the temples and pray and [50:54] give thanks to the gods for him, for his survival out of a coup. [51:01] Which is whatever. And it's [51:05] possible that there was some kind of religious motivation here, and he wanted [51:09] everybody to do so as Roman citizens to honor the Roman gods and something like [51:13] that. Other historians at the time said he did it for tax reasons. [51:17] We don't know exactly. There might even have been [51:21] a kind of ideology of a unified community across [51:25] the empire playing in his, if not in his mind, in that of [51:29] the jurists, that is the legal advisors that he had. So that's possible. But [51:35] less interesting than his motivations, more interesting are the [51:43] consequences of this— ... and what it tells us about the Roman community. So [51:47] imagine a situation where, like, no modern empire has ever done this really, right? [51:55] When what's significant about the Roman case is that not only did they extend [51:59] citizenship to everybody, but they meant it. This is something that had teeth. In [52:02] other words, it meant that the rights and opportunities that were available to [52:06] Roman citizens, say, in the Roman Senate at Rome— [52:10] ... are now available to everybody. And within a generation, you have a situation [52:17] where, like, all of the emperors are provincials, [52:21] right? All the most powerful people in the empire are from the provinces. [52:25] - This is, like, mind-breaking, mind-blowing. This is incredible. [52:29] The fact that the Roman Empire was able to do this, and it stuck. [52:33] - They did it, and they meant it. [52:34] - And they meant it. They implemented it. It was real. [52:37] That's, that tells you, that's an important thing that tells you a [52:41] lot of information about the populace of the Roman Empire. [52:45] That the, the fact that it stuck, that the government meant it, [52:49] that the system encouraged, incentivized the government to mean it. [52:54] It's incredible. [52:54] - Yeah, and there's a law of citizenship, and it, basically it says something like, [52:58] "Anyone born within the Roman Empire is a Roman citizen." [53:02] And the Roman jurists and policymakers who were behind, [53:06] This had some very interesting ideas about, you know, creating this kind of [53:09] community. Look, like, imagine if, I mean, it's almost [53:13] impossible to, to imagine, but the, the British at the [53:17] time of the peak of the empire bestowed British citizenship on [53:21] everyone, including in India, and, like, [53:25] suddenly made positions of power in London available to [53:29] people from India, like, including the throne. Like, it's just unthinkable. [53:34] And that has to do, you know, with race and colonialism and all kinds of things, right? [53:38] But not in the Roman Empire. So we have a situation where [53:42] the emperors are all from the provinces. The most powerful officials are [53:46] all from the provinces. And so a century later, [53:50] when Constantinople is created, this is, it's created, [53:54] right, like, in, in the Bosporus, so, like, where modern Istanbul is, [53:58] in the Eastern Roman Empire. It's created within the preexisting Roman [54:02] context, right? It doesn't bring Romanness to the East. It's already there. [54:07] And so it's not such a leap to create a center of Roman power [54:11] in the East because of that. [54:13] - And you've helped put together a book on the history of intellectual thought in the East Roman Empire. [54:17] But this is the interesting thing here, and I can ask that many [54:21] times, but let me ask it here also, is the great man, the [54:25] great woman view of history. [54:28] Were there, like, Thomas Jefferson or those types of characters in the meetings [54:34] as they're executing on the edict or developing [54:38] the edict? Is that important, or is it more about the system and the culture and [54:42] just, uh— [54:44] ... is it, how important was it? 'Cause this seems like a revolutionary idea, and when [54:48] we think about the American Revolution and the, the founding documents, it seems [54:52] like a few individuals— [54:55] ... were really critical about the wording of things, and then words matter [54:59] because those words create the reality, and then it propagates through time. [55:03] - Yeah. For the edict, I suspect that yes, there were a few people who were behind [55:07] it, and quite possibly jurists, that is Roman legal scholars. [55:11] And, and 212 is in an age of very important [55:15] Roman legal scholars Ulpian, for example, and others. [55:20] But we just don't have those... We, we have- ... minutes of the meetings for the- [55:24] ... American Revolution. [55:25] Not only do we not know who was in the room, we don't actually even have the whole [55:29] edict. We have a papyrus fragment, this is a piece of ancient paper— [55:33] ... that's mostly torn and mutilated, and we have, like, a bit of a [55:37] paragraph from it. [55:39] Um, in Greek, not even the Latin original. And it's kind of torn, [55:43] but it actually preserves the key clause. Right? And that's, [55:48] that's all we have of the original. We have contemporary sources that [55:52] mention it, we have legal documents, but nothing like a, [55:56] Like we can talk about the people involved in it. Or even [56:00] how it was immediately implemented. Like, suddenly we know everyone in the [56:04] provinces, like, there's this explosion in the number of people called [56:08] Aurelius, because that was his Roman family name. [56:13] Um, and so when you acquired citizenship from that edict, you became an Aurelius. [56:18] Right? And there are lots of Aurelii suddenly all over the place. Like, we can see it [56:21] immediately. Uh, but we can't actually see the implementation. [56:26] - But your instinct says that individuals were very important [56:31] in the development of that idea and execution of it. [56:33] - Probably, yeah. Yeah. Even though it's part of a long-term process [56:37] of expanding Roman citizenship, this was a, an explosion, not just an expansion. [56:43] - And then you said that one of the important aspects about this edict is [56:47] that giving equal rights to provincials [56:51] was one of the things that helped deal with the [56:53] crisis of the third century, and was the thing that, [56:57] I think you said, quote, "sapped discontent from the [57:01] relevant populations," which then minimized the probability of uprisings. [57:07] - Well, now that's a very long-term process. [57:09] Now, the third century is chaos, there's a crisis, it's a mess, right? [57:13] So what follows the edict is quite a few decades of unrest. [57:20] - Okay, let's put it in mildly. [57:21] Let's talk about the crisis of the third century, where [57:25] 26 emperors were murdered in a period of 50 years. [57:30] - Yes. It's tremendous instability. [57:33] - So there's civil wars nonstop. Almost all were, [57:37] of these emperors were generals, and almost all were murdered by their men. [57:42] So civil war was the norm, hyperinflation, economic crash, plus there's a plague- [57:48] ... from 249 to 262 AD, which is a pandemic, possibly smallpox or Ebola. It [57:56] killed up to 5,000 people a day in Rome alone, devastating the [58:00] tax base and army recruitment pool. And the empire [58:07] fractured into three pieces, but then Emperor, [58:10] Aurelian miraculously reconquered them in a period of five years. [58:16] So just a lot of chaos. It deserves the name, the Crisis of the Third Century. [58:20] - Yeah, it's a perfect storm. Yeah, I mean, you have a crisis of imperial legitimacy. [58:24] Basically, the army's proclaiming emperors left and right. In an odd sense, [58:30] ironically, this is in part because there are now a lot more [58:33] stakeholders in the Roman tradition, right? There's all of these provincial armies, [58:37] and they're appointing their generals as rival emperors. [58:41] But you also have a serious uptick in foreign invasions. [58:47] In the north, you have the creation of the Sasanian Persian or [58:51] Iranian Empire in the east, and this was very, very bellicose. [58:55] So lots of foreign defeats. Armies are defeated by [58:59] you know, like, quote, "barbarian enemies." You have eventually [59:03] inflation, and you have plague. And so under the pressure, right, of all of those [59:09] forces, it almost fell apart. Now, it didn't actually. [59:14] Inevitably, there are also historians who downplay the crisis. Of course, [59:18] right, like, and legitimately so, right? We must push back against every of these [59:22] characterizations. [59:23] - 26 emperors died, bro. What do you- [59:25] - That's just the emperors. That's just the emperors. We should be [59:29] - I'm sorry. In 50 years. [59:31] - Yeah. [59:31] - Every other year, emperor dead. [59:33] - Yeah, that's- [59:34] - Civil war [59:34] - ... that's political instability at the top, right? But what- [59:38] - Right, that's not- [59:39] - ... what are the l- the lives of most people? [59:40] - Sure. [59:40] - So if you go to Egypt, for example, which is kind of out of the... Right? [59:45] What's going on there? How are people living there? And we can see how people are living in Egypt [59:49] because we have all these papyrus documents from Egypt. [59:52] - That's true. [59:53] - And for the most part, they don't seem to be experiencing a crisis. [59:56] - I mean, this is something you talk about. Constantine, as we'll get to him, [59:59] is one of the most murderous leaders in all of human [60:03] history, if you consider his own family. But [60:07] if you're living in the provinces, you know, there's... He's not- [60:13] - Oh, yeah, yeah. [60:14] - ... he's not that murderous. [60:15] - No, no, no, he's perfectly fine. Yeah, yeah. [60:16] - So it's very important to actually remember about what the actual experience of [60:20] the average citizen of the empire is like. Fair. Okay, so but how... Maybe there's [60:27] more we could say about the crisis. And then of course, the, the [60:31] crisis is in part resolved by Diocletian as [60:35] he does a hard reset on the structure on the Roman system of [60:38] government. So maybe you could speak a little bit more to the crisis that's [60:42] important for us to understand, and how Diocletian solves the crisis in 284 AD. [60:48] - Right. So again, these are processes rather than specific events. [60:52] - Sure. [60:53] - So for example, you mentioned that the empire kind of breaks into pieces. [60:57] - Yes. [60:57] - And we have what's called sometime the Empire of the Gauls. [61:02] Gaul are modern France and sort of Britain, for a while are, for [61:06] a decade and a half or so, are kind of like this little separatist- [61:09] empire. So what's interesting about that is that this was [61:13] not an attempt to break away from the empire. In other words, [61:17] it's not some discontent provincials who are just tired of Roman [61:21] rule and wanna break away and do their own thing. No. [61:26] This is actually just a, it's an attempt by, [61:30] provincial generals to take the throne, and do so to rule the entire [61:34] empire. It doesn't work. They get only as far as the provinces that they take. [61:38] And the only way that they know to set up a state is to make it a Roman state. [61:43] Right? Like, that's the total of their political imaginary is like, "Well, [61:47] we're just gonna do a Roman thing here." [61:50] And maybe we'll get, you know, we'll reunite the [61:53] empire ourselves, or as happened, Aurelian, that is someone from the other [61:57] side, will reunite the empire. But it's always a Roman model. Like, there's, [62:01] it's almost like there's no alternatives by this point. So that's interesting. [62:07] What Diocletian does essentially is, [62:11] The, the way I characterize it sometimes is that he [62:15] turns the problem into its own solution. [62:18] In other words, the problem is too many emperors or wanna-be emperors. [62:21] Because there's just more going on. Like, one emperor can't deal with all these problems [62:25] along the frontiers, with all the political problems. [62:29] So what he does is he deputizes some of his colleagues, people he was on [62:33] very good terms with from the army. These are all Illyrians. They're from... By the way, [62:37] for a few centuries, the emperors are all from this region of the former [62:41] Yugoslavia that's the size of Scotland. Like, that's where they all come from. [62:44] - Well, what explains that? [62:46] - Uh, the army. [62:47] - Ah. [62:47] - These are military men. Sometimes hard-drinking military men. [62:51] Very good at their job like Aurelian, you mentioned, right? So there's a series of [62:55] Illyrian emperors who [62:58] restore stability. And the reason why there's so many Illyrian [63:02] emperors is because they worked their way up through the ranks of the army. And, [63:06] you know, the regions of Yugoslavia in, at that time are sufficiently, [63:11] you know, economically underdeveloped that there's a strong incentive for, [63:16] for young men to go join the army because, you know, it's a living. [63:21] Um, and so Illyrians become, like, kind of the backbone of the [63:25] Roman army, and they're described as these, you know, tough Roman conservative [63:29] types. I mean, these are, you know, these are, these are tough [63:33] military guys. I say that to draw a contrast between, say, [63:37] Hadrian, whom I mentioned earlier- [63:39] ... you know, who was a much more sophisticated, artsy, poetic, [63:43] cosmopolitan emperor. [63:44] - Sure. [63:44] - Also a hard-ass. You did not wanna mess with Hadrian. But, [63:49] These guys from the third century are military men through and through. Like, their whole [63:52] careers are in the army. And they have, like, the military stubble. [63:57] They've got these thick necks. [63:59] They look angry. They've got their hands on their swords. Like, they're not [64:03] projecting an image of sort of- [64:04] - Yeah. [64:04] - ... calm and sophisticated, you know, bum-bum, you know. [64:08] - So, military men. [64:09] - Yeah, yeah, yeah. [64:10] - ... military men from Aurelian. [64:11] - Yep. So Diocletian gets a gang of them together. They, eventually there are [64:15] four. We call this the Tetrarchy. Um, and he basically allocates them to various, [64:22] um... This wasn't any kind of hard division of the empire. [64:26] Basically, it was a collaborative project. They each [64:30] went wherever they were needed. [64:31] - Uh, was it, is it fair to say that there was four administrative zones? [64:36] He allocated each one to a zone? [64:38] - Broadly. I'd say more military zones. [64:40] - Okay. [64:41] - Um, so the administration tends to operate, it kind of humming along in the [64:45] background wherever these emperors happen to be, right? This is a, [64:49] We're talking about a period of big government now. So Diocletian creates a [64:53] larger government, possibly a larger army, and in order to pay for that, you need more [64:57] systematic and effective taxation- [64:58] - Mm-hmm. [64:58] - ... which means you need more census, you need more bureaucracy, you need more collect... [65:02] You know? So it is an era of bigger government. [65:05] - So just to linger on that point- [65:07] - Yeah. [65:07] - ... is it fair to say that Diocletian created the deep state? Quote, "deep state." [65:11] So the tax collectors, the, the logistics, [65:15] the thing that you've kinda hinted at, which is the separation of the civil and the [65:19] military layer of society. [65:21] - So the concept of a deep state, I've had discussions about that [65:26] with experts who work on the idea of the deep state, and I'm [65:29] not sure that I would characterize the Roman Empire that [65:33] way, in part because while you do have big government, you do have bureaucracy, you [65:37] have, you have bureaucrats who are buried in various echelons, and you [65:41] know, nobody knows exactly what they're doing and things like that, [65:44] you know, I have not come across the idea of some sort of [65:48] sinister elements, you know, who are working within the administrative apparatus to [65:54] undermine the emperor. [65:58] Like, from a distance occasionally, you might get glimpses of this kind of thing. [66:02] Diocletian, for example, once complained that, "Nobody ever tells me anything." In other words, like, [66:06] he's so removed- [66:07] ... in part from the realities of what's going on on the ground that he, [66:11] felt sometimes he'd lost touch. But I don't find this kind of idea of of [66:17] undermining imperial power from within the bureaucracy. [66:21] - Yeah, I think the, one of the ways to explain that is because, so, you [66:25] know, in the modern day, [66:27] democracy in quotes, there's a kind of temporary nature to the leader at the top. [66:32] So it's incentivized the deep state to form. [66:35] That, so the deep state thinks of themselves as a thing that [66:38] propagates long-term periods of time, and then the [66:41] leader is a very ephemeral short, short-term thing. [66:45] - Yeah. [66:45] - With a, with an emperor, technically- [66:47] ... you can go for a long time, so it's best to be integrated deeply. [66:51] With, the bureaucracy should be integrated with the leader. It makes sense. [66:55] - Yeah. But also, [66:56] - Fair enough [66:57] - ... also in, in, in modern social thought or, or fear is that the deep state might [67:03] be undermining, say... [67:04] - Undermining, yeah [67:05] - ... the democracy itself rather than, right, rather than... It can cut both ways. [67:09] - But there is a bureaucracy. There is a big government. [67:13] - Absolutely. Yeah. [67:14] - There's a big machinery. [67:15] - Yeah, compared to before. [67:17] - Before. [67:17] - Yes. [67:18] So Diocletian creates these larger bureaucratic structures, and these are the ones that define [67:22] the society that I study. So as a specialist, I focus on [67:26] the period after him mostly. [67:29] But he implemented those to solve a lot of these problems. [67:33] He was mostly successful. So in terms of generating revenue from [67:37] a much more troubled and kind of precarious situation in sustaining large [67:43] armies and putting down these rebellions and usurpations. And he was [67:50] generally successful at doing that. [67:53] So he created the model that they kept for the next, Well, three centuries or more. [68:00] - But a lot of the elements of that model lasted even beyond that, right? [68:04] - Yeah, like universal taxation. I'll give you an example. Up until then, [68:09] Italy was exempt from taxes. Italy was the land of the conquerors. The conquerors don't pay [68:13] taxes to themselves. The conquerors live off the taxes that others pay, [68:17] right? So Italy was this big tax haven, right? [68:22] Diocletian, Galerius, you know, his guys, these guys are from [68:25] Illyria. They're from the Balkans. [68:27] Like why is Italy tax-free exactly, you know? That doesn't make any sense. It's a [68:31] very, very wealthy, prosperous part of the world, and so, no, they [68:35] tax Italy. So now, like, not only do all Romans have the same citizenship and [68:39] the same law, they all have the same tax system, [68:43] and the Diocletianic tax code, as it were, it's not a code, it sounds like [68:47] a flat tax, which for us sounds regressive. [68:51] But by those stand- by the standards of that time, it's actually kind of [68:55] progressive in a way. [68:56] - Right. [68:57] - It means that, like, even- [68:58] - Right. [68:58] - ... elites paid, like, the same, right? Yeah. [69:01] - So how much of all of this, everything we'll talk about in the, in [69:06] the coming centuries is all about taxation? [69:08] - I think it's huge. Taxation is the heart of it. [69:12] - So I mean, the functioning, the success, the flourishing of a society, [69:17] the way the government works, the way the people are represented, all of it has to do, [69:21] all the civil wars and everything, it feels like taxation is at the core. [69:25] - Yes. Yeah. If you asked me to put my finger on one factor, it would be that. [69:30] - So the taxation system, that feels like the early [69:34] framework for the East Roman Empire. [69:37] - It did create a more sort of homogeneous framework, for sure. [69:40] By the end of the third century, it's pretty much in place. What [69:44] Diocletian does is a universal census, [69:48] and this is continued by his successors. So every [69:52] taxable asset in the empire is censused. And so you can now start to have a budget. [69:59] - Now, there is some element, and then you push back against that, [70:03] some element of Diocletian where he legally limited social and class mobility in [70:10] part for the taxation system, and made it, in many [70:14] cases, illegal to move and illegal to quit your job. For [70:17] example, as I read to guarantee the food [70:21] supply and land tax, farmers were legally forbidden from [70:25] moving away from the land they worked, so the state always knew who to [70:29] tax. And then for soldiers, sons of veterans were [70:32] legally obligated to serve in the army to maintain troop numbers. [70:38] You argue that these were tax enforcement [70:42] mechanisms, not a rigid caste system, and so in practice, the [70:46] empire remained a society of high mobility. [70:50] - This is a complicated matter. [70:51] So let's talk, for example, about soldiers. It's probably [70:55] the case that most soldiers' sons were expected to succeed them. Like most [71:02] professions where you have an apprenticeship, the son will usually [71:06] succeed, right? There are a number of other [71:10] professions that were kind of guild-like in nature like for example, shipping. [71:15] Uh, where there were considerable assets involved in order to [71:21] secure contracts for insurance purposes for the ships and so forth, [71:25] and it made sense for those assets to be, you know, passed from father to son. In other [71:29] words, and with them comes the obligation to [71:32] continue in that line of work. Some of these things are inherently, sort of [71:40] hereditary, and I don't think most people would have objected to it. [71:44] The farmers is probably the only case [71:48] where it might have actually involved some coercion. There was [71:52] a category of farmers, and we don't know how many of them, who were, [71:56] for fiscal purposes, bound to the land. [72:00] This doesn't mean they couldn't leave the land, like physically. No one's preventing them from leaving. [72:03] But they were fiscally responsible for providing the taxes or rents or [72:07] whatever because the state wanted to have a secure [72:11] revenue stream from, say, those lands. And if... Anyway, it's, it's one of these [72:15] complicated situations. This did create some limitations on, [72:19] on those people. And it's a topic of current research, [72:23] these bound farmers, as it were, [72:25] who are tied to the land. It's more of a... You know, someone put it that, [72:29] you know, most of the time it's people who own the land, and in [72:33] this arrangement, it's the land that owns the people. [72:36] - But you're saying the bigger picture thing is that there was mobility. [72:39] - Oh, there's considerable mobility. [72:40] - So, so class mobility- ... and physical mobility- [72:42] ... meaning people moved a... And we'll see this as from the West into the [72:46] East and Constantinople and all this kind of stuff. [72:48] - Oh, yeah. There's tons of mobility. [72:50] No, no, this is not a society where people are bound really, [72:54] to... We, like, we don't find anybody who's, who's like, "Ah, I [72:59] I really don't want to be a soldier. But my father was a soldier, and I'm obligated to be [73:03] one." Like- ... like, we just don't hear those kinds of complaints- [73:06] of people who don't want to be a so- Why wouldn't you want to be a soldier in the Roman Empire? [73:09] I mean, it's got tremendous perks. [73:11] - Right. Right. So can we just linger on the why is it that Diocletian [73:17] was able to stabilize the empire? It's like, you [73:21] know, the crisis of the third century really threatened to tear apart everything. [73:25] So why did some of these things that we talked about stabilize? [73:30] - Well, Aurelian had already united the empire territorially. [73:33] So this is right before Diocletian. [73:36] And what Diocletian did was put in place a system that [73:39] reduced the number of rebellions. Simply by having four big guys with [73:43] four armies, they managed to put out all of those fires, or most of them. [73:48] And once you have stability, and he also beat the Persians, I [73:52] mean, Galerius did so starting to beat back foreign [73:56] invasions, that creates a framework for economic stability. People need [74:02] To, you know, if they're going to invest in, like, land reclamation [74:06] or expand production, they need to know that, you know, [74:10] foreigners aren't gonna come rampaging through, marauding through the, you know, stealing their [74:14] cattle and, you know, enslaving them and taking them off to work on [74:17] agricultural farms in Mesopotamia. Like, they need to know this. [74:20] And if you provide that context of stability, the economic growth, the [74:24] demographic growth will return. And Diocletian created that kind of, that context. [74:30] - So that takes us to Constantine but first a quick bathroom break, if I can. [74:35] - Sure. [74:36] - Quick ten-second thank you to our sponsors. Check them out in the description. It really [74:40] is the best way to support this podcast. Go to [74:42] lexfridman.com/sponsors. And now, dear friends, [74:47] back to our conversation about the Eastern Roman Empire. [74:52] All right, we're back, and let's talk about Constantine [74:56] and Constantinople. Let's go to the rise of the East Roman [75:00] Empire. Who was Constantine? Tell me about his rise [75:04] to power and the founding of Constantinople in 330 AD. [75:08] - Sure. So Constantine was the son of one of Diocletian's colleagues, [75:12] so he comes from within the system. [75:15] And the system was actually designed to be non-hereditary. In other words, [75:20] the senior emperors would retire, the junior ones would move up to the senior [75:24] position, and then they would recruit two new ones. [75:27] And they tried to skip the dynastic element. So, [75:31] so it would be kind of, let's just say, kinda meritocratic, not [75:35] whose son, you know, you were. Constantine was a son. He was passed over, [75:39] but the armies liked him. He was actually quite competent. [75:43] And so there's a series of civil wars among all of these [75:47] successors of Diocletian, and Constantine emerges as the winner. [75:51] There are periods when there are quite a few of them. There are, like, six at a time, but they gra- [75:55] they gradually dwindle down to one. So [75:59] yeah, it's as long as you have the quarterfinals, semifinals, and then the final [76:03] war, and Constantine emerges in 324 as the sole [76:07] ruler of the entire Roman Empire. So that's who he is. He's [76:11] definitely an insider, very, very competent [76:14] general at civil war. And he gradually moves eastward. [76:20] So as he's conquering his rivals, who are often [76:23] his father-in-laws or his brother-in-laws, because these people are all [76:27] intermarried, and they have alliances, and they fall out. It's one of those kinds of [76:30] situations. He moves eastward, and by the time he defeats his [76:34] last rival, this uh, an emperor called Licinius, in 324 he's in the East. And [76:42] Licinius had his headquarters or one of his headquarters at [76:45] this town called Byzantium. Byzantium is a [76:49] city right where Constantinople was founded. [76:53] And it is at exactly the point where Europe meets Asia, so on the Bosporus. [76:59] And it's a very strategic location. It always had been, right? So whoever controls the straits of [77:03] the Bosporus, yeah, we don't need to explain how important that is. [77:07] And Constantine decides to create a city named after himself, [77:11] Constantinople, on that spot, Byzantium. So Byzantium [77:14] essentially ceases to exist as a city and is replaced by Constantinople, [77:20] AKA New Rome. So it's pretty clear that right from the beginning, [77:24] Constantine intended this to be a kind of branch [77:28] office of Rome in the East, a kind of copy and paste of Rome [77:33] in the East, and it's a plan that his successors continued, right? Now, [77:39] there are a number of other cities in this, [77:43] Let's say in the generation or two before this, [77:47] that were also treated as sort of quasi-Romes. Basically, [77:51] there was this historian in the third century who said, "Well, wherever the emperor [77:54] is, that's Rome," right? 'Cause emperors are now itinerant. [77:58] They're no longer staying at Rome. They're mostly on the frontier, and [78:02] Constantine is one of these frontier emperors. They will sometimes visit Rome, maybe once or [78:06] twice, maybe once a decade, you know, something like this. [78:10] So Rome becomes something that can be sort of copied [78:14] and pasted in other parts of the empire, and a bunch of other cities get [78:17] called, you know, a New Rome, an Other Rome, an [78:21] Alternative Rome, My Rome. And Constantinople [78:25] is the last and most successful of those. [78:28] - So maybe can you speak geographically the importance of Constantinople? It's an interesting [78:32] place 'cause it- [78:35] ... when you're talking about a land so large as the West and the East, with [78:39] enemies, with threats from all kinds of different directions, the [78:43] location where the emperor sits is important. [78:46] - Very. So look at Rome, [78:49] right? So it's right in the middle of Italy, right in the middle of the Mediterranean. [78:53] Very safe location in a way, but it's very far from the frontiers. [78:57] And this is a period when emperors need to be with the armies, right? [79:01] They're not senatorial emperors who are sitting in Rome having meetings with [79:05] senators. They are military emperors who are marching along the frontiers, [79:11] mostly with generals rather than civilian administration. [79:15] So they're doing their job. Like, this is the hard [79:19] work. They're slogging through the mud of winter campaigns, right? [79:24] Uh, they're not just sitting in a palace enjoying themselves when they could. [79:28] But Rome just becomes inconvenient because of that. And if you [79:32] look at Constantinople, it is [79:36] kind of halfway between the Danube frontier and the Euphrates frontier. [79:42] So if you want to prioritize the East or treat it as an equal part of [79:46] the Roman Empire, as these emperors all did. In fact, [79:50] almost all emperors who had a choice about whether they would stay in the East [79:54] or stay in the West chose the East. There's only one who [79:58] chooses the West, and that's Valentinian later in the fourth century. All the others [80:02] understand that the East is where it's at. [80:04] And Constantinople is right between the Danube and the Euphrates. These are two major frontiers. [80:09] And so it allows emperors to move between the two. [80:13] And also look at its location north, south, east, west, right? So [80:16] north, south, it is the node between the Black Sea and the Mediterranean, [80:22] right? And east, west, it's precisely where Europe meets Asia, [80:26] right? And because there's a break there, so there's a Bosporus, the [80:30] Sea of Marmara, the Hellespont, the Roman Empire during the civil [80:34] wars, it would tend to break there. [80:38] And you would have one emperor on one side in Asia, and you would have another emperor on the other [80:41] side. And this just kept happening. And [80:45] Constantinople ultimately functions as a kind of clamp that unifies this whole area, [80:53] so basically the Balkans and Asia Minor and Syria as a kind of unit, [81:00] right? And, you know, what is a new Rome? A new [81:04] Rome is, among other things, a new senate, right? And Constantine and his successors [81:11] recruit this new senate for the new [81:15] Rome. So we're talking about maybe two and a half thousand, 3,000 [81:19] men, you know, at, at, at its peak, and these are all [81:22] recruited from all of these areas. You know, some come from Rome, [81:26] but others come from the Aegean region, from Asia Minor, [81:30] Eastern Mediterranean. So these are the wealthiest people, [81:34] usually most well-connected elites from the whole Eastern Mediterranean, [81:38] and they come together and form a new purpose, common purpose in Constantinople. [81:43] And the empire never breaks there again. [81:46] Right? So it, it holds together this part of the world. The [81:49] breaking point now, interestingly, moves to the Adriatic, [81:53] right? So when, in 395, we talked about East and West kind of splitting. [81:57] It breaks at the Adriatic 'cause Constantinople is now holding that whole [82:01] Eastern world together. 'Cause all of these elites, they now, they're [82:05] invested in it. They're literally investing in it. They have to invest in it in order to be [82:09] senators in Constantinople. [82:11] So that's kind of one of the functions that it, that it performs, a strategic function. [82:15] There's a political function. There's also a cultural one, but you know, we can talk [82:19] about that, too. But that's what you see there on that map, the northwest, east, [82:23] south. [82:24] - So just to linger on it, so you do a podcast, [82:28] Byzantium and Friends, but you're also a guest on podcasts, and I should mention [82:34] you being a guest multiple times on the excellent The [82:38] History of Byzantium podcast hosted by Robin Pierson. I [82:42] highly recommend people listen to it, to all of your appearances. You have a lot of really [82:45] fascinating ones. But the reason I bring all that up is one of the episodes, [82:50] you do the fun thing of selecting the top 10 emperors of Byzantium, and [82:58] spoiler alert, everybody should go listen to the full list 'cause you [83:02] justify all the different options. But Constantine ends up in the number one spot. [83:09] And so can you just add a little bit more depth why he [83:13] would be in your number one spot- [83:15] - Yes [83:15] - ... now that we're talking about him? [83:17] - Yes. It's not because I sort of like him as a person, right? I mean- [83:21] ... as you said, he was pretty murderous. [83:23] Right? All those wars, so clearly ambitious, murderous, ruthless, basically. [83:30] - Can you actually speak to the murderous aspect? He seemed to have murdered a [83:34] lot of people in his family. [83:36] - Yes, that's because what we call his family were also [83:40] alliances of convenience that he made on the way to the top. [83:44] And when those alliances or, you know, those, you [83:48] know, those wives or those fathers-in-law were no longer convenient or, [83:52] or turned against him, he had no hesitation in [83:56] removing them. But he's also, you know, he [84:00] gets a little extra bonus because he also murdered his own son, Crispus, who was- [84:05] ... apparently a very competent and popular kind of general, and we don't know why. [84:11] He executes Crispus soon after defeating Licinius, [84:15] and then follows it up with the murder of his wife- [84:18] ... not Crispus' mother, and we don't know why. The funny thing is that when [84:22] emperors do this sort of thing, if there's any kind of remotely, like, a [84:26] good reason, they'll blast it through all of the media, right? Like, "Crispus [84:30] was rebelling against me," or whatever. There's nothing. [84:34] He doesn't even try to justify it, which means it must have been something [84:38] unjustifiable- Like, I don't know. I can't process it. [84:41] - And also, I read that the historians of the time would [84:45] just ignore that that happened. [84:47] - Yes. Well, sort of. So [84:51] when Crispus is alive, it's all, like, praising Crispus as, "Oh, [84:55] Constantine, you great emperor, and your wonderful son who will..." whatever. [84:58] And then Crispus is executed, and he just disappears from the, like- [85:01] ... they never talk about him. [85:02] - Yeah. Actually, as another side to a side, I think you mentioned, [85:09] Whether it's on your podcast or elsewhere, that if, if you had [85:13] to have a beer with any of the emperors, that you probably wouldn't. [85:17] So it's not like some of the most impactful, some of the [85:21] most influential and great emperors that we talk about, [85:25] they might not be very pleasant people. [85:28] - So let's set aside whether you'd like to have a beer with these people. The reason I put [85:32] Constantine at the top of the list is because the decisions that he made were so [85:36] consequential, just important, and [85:40] for the most part, not bad decisions. So I couldn't not put him at the [85:49] top of the list. The, you know, the creating [85:52] Constantinople and converting to Christianity and setting the empire on a path [85:56] to conversion, these are major, like, world history level decisions. [86:02] Right? Now, not many emperors do that. In fact, Constantine is in, [86:05] like, his own league when it comes to those kinds of decisions. [86:09] My other criteria for top emperors were basically those who did the job well, [86:16] right? Not making, you know, these kinds of earth, you know, shattering [86:20] decisions or, you know, world history changing decisions, but just [86:24] who performed the role competently with [86:28] results that impacted the lives of their subjects for the better. [86:33] So those are the other criteria that I used. [86:35] It's difficult to juggle these different criteria, right, in order to create a [86:39] systematic list. And by the way, we, historians generally don't do these kinds of things. [86:43] But you said it's fun. It is fun. [86:45] - It was fun. It was fun. [86:45] - And it allows you to talk about certain things that you might not otherwise do. [86:50] So yeah, that's why Constantine was at the top. [86:53] - So you mentioned Christianity. That was one other big component of his [86:57] rule. What was the role of Christianity in, in Constantine's life, [87:02] in the lives of the citizens of the new Roman Empire? [87:08] - At this stage, Christianity doesn't have a role. It actually took the emperors... [87:13] When the emperors took it on board, that is, they made it a part [87:17] of the imperial system, then it began to acquire a role [87:21] within the system. Previously, it had imagined itself as having its [87:25] own history, like not necessarily part of the [87:28] empire or affiliated with imperial power. But [87:32] after Constantine, it does acquire a role. [87:34] - And so actually, one way to ask that question, which is fascinating, 'cause you said that there's [87:38] like, there's Rome, and then there's like cultures like, [87:43] or traditions like Christianity, or being Greek, that kind of thing. [87:51] So, one of the ways to ask this question is does Christianity [87:55] triumph over Rome, or did Rome capture Christianity? [87:58] - Right. Yes. That's a— [88:00] - Which is the mechanism? [88:04] - I would lean more toward the second. In other words, that the religion was [88:07] co-opted by the imperial system. Now, there are many areas in which [88:11] that's not the case and where the opposite happens, so I'm not going to be absolute about it, [88:15] but I think it's very important to recognize that because [88:19] Christianity generates this narrative of triumph- [88:22] ...right, which modern historians perpetuate, [88:26] and it's framed in very particular ways. In other words, that Christianity triumphs over the [88:30] ancient religions. Right? So displacing Zeus and Apollo and all of [88:35] that, and animal sacrifice is gone, and like, that's because Christianity [88:39] triumphs, and that's a very narrow way of looking at it. In other words, you pick your [88:43] enemy, and then you can defeat that enemy, right? [88:46] But if you look in the other direction, there's, like, the Roman imperial state, and you [88:50] cannot say that Christianity either triumphed over it or [88:53] even tamed it or anything. It actually became part of it. [88:56] in many ways that, you know, determined its history for [89:00] centuries and, in fact, down to today. [89:03] So this is very different, for example, from the history of Islam. [89:07] So Islam comes into existence without a [89:11] preexisting state to receive it and take it on board. It [89:15] creates its own state, right? So the Muslim armies, [89:19] they conquer this empire, and then they have to sort of govern it. [89:23] They think according to whatever Islamic principles. The Quran doesn't say anything about [89:27] running an empire. [89:29] So that creates a completely different society, right, where, like, [89:32] Islam is a, is really a primary kind of identity and, [89:36] like, drives a lot of developments. But Christianity comes into [89:40] existence within a very well-developed society and, and [89:44] political system. Now, here's the thing. [89:46] We don't know exactly how many Christians existed in the time of Constantine. [89:50] Well, we speculate maybe 10% of the empire. That might be very [89:54] high, right? But even if it's 10%, it's [89:57] not a lot, and these are not, like, elites for the most part. Maybe [90:01] middle, you know, what we loosely call middle class, [90:06] a few elites, a few slaves, like this kind of thing. [90:10] Mostly urban, and keeping in mind, most of the population is rural. [90:14] Right? So pockets of concentrated, you know, [90:18] Christian groups in cities. That's what we're talking about. Not terribly [90:21] politically powerful. [90:22] - So Constantine's conversion to Christianity and moving the empire towards Christianity is [90:26] not something where it's a gigantic majority of the people- [90:30] ... or it's a political convenience because it's the elites. It's something else. [90:34] I mean, it's, I mean, a pretty revolutionary decision, I would say. [90:38] - Exactly. Now, there used to be theories that Constantine did this for, like, [90:42] pragmatic, cynical reasons, that he, like, wasn't a true Christian or anything, but there [90:46] was some kind of political gain to be had here. But I have never [90:50] read a convincing account of what exactly that political gain is. [90:54] We now know that there are fewer Christians. They were not [90:58] that influential. You can make an argument that bishops are a kind of [91:02] convenient social influencers, you might say. Like, you can use those. [91:06] They're not a threat to your position. [91:08] Right? So a bishop is not gonna try to take the throne. [91:11] So they're not dangerous political operatives in that way. But they [91:15] do have some influence over sectors of society, and so that might be [91:18] a... Okay, I see that, but I don't quite see the [91:22] argument for, like, going full Christian, [91:25] Just to get the support of some bishops, who actually pretty quickly turn out to be, [91:29] some of them, more trouble than they're worth. [91:31] Anyway, so I have not yet seen a convincing [91:35] like, political argument for Constantine's decision, which means that you then [91:39] fall back on a personal explanation that he did this [91:43] because he was a believing Christian, right? And he came out, [91:47] You know, in support of the religion that he held, and that's kind of [91:51] where most scholars are today. Though, I gotta tell you, [91:55] historians are very uncomfortable about personal choice, like explaining [91:59] history in terms of these kinds of personal choices. [92:02] Because Constantine's conversion is like, it's massive. It [92:06] opens the door. It incentivizes so many people to also convert. [92:11] 'Cause Romans will generally do what their, you know, rulers [92:15] will tell them. If we've mentioned Hadrian a few times [92:19] Hadrian's, he had this lover, Antinous, Greek boy from Bithynia, [92:23] who died in an accident in Egypt, whatever, and Hadrian said [92:27] Basically that Antinous should be regarded as a god throughout the empire. [92:31] And he was. We have, like, more statues and busts of Antinous from all of [92:35] these temples all over the empire than I think of anyone else except Hadrian. [92:39] So yeah, if, if the emperor says, like, "This is a person who's a god now, you know, put [92:43] statues of him everywhere," they will. [92:45] And when Constantine comes out in favor of Christianity, you know, suddenly people [92:49] discover that, oh, this is an interesting rite. It's got the support of the emperor. [92:53] - So one of the things here, going to the Perplexity, Constantine's conversion to Christianity is [92:57] usually dated to 312 AD, [93:01] Linked to a visionary experience before the Battle of the Milvian [93:04] Bridge. Do you believe that vision, that he had this religious experience before the [93:12] Battle of the Milvian Bridge? Here it says, "But historians debate [93:15] both its nature and its sincerity." [93:18] - Well- [93:18] - Do you believe the sincerity of that experience? [93:20] - Before we even get to the sincerity- [93:22] ... is the problem of the sources. This is reported by authors writing later [93:25] in the aftermath of a victory when the emperor... Like, [93:29] one of them had a dinner conversation with the emperor a few decades later, and he [93:33] said, "Well, let me tell you about the Milvian Bridge." And it's like, okay, I'm not gonna believe that. [93:36] I'm not gonna take that at face value, rather. [93:38] It's a much more complicated... You know, this is how the emperor [93:42] wants things to be remembered. [93:43] That's different. Also, Constantine tended to have a lot of religious visions. [93:47] He had had religious visions of Apollo before Christ, and we have [93:51] sources that talk about that, too, that he went to this temple in Gaul, and Apollo appeared to [93:55] him in the form of light. Okay, Constantine has a religious vision every time [93:59] he kind of wants to shift policies. And his, like, [94:03] profile. Like, when he wanted to break away from his other emperors [94:07] who used to go for the, like, they went for this kind of Jupiter/Hercules model. [94:11] And he shifted to an Apollo model. This is a branding. This is emperors doing [94:14] branding. [94:15] - So we should say that, as you've described, Constantine is a [94:19] pragmatist. He's very pragmatic. [94:22] - Yeah. [94:22] - But you're saying it's fair to believe, based on the [94:26] evidence, that he actually converged towards being a Christian believer. [94:32] - Yeah. It's very possible, in fact plausible, that he thought [94:36] the Christian God had helped him in battle. And, [94:40] you know, for someone like him, that's as good a reason as any to support that god. [94:44] - But he was not, like, a hardcore Christian all the way through. [94:48] He was a kind of a spiritual, religious kind of person. He [94:52] thought about religions more generally and just converged towards Christianity as [95:00] a good religion. He also had ideas about what a good religion is- [95:04] ... and what a bad religion is, that kind of stuff. So he's thinking in this space. [95:08] - He's tending not to be too explicit. [95:11] Depending on the audience. So Constantine remains a pragmatist [95:15] in the sense that he doesn't want to alienate too many of his subjects, right? [95:20] - Mm-hmm. Fair. Mm-hmm. [95:20] - And so he's sometimes a bit coy or elusive about what he's [95:25] getting at. When he's talking to Christians, he will talk about Christ. He [95:29] will mention Christ. When he's talking to everybody else in, like, a general law, [95:34] he'll just refer to good religion. And it's like, maybe [95:38] you know what I mean, right? But he's not gonna, like, you know, come to Jesus. [95:43] - Yeah. [95:43] - Right? [95:43] - Yeah. [95:44] - So even at the time when he's, like, supporting the church, like, [95:50] basically institutionalizing the church as part of the imperial [95:54] system, but he's also putting up statues of himself that look like [95:58] Apollo in Constantinople, right? So the focal point of [96:01] Constantine's Constantinople is the Forum of Constantine. [96:04] And in the middle is this very tall column, and it has a colossal statue of [96:08] Constantine on top, gilded, enormous [96:12] thing. I don't know, like, eight meters tall or whatever. But it's a [96:16] repurposed Apollo. It's even, it, like, visibly so. It's naked. It [96:20] has the rays coming out of the- [96:22] ... head, right? Right. And everybody knew it was an Apollo. So that's [96:25] Constantine in the guise of his old patron god, Apollo. [96:30] Still, but he's still Christian Constantine, so he's sending all of these [96:33] different messages. [96:34] - I mean, he likes being the god-like figure. I mean, that whole [96:38] statue just is like, "I am the god." [96:41] - Yeah. It's assimilating yourself to... Yeah, yeah, yeah. [96:43] - And I mean, a lot of the Romans, is it fair to say, kinda saw the emperor a little [96:47] bit in that light? [96:48] - No, yeah. Oh, yeah. They called him divine and- [96:50] ... yeah. There's not a hard theology there, right? Like, if you pressed them on the actual [96:54] theology, they wouldn't- [96:56] ... they wouldn't say the emperor is a god. No. This is mushy. [97:00] This gets very, very mushy. [97:01] - But I mean, a lot of the Christians have a kinda humility before God. [97:07] I think when you have an emperor that's god-like, it gets a little weird- [97:11] - Yes. Yes [97:13] - ... in the way you talk about God. [97:15] - It depends on the context. Like, there are contexts in which you are an emperor and [97:19] you're proclaiming your majesty, and then there are more personal contexts where you [97:23] might be more humble because, I don't know, you're being baptized or [97:27] something. Like, those are different contexts. [97:29] - So can you speak to the whole process of the conversion to Christianity, of the- [97:33] ... propagation of Christianity throughout the empire and, and Constantine's role in [97:37] that? [97:38] - Constantine, or his successors as well, because this was a [97:42] gradual process, and it takes a very long time. So let's, [97:46] Let's put it into perspective. [97:49] We probably can't talk about a majority Christian society [97:53] until maybe the 5th century, or early 5th- [97:57] ... mid-5th. We don't have data, obviously. [98:01] And we can't talk about, like, a solidly Christian [98:05] society until early 6th century. And by solidly, I mean maybe [98:09] where the non-Christians are 10, 15%, right? So that's a long time. [98:15] That's, like, five centuries after Jesus. That's half a millennium. [98:19] So we're talking about a half a millennial process here. It's, it's very long. [98:25] - But it's only a couple of centuries after Constantine. So it takes- [98:29] ... about two centuries to really make the Roman Empire Christian [98:34] - Yes. So very slow conversion, maybe, maybe up to 10% [98:38] tops under Constantine. Then obviously larger and [98:42] larger groups join the church, even if only nominally, right? [98:46] Until you get to the sixth century when you're clearly talking about a, you [98:50] know, mostly or overwhelmingly Christian society. [98:54] A lot of this is just done through incentives [98:57] and disincentives, right? So bishops are given [99:01] funds with which to distribute, like, charity and [99:05] help to communities in distress. They have lists of [99:09] widows and whatever they support. Land is [99:13] given to the church by the emperors or in wills so that they [99:16] can engage in this kind of social policy. And then there are disincentives. So [99:20] emperors pass laws that increasingly restrict the exercise of traditional religion. [99:25] Like, you can't perform animal sacrifices, then you can't start doing [99:28] these like tying ribbons to make wishes or, like, all of these [99:32] things, like going out to sacred trees and doing this or that, [99:36] because they say, "Oh, this is kind of nefarious business," or, like, magic or [99:40] whatever it is. And then they just gradually start outlawing it more [99:43] and more, putting restrictions on, like, if you're not a Christian, you can't hold [99:47] these high offices or you can't... Your... There's problems with your wills. [99:52] So they gradually do it like that. [99:54] And this is how you... Yeah, this is... And it works. It works. [99:58] - What explains the success of Christianity after Constantine? [100:02] Why was it, as a technology, so successful at spreading throughout the empire? [100:08] - Christianity developed in a number of [100:12] ways. So it acquired a certain number of forms that were capable [100:16] of appealing to different constituencies. [100:20] In other words, there was an intellectual side to it, [100:26] The sort of theology, the almost [100:29] quasi-philosophical or engagement with philosophical schools that could [100:33] draw in, let's say, intellectuals. There is a, [100:38] a public ceremony and ritual aspect where you can organize [100:42] communities and cities to have processions or, [100:45] like, have ho- all these festivals that take the place of the ancient [100:49] ones. You have a kind of [100:54] not, it's not secretive, but it's kind of this initiatory aspect [100:59] where there's this baptism and you learn a sort of creed, [101:03] and you're initiated into the religion with the prospect of a [101:06] personal afterlife, right? And that appeals to other kinds [101:10] of people. There's also ways in which it [101:15] it integrated itself into the court and the language of power. [101:19] Also in the army, right? Soldiers now swear an oath to the [101:22] Trinity, right? So it takes all of these different forms that [101:26] enable it to position itself, you know, [101:30] here and there and, you know, in the streets, in the court, in the armies, [101:34] in the churches, in texts, in books. And so [101:38] it has this kind of manifold diversity, right, that makes it very adaptable. [101:44] - So one of the things you mentioned that [101:47] Constantine did not anticipate, did not realize that Christianity [101:51] creates divisions between various groups. [101:53] - So in part, this happens when you have, [101:57] Religions that make exclusive claims, right? Like, my beliefs are true- [102:02] ... and yours are by definition false. Not, not just wrong, but false and [102:07] even kinda evil. Like maybe- ... Satan put them in your mind to- [102:10] ... lead you astray, right? And this is inherently divisive. Like, it is. [102:15] So there's this paradox where [102:19] Christianity, in contrast to, say, the ancient religions, is both [102:23] far more polarizing but also far more powerful as a unifying force [102:30] at the same time, right? So ancient religions tended not to [102:34] produce this kind of conflict or identities, right, [102:38] or, or wars or these kinds of things. And they could under certain [102:41] circumstances, but for the most part, they were not [102:45] drivers of history in this kind of way. But when you have exclusive claims, then [102:49] suddenly these very communities of, that are sort of [102:52] consolidated and have this very strong identity, [102:57] But you also alienate other groups- ... that you then are in conflict with. [103:03] So this is why I for one can't come down on whether, [103:07] you know, Christianity is more of a unifying force or a divisive force in the [103:11] history of the Eastern Empire, because it's, it's both. [103:14] - And also trying to figure out whether the unifying or the divisive [103:19] aspects are a feature or a bug. [103:21] Maybe some of the divisive elements is a way for society [103:25] internally to try to, much like the civil wars, to try to figure itself out. [103:31] - Yes. [103:31] - So sometimes tension and conflict is a good mechanism for figuring out what [103:35] do the people want. [103:36] - Or what's the truth, right? [103:38] - Or what's the truth. [103:39] - Yeah. So the story that it likes to tell itself is that [103:43] there's this, like, this one original truth, and the [103:46] hardcore of true believers is defending that truth at every moment against [103:50] all of these evil heretics who are coming in- [103:52] ... and trying to corrupt it. In reality, what happens is that this truth is [103:56] something that's evolving in the course of the controversies. [104:01] And, like, often they don't know that they believed [104:05] that until in retrospect, once they've had the fight and the winner [104:09] has this position, oh, now that turns out to have been the position we [104:13] always held, right? And this happens again and again and again. You know, a lot [104:17] of the time, these Christian theologians [104:20] who get into so much trouble and get branded as heretics and sometimes get sent into [104:23] exile, they didn't mean any harm. [104:27] They often just were stating what they thought everybody believed. [104:31] And then when they blurt it out, someone is like, off in Alexandria, is like, "What? [104:34] That's heresy." And then now you're, now you're in trouble. Now you're getting into this fight, and you [104:38] might win, you might lose. But, like, a lot of them were kind of sort of [104:42] well-intentioned in that way, or they had no intention of starting a fight. But [104:46] there's always someone who wants to start a fight. [104:49] - Yeah, I mean, sometimes the fights are extremely intense [104:53] over things that I could see on the surface or, like, [104:57] iconography. It's like, it seems like a very subtle- [105:00] ...debate, like almost academic. And then [105:04] a large number of people don't see it as academic. They, [105:09] they do see it like the devil put ideas in your head that are- [105:12] ...completely wrong, and it's, it's fascinating how that kind of division can emerge. [105:17] Uh, I mean, I— [105:18] The impossible question, and I apologize for asking it, but maybe just [105:22] worthwhile to try to think about it is, on the grand scale of [105:27] centuries of the East Roman Empire, is religion [105:32] a constructive or a destructive force [105:36] for the empire? Did it help it flourish, or did it hold it back? [105:41] - This society identified itself increasingly [105:44] with what it saw as orthodoxy. Orthodoxy just means correct belief. I mean— [105:49] ...like every religion ultimately thinks it's orthodox, right? That's— [105:53] But that's the conventional name, right? Orthodoxy today might be called Greek Orthodoxy. [105:57] Um, and I mean, it's such an essential part of the culture. [106:03] It really is. I can't think of the two of them inde... I mean, [106:07] I try to because, as a historian, I have to test the models, [106:11] you know, and try to see these things as independent of each other. [106:15] But ultimately, it's very difficult to [106:18] disentangle them, and I would say that to the degree that [106:22] this is a successful society historically, [106:26] that its religion definitely contributed to that and played a role in it. [106:29] Not without cost, right? There are, it mattered to [106:33] them. They valued it, but things that matter to you have a cost. [106:38] And they paid that price. They were willing to pay that price for it. [106:43] For example, at the very end, they had to choose between Catholicism, Western rule, [106:49] where they essentially have to compromise on their faith, or [106:54] rule by Muslims, the Turks, where they would not have to compromise their faith. [106:59] And some of them were explicit that they were preferring option B, [107:03] because the Turks will at least respect our identity. Like, that's a cost. [107:09] - Yeah. But there's other layers, like taxation and- [107:13] ...the, the functions of government— [107:15] ... that are connected to religion to the degree it interacts with the [107:19] tax system. But it feels like that's the engine [107:23] of the society and religion is more like the cultural layer. [107:27] - Yeah. So this is why I said that I try [107:31] in thinking of the models that we use to understand the [107:35] society, not to assume that religion is [107:38] everywhere and for everything. Now, I have colleagues who do [107:42] that, and I would disagree with them about this, but you're exactly right. There are [107:46] elements of this society that I like to see as their own thing. [107:50] Like the Roman identity, for example. It's not the same as Orthodoxy. [107:56] But also the operations of the state. Those are [107:59] very pragmatic things, and you see them [108:03] intersect with religion in, largely in areas of [108:06] terminology or the vocabulary that they use or, you know, like at the [108:10] top, but not at their actual functioning. [108:14] So in my field, I'm a historian who's tried [108:18] to promote other aspects of the culture as having [108:22] a kind of integrity of their own and not to subsume them all within Orthodoxy. [108:28] - So, I mean, again, an impossible way of asking the [108:31] same question. If you asked a Roman, a million Romans across [108:38] a thousand years, "Are you a Roman or a Christian?" [108:44] What would be the answer for that? [108:45] - Oh, both. Oh, absolutely. [108:47] - No, you don't get to say both. You're not allowed to do that. [108:49] - Why not? It's the- [108:50] - Well, you're- [108:50] - It's the true answer. [108:52] - Okay. So you're saying they're really tied together. [108:55] - Well, they overlap. But if you were to... [108:59] And this might be a somewhat more subtle conversation than most of [109:03] them would want to have, but if you were to say, "Is Roman and Christian the [109:07] same thing to you?" If they thought about it for a little while, [109:11] they'd quickly be able to say no. Because there were, I mean, just logically, there [109:18] were Christians who were not Romans. [109:20] The Bulgarians or the Rus or, you know, whoever. [109:24] There were lots of Christians who were not Roman, and they did not regard them as [109:28] Roman just because they were Christian. Conversely, they knew perfectly well [109:32] that there had been Romans who were not Christians, and they knew this how? Because in the [109:36] churches like almost every week, they celebrated [109:39] martyrs who had been killed by the Roman emperors in the past. [109:43] And so it was, like, the performance of violence by [109:47] Roman emperors against Christians was something they remember. They knew perfectly [109:51] well. So those two things did not overlap perfectly. [109:55] And there were some contexts in which you would be more Roman, and there were [109:59] some contexts in which you would be more Christian. [110:02] And you find characters who, and I love to do this. I find characters who, [110:07] As some sources say we didn't pay too much attention to Christian [110:11] things. Like, they were just politicians. They were just doing their work. And then [110:15] you find characters who, like, devote themselves. They go all [110:19] in on Orthodoxy and, like, monasticism and they just don't care about [110:23] the Roman stuff at all. [110:25] And that is, in fact, part of the reason why I like this society, is because [110:28] it has these kinds of options for people to choose. And there's another one. There's the Greek stuff, [110:33] too, because their language is Greek, their literature is Greek, and so there are people in [110:37] the society who go all in on the Greek stuff. Right? [110:40] And I see this society as this kind of laboratory of [110:44] these three elements coexisting in these fascinating [110:47] combinations. Usually it's combinations, right? But [110:51] sometimes you'll find people who are like, kinda try to be purists in one way or [110:55] another. And it's the only society in history in [110:59] which you can do this, 'cause it's the only society that's Roman and Christian and Greek. [111:04] But in different ways, right? [111:06] - Yeah, unfortunately, I think it's tempting, but it's probably impossible to say [111:10] if we remove the taxation system, would the, would Roman Empire [111:13] be more or less successful? If we removed religion, would it be more or [111:17] less successful? [111:18] - Right. [111:18] - If we removed, uh, [111:24] Greek and kept it Latin all the way through, would it be more or less successful? [111:28] It's probably impossible to do this kind of analysis 'cause they're all so [111:32] deeply integrated. [111:33] - And fundamentally, it also wouldn't be what it was. It would be something different. [111:39] - But there is a big temptation, and this is at the core of your work, and to [111:43] understand why did the East Roman Empire last as long as it did. [111:48] And why did the broader Roman Empire last as long as it did? [111:51] - Yeah. [111:51] - 'Cause it's, it is one of, if not the most successful empires in terms [111:57] of duration and stability in a very dense part of the world. [112:02] - That's actually like my next project. I'm starting to write a book [112:06] trying to explain just kind of from an analytical standpoint why. [112:11] - How did it last so long? [112:13] - Yeah. [112:13] - A lot of your work kinda hints at it. [112:15] - Yeah. [112:15] - It's here and there. [112:16] But you're trying to do more, more systematic. So, and we'll keep hinting at it. [112:21] - Yes. [112:22] - But to put a bow tie on Constantinople, it went from a [112:25] very low population of maybe 25,000 people [112:30] to 500,000 people in just two centuries. So can you explain how that happened? [112:37] - Well, it didn't happen through just demographic growth [112:41] and reproduction in the city itself. That rate of growth is [112:45] impossible for an ancient city. So when I say 20,000, 25,000, that's [112:50] possibly what the ancient city of Byzantium had- [112:53] ... when Constantine decided to found Constantinople, and it grew to a city of a half a [112:57] million in two centuries. That can only have been done in one way, [113:02] and that is immigration from the provinces. So people must have been moving there, [113:08] In large numbers, [113:12] Which is a movement that we can't see very clearly in the sources, but [113:16] we have to infer it and then try to explain it. So, [113:21] Also there's another factor, which is that ancient cities [113:25] we now know or suspect are [113:28] what some historians call death traps. In other words, the density [113:32] of disease is such that ancient cities probably are losing something like [113:38] 1, 2, possibly 3% of their population per year. [113:43] So just in order to stay with a stable population, they have to import people. [113:49] Right? Now, they're not like 17th century London. They're not that bad. [113:53] - Do diseases and plagues seem to be prevalent? [113:56] - Oh, yeah. Now, you know, Roman cities have some corrections [114:00] for these sorts of things, like the way they distribute the water through the city. [114:04] Anyway, they, they weren't as bad as they could've been, [114:08] but there's that. So not only to keep the population steady, but to [114:12] expand it so dramatically means that a lot of people are coming in [114:16] from the provinces, mostly the Greek-speaking provinces. So [114:20] you know, Greece, Asia Minor, and some of the major cities in the [114:24] East that are Greek speaking. And I start to wonder [114:28] like, well, how did this happen? Like, who are these people, for one thing? [114:33] And then I did some simple calculations. So I mentioned earlier that we [114:37] have something like two and a half thousand senators- [114:40] ... Who are required initially to reside in Constantinople. [114:44] Well, senators don't live in bachelor pads. [114:47] Senators have manners. They have household staff, right? In Rome [114:51] at the time, there's a calculation that a senatorial household [114:55] was something like 100 people, right? Just servants, slaves, [115:01] dancing girls, cooks, barbers, whatever, right? [115:05] So let's assume sort of conservatively that in Constantinople it's [115:09] only 30 people, which it might be low, right? So if you do the math, [115:13] you're starting to get something like, I mean, closer to 100,000 people, [115:18] right? And that's just by bringing in senators. [115:22] Right? They come with people. So I think this was the nucleus [115:29] of the population. Now then Constantine also makes [115:32] provision for possibly up to like 200,000 people to receive the grain dole, the [115:39] bread. So that would've incentivized even [115:43] more people to travel there because there are- [115:46] - So you get free bread. [115:47] - Yes. And you can't live on that alone, but it is, it's something. [115:51] - Incentive. Is it true that he diverted resources from Rome to Constantinople? [115:55] - Absolutely. Oh, yeah. That grain, that's coming from Egypt. [115:59] So New Rome is literally stealing food from the mouth of Old Rome. [116:05] Now, Old Rome doesn't starve because they, they divert other, like from North [116:09] Africa and Sicily, you can feed Rome, right? [116:11] - But it sends a strong signal to the people living in Old Rome [116:15] that, long term, we should probably move. [116:18] - Some people do move. So we know of some senators who move from Rome. [116:22] It sends a signal about the priorities of the state, like they're investing much [116:26] more in the East. And that the East would be regarded as an equal parallel [116:31] Roman, you know, world. Yeah. [116:33] - As we talk about diverting resources, slowly [116:39] the West declines and collapses in 476 AD. So the Visigoths sack Rome in 410 AD, [116:51] and in 476 AD, the last Western emperor is deposed, [116:55] marking the end of the Western Roman Empire. [116:59] High-level question: What is the reason for that decline [117:03] and the collapse of the Western Roman Empire? So, [117:07] nonstop civil wars, as we've talked about, weak emperors. [117:11] There's an economic money crisis, so shrinking tax base, [117:17] rising army costs. There was a loss of key [117:21] provinces, especially in North Africa. Reliance on contracted barbarian troops [117:27] as they immigrated more and more into— [117:30] ...the Western Roman Empire. Cascading invasions, [117:34] migrations amplified by Hun pressure, and then the East-West split. The richer [117:42] East survives, the West can't stabilize under— ...that split. [117:48] - Yeah. The crux of the matter is that barbarian armies, so armies from [117:52] outside the empire, put increasing pressure on it during [117:56] the fifth century. And for whatever reason, [117:59] when the Roman state failed to sort of suppress one of [118:03] them and, say, settled them here or allowed them to have here [118:07] or couldn't stop them and they took over a province, like the Vandals did in [118:11] North Africa— ...this created this kind of vicious cycle because then the Roman [118:17] state lost access to the resources from those provinces, that [118:21] is the taxes, and without those resources, they couldn't, [118:24] you know, maintain, mobilize, pay for their armies. [118:28] Then they had fewer armies to handle the next wave of barbarians that [118:32] came in. The previous barbarians who settled kind of declared their kind [118:36] of independence. They also could not be put down, and so this created a vicious, [118:40] cycle that just continued in that way. [118:43] It's not rocket science, actually. I mean, you can see it playing out. [118:47] Yeah. Now, who these groups are, where they came from, why did they [118:51] cross, that, those are different questions, right? [118:54] But from the Roman standpoint, that's how it was experienced. These are [118:58] armies that can defeat a Roman field army- right, in battle. And sometimes they do. [119:07] And they then settle and take over territories, and then you lose the revenues, [119:11] and so you can't recruit your own armies. And so, anyway, that's the kind of [119:15] cycle. The East tried to help. [119:18] Occasionally, they would send forces, but they were also subject to some of the same pressures. [119:23] Because remember, the Goths cross the Danube for the first [119:27] time in a major way in 376. Then you have the Battle of [119:30] Adrianople a couple years later, where, like, one and a half field armies is just [119:34] annihilated, and the Emperor Valens dies, and the Goths are just, like, kind of loose [119:38] in the Balkans. And there was then a long war with them, four years. [119:44] It results in a kind of truce where neither side [119:48] wins, and the Romans, for the first time, accept the presence of [119:52] this quasi-independent Gothic army in the territory of the empire. [119:57] This is unprecedented, as I said, and it creates a lot of [120:01] tensions and dysfunctions. Okay, so why does [120:05] the East survive and the West does not, right? [120:08] There's... And so the-- Lots of reasons that we can give here, but one of them [120:12] is the geography that we were talking about earlier. In other words, [120:16] the, without a fleet, which they don't have, the Goths can't cross [120:20] over from Thrace or the western Balkans to Asia Minor and go plunder some of the [120:27] more prosperous provinces. So they're stuck in the Balkans. [120:31] They're gradually pushed kind of in toward the western Balkans, which is, like, the worst [120:35] part you, you know, at the time, like, you wanna be in. [120:38] And eventually, they just decide, "Well, you know, it's kinda nicer in Naples." [120:44] And so they go to Italy, right? [120:46] Just because there's just a lot more resources there for them. [120:50] And that's one way that the East just kind of manages to... [120:54] It doesn't do this deliberately, but it, [120:56] the geography kind of pushes these invaders to the West. [121:00] - So that's one. So geography is, some of it's sort of the luck of geography and- [121:06] ... both of the invaders and the geography of the empire. [121:09] - Yeah. [121:10] - But, you know, the East had a lot of invaders since- [121:15] ... and was able to still barely at times- [121:19] ... survive the invaders, so... And some of that could be luck. Some of it [121:24] could be about the nature of the invaders and the, the [121:27] effectiveness of their military, all that kind of stuff. [121:30] - By the way, it worked in the other direction, too. So if you have, like, Persians or Arabs coming [121:34] into Asia Minor from the East, [121:37] they usually can't cross over into your Balkan provinces. [121:40] - Mm-hmm. Right. [121:40] - So you can fall back on one side or the other side. [121:44] They... If you fortified Constantinople so that it's an impregnable bunker, [121:48] which it was, right? So you're holding your command center in [121:52] Constantinople. You can alternate between your European or your Asian [121:56] provinces, depending on where the trouble is. You can call in reinforcements from either [122:00] side. So the East does have that kind of advantage. This is not the reason [122:04] why it survives for as long as it does, though it is a reason. You know, also, [122:08] they acquire flamethrowers at some point, which- ... those help, too. [122:12] Um, right? Ultimately, I think it's the decision made by local communities [122:16] to stick with the Roman state, like, ultimately. Like, they're [122:19] not going to actively side with invaders. [122:25] And when the trouble passes, they restore ties with Constantinople [122:28] immediately. Like, this is their natural political home. [122:32] And, and that's the question that I'm really trying to answer, like, why does that happen? [122:36] - You know, we should say, just like we've articulated multiple times, that it, the [122:40] Roman Empire survives- [122:43] So it's not like the Roman Empire collapsed and another Byzantine Empire was born. [122:49] Really, there is a shift that happens, and part of that [122:53] shift is because of Constantine, [122:55] right? It's not just about where the capital is, but I'm sure that [122:59] there's just a general move towards that direction from the West to the East. [123:05] - Yeah, yeah. [123:05] - And, and that in many ways, you know, weak emperors and the West, the weak leaders, [123:12] The structure of government, all these kinds of elements put together- [123:16] ... maybe demographic shifts and declines that have to do [123:20] with the fact that the center of the empire has moved. [123:24] - That's right. [123:25] - And so ultimately- ... it's not that the West Roman Empire collapsed, it is [123:30] that the center of the Roman Empire shifted. [123:34] And because of that, the historic West collapsed. [123:38] - It's quite striking. So for example, already by, like in the 430s, Constantinople is [123:46] basically codifying Roman law for the West. So Roman [123:50] law in Latin is codified in Constantinople, and then sent [123:54] to the West as, "Oh, here's your law code." [123:57] And this is in the 430s, so after the alleged division between the two, which [124:00] like I said, is kind of loose. It's not hard and fast. In the [124:04] 6th century, it is the East that reconquers part of the West under Justinian. [124:10] - Mm-hmm. [124:10] - And not only that, he also recodifies Roman law on a much bigger [124:14] scale, and then that law becomes Western [124:18] law. So in a certain sense, Roman law as we know [124:22] it comes from Constantinople. It doesn't come from ancient Rome. I mean, [124:26] ultimately it comes from ancient Rome, but we don't have those versions of it. We have [124:30] the East Roman versions of it. It is East [124:34] Rome that reconquers Rome. This is a funny inversion, you know, [124:37] because Constantinople is situated in a province, Thrace, which always was [124:41] sort of considered backwards, [124:43] right? In the time of, like, the early Caesars, if you were in Rome and you [124:47] thought, you know, Thrace, it was like, "Ugh." It's like, you know, some sort of, yeah, [124:51] armpit of the Roman Empire or something, you know? But by Justinian's time, [124:55] it's complete inversion. Like, the capital of the Roman world, the heart of it [124:59] is there, and Rome is this kind of backwater provincial city in Italy, [125:05] you know, that you've just liberated from the Goths, and it's kind of in ruins. There are wolves roaming the [125:09] streets of the Forum. So this is a complete, you know, [125:13] overhaul of the centers of power. It's turned inside out almost. [125:18] - And I think it's fair to say that the reason the East... [125:22] Part of the reason the East lasted as long as it did is the topic that we've [125:26] mentioned, which is the structure of government. So can we just zoom out once again [125:30] and explain the key ways the government functioned in the East Roman Empire, [125:35] and how it evolved over the lifetime of the empire? [125:38] - Very broadly speaking, there's civilian and military, [125:42] right? And you might actually add the church. It's entirely plausible to treat the [125:46] church as a kind of government institution at this time. [125:51] But let's just stick with military and civilian. [125:55] the military is pretty straightforward, would be recognizable to any student [125:59] of military history. This is how you recruit, organize, equip, [126:04] pay, and lead soldiers. And the East Roman state tends to have a [126:12] larger military, at least paper strength. [126:15] Active is a different matter. Like, how many soldiers you take on a campaign is a different matter, [126:19] but how many soldiers you maintain, like, in the provinces generally, right, is a... [126:24] It tends to be on the large side for a medieval society, right? So it compares [126:32] favorably to, say, the Caliphate later on, which is a much [126:36] more massive territorial entity. So the military is that. It can have anywhere [126:44] between 100,000 at a minimum, at a low point, up to maybe about 250,000 at a high [126:52] point, depending on the period. It's a lot of people. It's a lot of men. [126:57] Factor in their families, right? These are also, like, part of the [127:00] whole, you know, military economic complex, if you will. [127:05] - And they're career military, so, like, this is their job. [127:08] - Yep, yes. [127:09] - And is the military for most of the history of the East Roman [127:13] Empire defensive military? [127:16] - Mostly, but not always. [127:18] - Yeah. And we'll talk about Justinian. [127:20] - Sure. [127:21] Um, and so then you have the civilian administration. Civilian administration does a number of [127:25] things. Principally, it is to find the funds to pay for this army, [127:30] which is the single largest expense on the state budget, [127:34] right? And so in order to find those funds, it has [127:37] to have census of the assets, and it has [127:41] to be able to tax them, and there are lots of different ways of doing that. So [127:46] the civilian administration has a number of tax bureaus, [127:51] records keeping this sort of thing, also a legal branch for [127:55] resolving disputes with the imperial fisc. Okay. But the civilian [127:59] administration does a number of other things, too. For example, the whole legal [128:02] regulation of the, of the empire, the courts, judges, courts of appeal, [128:09] Or also issuing laws, keeping records, all, [128:13] all of this. And those are the main bureaus that [128:17] have to do with the subjects of the empire. [128:21] The emperors obviously maintain bureaus that are for things like diplomacy, [128:26] right, or running the palace staff, [128:29] Because the palace is a huge institution, right, with... [128:33] And then there are a number of endowments that, you know, major [128:37] churches, Hagia Sophia, for example, has hundreds of staff, clergy to, you [128:41] know, readers to whatever, and so they need to be paid, and so you need [128:44] endowments. The imperial household, it has expenses, so it needs [128:48] endowments, right? So there's a lot of land that's earmarked [128:52] For these kinds of expenses, that requires administration. So, [128:56] this multiplies, right? I mean, go on and on and on and on. [128:58] - And I'm sure the tax code is not a simple flat tax. It's... [129:03] ... probably incredibly complicated. So it's just like in the United States, [129:08] it feels like the majority of the United States is basically lawyers and the IRS. [129:14] That's maybe 98%, I think, is lawyers. [129:18] - Lawyers. [129:18] - I'm not sure it's scientifically- [129:20] - I thought they shrunk the IRS down now to a size that it can't, like, actually do anything. [129:24] - They shrunk it down... [129:25] - I thought it was just... [129:26] - ... to just 90% now. [129:27] - 90, just 90. [129:29] - No. I think there is something—this is another, [129:34] Conversation about human nature and about the, the nature of [129:38] governments, but there's something about, [129:40] like I think it's impossible to have an IRS-type organization that doesn't grow. [129:47] I think maybe with good intentions because you can't— You have to, like... [129:53] ... everybody always comes to you, "Well, I don't... Here's my special [129:57] case. I want my tax to be lower." [130:01] And they kind of add another line. "All right, if you have... [130:04] ... purple hair, you..." [130:06] ... the tax decrease. And so you keep adding, and then of course, the more you add, [130:12] the more opaque the thing becomes, therefore corruption seeps in [130:16] or co- you know, maybe not like official corruption, but... [130:20] ... corruption light, and then that tax code grows, and [130:23] then all of a sudden you have these big institutions that then- [130:26] ... encourage corruption, and then there's a bureaucracy, and there's a [130:30] momentum, and this is just how humans are. [130:32] - Yes. So this happens in East Roman society too. I'll give you some examples. So, [130:38] there's not a tax code as such, but what you-- The way it [130:43] operates is through basically exemptions. [130:46] So you petition for an exemption. You might be [130:50] a monastery, you might be a wealthy la- You might be someone well-connected to the court. [130:54] You might be a struggling provincial village, and you petition the emperor or [130:58] some official, and you say, "Hey, we know we had a bad season," or, "The barbarians came [131:02] through and they took all of our... We can't pay the taxes. Could we have an exemption?" [131:06] And emperors often are granting these exemptions for very [131:10] specific things, like maybe for this year or for that tax or whatever. [131:15] The problem is that the emperors are discovering every once in a while that their officials are, [131:18] are granting these exemptions sort of on their own. So every once in a while, the emperors have [131:22] to, like, clear house when they have to, like, [131:26] cancel all of these exemptions and start the whole process again. But, [131:30] later on, when-- once we start to have documentation, like maybe in the 11th century, [131:34] we see that every little, well, not every, [131:38] but we have all these monasteries, these little villages, these high officials, and they all have these [131:42] documents that give them exemption from this or that or the other thing, and it gets [131:46] so complicated and that's how it works. [131:49] - Uh, but it is the engine of society that makes the whole thing work 'cause you [131:53] have to fund-- [131:55] I mean, there's infrastructure projects, but you have to also fund the army, and the [131:59] army's necessary to defend against all the military incursions. [132:03] A good fraction of the bureaucracy seemed to have been eunuchs, [132:07] which are castrated men. Can you explain why this was a prominent thing? [132:11] - The eunuchs are part of the household staff of the emperor. [132:16] So that would be like, what would it be? The West Wing of the White House or something like this. [132:21] So they are the people who handle the imperial person, [132:25] the bedchamber, the organization of palace life, [132:29] things like banquets, you know, these kinds of things, the wardrobe. [132:34] And why are they important? So for starters, if you're, like, [132:38] physically with the emperor all day, right? Like, [132:42] you're handling the meetings, you're... Right? People can come to you and say, "Hey, I need [132:46] you to put in a good word for whatever," right? So they can [132:50] get things done. So you bribe them, they get things done. So they're [132:54] very useful in this way. They're also kind of hated for that reason. [132:57] Right? But they're also kind of there to be hated. In other words, they [133:02] soak up a lot of the frustration that people sometimes feel when [133:06] they're not getting, you know, what they want from the court. [133:10] Okay. That's one thing. Here's the other thing that's more interesting. [133:15] How do you as an emperor make sure that your bureaucracy doesn't displace [133:19] you? Like, if the bureaucracy is handling all the matters of running the empire, [133:23] what do we need you for? Right? Like, the bureaucracy can develop rules of its own- [133:29] ... for solving all the problems for dealing with [133:33] petitions and exemptions and whatever. Like, they can do it. So [133:37] where's your power exactly? So what the emperors did not want is to [133:41] be displaced or overshadowed by these kinds of more [133:44] impersonal institutions. And so they would often set up, like, [133:48] So this could be a bit confusing. [133:52] So eunuchs were perfect for this reason because often [133:56] their origin was from outside the empire, or they were former slaves. They [134:00] weren't connected to, like, networks of powerful families. [134:04] So you knew that they would generally be loyal to you because they [134:07] depended entirely on you, the emperor, for their position and their power. [134:12] And what you would sometimes do is you'd say, "Okay, I'm putting you in charge of, [134:16] like, this army." Literally, like putting you in charge of an army, [134:20] just so that you can counterbalance the kind of [134:24] networks of established generals, and you'll have, like, a eunuch [134:28] from my wardrobe. You know, I'm putting him in charge. And so this [134:32] kind of shook things up a little bit so that people who were part of a [134:35] system or a network could never fully count that that could get them all [134:39] the power that they wanted. They now have to answer to this eunuch from the wardrobe who's, like, [134:43] outside of their system. And sometimes these eunuchs were extremely [134:47] competent like Narses, Justinian's general, who [134:51] defeated the Goths in Italy in this massive battle. Like, this guy was a total [134:54] hardass. And he was this little old man. He was very old, and he was tiny, and he [134:58] was a eunuch, and the Goths laughed at him, but he had the last laugh, right? [135:04] - Is there some component to them being eunuchs, so they can't [135:08] propagate the bloodline? [135:09] - Yeah. They can't have their own family, so they can't be, like, looking out for their own [135:13] offspring. They're kind of isolated individuals who depend entirely on your favor. [135:21] - Is it known whether the castration is almost always by force? [135:26] - There are eunuchs in society generally. They're often bishops. They're appointed [135:30] Patriarch of Constantinople sometimes. They're- [135:32] ... they're in all kinds of positions. Many of them are [135:36] children who are enslaved and castrated against their will. [135:41] Sometimes, however, they are castrated very much according to the will of their families. [135:46] Um, in some parts of, like in [135:50] Caucasia, there were some regions that were famous for producing eunuchs, [135:54] also in, in Persia and so forth. [135:56] But also, we are pretty sure that this happened within the empire, [136:00] because there were some families that, like, really wanted to place a eunuch at the court. [136:04] Um, so from Paphlagonia, there were a number of... This is in [136:07] northern Asia Minor. And so they would... It was almost like a family strategy. [136:15] - I mean, it's fascinating. It's fascinating that they had so, [136:19] So much representation in the inner circles- [136:24] ... of the emperor, and therefore had real influence. [136:28] - Oh, yeah. But this was the case always, even in Rome, like in the Julio-Claudians [136:32] under- [136:33] ... you know, the first Caesars. There are all these powerful eunuchs, and the, [136:37] the senatorial class always hates them. I mean, it's just the s- it's the same dynamic. [136:42] - Uh, one of the interesting things you've said as an aside in one of the many [136:45] podcasts that I listened with you is you said that there were no isolated people, [136:52] You know, people that are disconnected from the empire, [136:57] Maybe who, for example, don't know about the taxes or just don't feel [137:01] integrated into the system. I mean, that's really interesting to me, that [137:06] there's so much connectivity, there's so much cohesion- ... as an entire peoples. [137:12] - These people do not exist, these isolated peasants. This is a [137:16] myth that I, one day I'm going to write a chapter about this [137:20] because it's this idea that you occasionally encounter, well, actually quite [137:24] often in the scholarship, that there are these sort of rural communities out [137:28] there somewhere that don't know what's going on in [137:32] Constantinople. They might not know, even know who the emperor is. They're cut [137:36] off. Maybe a tax official will show up every once in a [137:40] while, maybe not, and they just live their lives on their own, [137:43] unaffected by the, say, state, because the medieval state, [137:48] we suspect, is you know, always [137:51] powerless and can't, you know, affect people's lives. There's [137:55] no proof for these communities at all. At most, you [137:59] might try to find some, like, actual hermits, like, [138:03] actual Christian ascetic hermits who try to go out and find this situation, [138:09] and sometimes they're described in the text as, like, oh, so, so-and-so went so [138:13] far out into the mountains that, like, not even the tax census people [138:17] showed up there, which tells you how they think about what it means to be [138:21] isolated, right? So this is not a... This is a state in which every [138:25] arable, you know, piece of arable land has been censused for [138:28] centuries. It's not like you can hide a village, right? [138:32] And the, the taxation process is not like, what, they visit [138:36] once a year, give us some coin, and we'll leave. It's actually more like three [138:40] times a year. And the taxes is not just coin and [138:45] maybe a payment in kind or something, but it's, it's a whole bunch of things like [138:48] services and recruits and all... You're right. And once you [138:52] start adding all of these things up, it creates a very dense, [138:57] Institutional matrix in which all communities are enmeshed. [139:02] They can't get out of it. Also, they, they have a church, don't they? [139:07] And if they have a church, they have the calendar. And of course they have the calendar because... [139:11] So, like, how do they organize time and space and [139:15] boundaries and all of these things? No, this is all state institutions. How do they pay for anything? [139:19] They have coins. Coins are everywhere. So I think [139:23] that these institutions structured the way that everyone, [139:27] even in village communities, even in the most isolated ones, supposedly, [139:31] how they thought about things like time and space and value and [139:35] relations and power and kinship and so forth. [139:39] - So what you're saying is taxation is the thing that brings the empire together. [139:44] - It is, principally, yes. [139:46] - I mean, it's- ... it's true, right? This is, like, this is how you know. [139:50] - Yeah. But on top of that is layered things like the economy, [139:53] coins, right? But also there's the church. [139:56] - Yeah, and the church is important, just like you said. [139:59] Yeah. And there's churches throughout the empire. [140:01] - Yes, and they have sermons, and they pray for the [140:04] emperor after this service. No, there are no isolated communities. [140:09] - So one of the things I briefly mentioned just would be nice to [140:13] elaborate on is this term of monarchic republic. [140:18] So we've been throwing around words like kingdom and republic and empire and, [140:25] Monarchy. So what is the actual... What's a good applicable term to what this [140:33] thing is- ... the East Roman Empire? [140:35] - That's an excellent question, and I'm glad you flagged that [140:40] because we call it conventionally Byzantine Empire, and it's neither of those things [140:43] really. We talked about Byzantine. [140:46] Now, empire's a bit of a problem because first of all, There's no term in Greek, [140:53] In the Greek that they use at this period that corresponds to our notion of empire. [140:59] It's not part of the official terms. It's not even... They didn't even have a term [141:03] for it. You could have... There's some terms that might mean something like state [141:07] Arche maybe or kratos. But for the most part, it's either basileia, which we might [141:13] translate as monarchy or politeia, which is polity. [141:18] And politeia in Greek, polity, is a Greek translation of Latin res publica. [141:24] Res publica doesn't mean republic the way we mean it for the Romans, [141:28] like a non-monarchical regime, right? That's how we mean, like, the American Republic or, you [141:32] know. That's a usage that came in later, like during the [141:35] Enlightenment. In Latin, a res publica is the [141:39] common affairs, the common interest of a people who are [141:43] constituted as a political community, regardless of the type of [141:47] regime that they have. Like even Cicero could imagine the Roman res [141:51] publica governed by a king or by a senate or by a [141:54] democracy. And they continue to use that term. We don't use it [141:58] according to Roman norms. We use it according to modern norms, the term republic. [142:03] So they continue to call it a res publica or a polity under the emperors [142:07] as well, right? And it was understood that the role of the [142:11] emperor, whether he's Caesar or basileus or whatever, whatever [142:15] language, was to serve the polity. They keep saying this. [142:19] So the terms that occur in the sources most commonly are [142:24] basileia of the Romans, polity of the Romans, or Romania, [142:28] which is the proper name of this state. Not empire. [142:33] Now, empire. Empire in modern English commonly, [142:39] an empire is a state that's created when one group conquers a bunch of [142:43] others and rules them. It could be an ethnic group. It could be an ethnoreligious group. [142:47] It could be a political group, whatever. But there's an act of conquest, and [142:51] results in a state where one group is ruling over others. [142:55] That's not how Romania is actually constituted. We've talked about this. It's, for [142:59] the most part, all Roman citizens ruling like Roman [143:03] subjects ruling themselves, through their own government. [143:07] So it's not an empire strictly speaking. Now, occasionally, [143:11] they will conquer other people, right? We talked about the warfare. Sometimes it's not just [143:15] defensive. Sometimes it's offensive, right? [143:17] In that case, you do establish a- an imperial [143:21] relationship. Like we, the Romans, are ruling over this other group. Could [143:25] be Slavs, it could be Bulgarians for a while, it could be whatever. Or, [143:29] even some Muslims in northern Syria for a while in the 11th century, [143:35] who-- and you are not Romans. [143:37] And that's an imperial relationship. The question is, how many of these imperial relationships do [143:41] you need to decide that, well, we've reached a tipping point, and [143:45] now we're just gonna call the whole thing an empire? Personally, I don't [143:49] think we ever reach that point. I mean, all states, even today, [143:53] have like minorities. [143:56] Some of them are part of that state because they were conquered once upon a time. [144:00] But we don't call those states empires necessarily. Even though... Like, [144:06] look at the United Kingdom. Well, Wales was conquered. [144:11] And, you know, the Welsh have their own identity, their own language. [144:15] I don't know that you would call that now an imperial relationship. [144:21] Maybe. I don't know. [144:22] - I think there's also a synonymous use of the word empire that refers to [144:26] the power that the state has- [144:29] ... in the global context geopolitically. So sometimes [144:33] empire is used synonymously with superpower, meaning it's one of the primary- [144:39] ... nations in the world, and it doesn't necessarily have to do with the [144:43] imperial nature of its history. [144:47] - That's true. [144:47] - Hence the sort of American empire, US empire. [144:50] - Yes. Though you would never characterize the American political regime as an [144:54] imperial one insofar as it does not have an emperor, for example. But anyway, [145:02] yes. The problem is that in my field, we use the term empire [145:06] conventionally, even when what you just described is [145:10] clearly not happening, like even toward the end. It's not a major world [145:14] power. It, like, has a few islands in the Peloponnese, and, but we call it [145:18] empire and the emperor, and it's like, it's completely ridiculous. There's not even a [145:21] term in their language for that sort of thing. [145:25] anyway, we can call things whatever we want, just so we understand what the reality [145:29] is- ... and what we are using those terms to mean. [145:33] I think that's the important thing. Yeah. [145:35] - So then let's look at words which are both fascinating, monarchic republic. [145:41] - Right. [145:42] - Why is that a good term for the East Roman Empire? [145:46] - Uh, because they understood it very much to be a polity in the Roman sense [145:50] of a res publica that was governed by a regime that was monarchical. [145:55] - So those two elements, there's an emperor dude at the top, [146:00] and it functioned politically like a republic. [146:04] - Also, the emperor was expected to be working for the republic. [146:08] Like, they keep saying this. So, like, this was their conception. [146:13] You don't find it, for example, in other kinds of dynastic empires, [146:19] The ones that don't emerge from within the context of an ancient [146:22] republic. So this is another reason why I find this civilization so [146:26] fascinating, right? I mean, we mentioned the, the Greek and the Roman and the Christian [146:30] elements that are kind of jostling together. This is fascinating to me in part [146:34] because it's this weird combination of monarchical [146:37] power, like in terms of executive institutions— ... and a republican kind of [146:44] baseline ideology on which it operates. Yeah, and they, they [146:48] sometimes come to a head. [146:50] - Is there at all a degree to which it's a military dictatorship? [146:54] Because especially when it's the general in the emperor's seat, [146:58] yes, there's a republic, yes, there's political discussion, but the army has [147:02] a lot of power. So to what degree is it a military dictatorship, as is [147:08] sometimes talked about when you talk about the Roman Empire? [147:12] - Yeah, so Augustus' position, for example, and that of his [147:16] successors is, is talked about as a military dictatorship. In other words, when [147:20] push comes to shove— ... and the basis of political power is the army, [147:25] then I suppose it's legitimate for historians to talk [147:29] about a military dictatorship. But here's why I don't think [147:33] the Eastern Roman Empire is a military dictatorship. Even though, again, [147:37] the emperors control the armies, and the armies themselves will often have a say [147:44] in who becomes emperor, like through the civil wars that we mentioned. [147:49] Okay. The reason why I don't think it's a military dictatorship is because [147:54] they almost never, very, very, very rarely use the army as an instrument of social [148:01] control. [148:03] - Is that, isn't that strange to you? Because you see that being done [148:07] through so much of human history. And the fact they don't resort to that, [148:13] I mean, they, for 1,000 years, that's just not a thing. [148:18] - As a way of keeping down the population, you just don't see it. [148:23] And part of the reason for that is I don't think the population needs to be kept down. [148:26] Like, this gets back to the consensus that we were talking about. The understanding is that the army [148:30] is there to protect the Roman people. [148:34] And is often recruited among them. And for most of the period that I study, is like [148:41] lives among them. So when the emperors have to call up the army, they're literally [148:45] calling up soldiers from local villages. [148:47] - It's just incredible that this worked. I guess the civil war thing [148:52] is, as a mechanism, is effective. 'Cause you just, throughout human [148:55] history, I mean, you look at even recent history, it's just a very [148:59] common thing for a authoritarian figure to use the army to suppress people. [149:05] - Yeah, but isn't that dangerous, though? Look at how many modern regimes [149:09] tried to use their own armies against their people who are in a moment of rising up. [149:14] - It doesn't last. [149:15] - Well, it's a risk. Like the Arab Spring. [149:19] Especially in Egypt. And you could, you could tell for those three weeks [149:25] that Mubarak was trying to decide whether he could [149:29] actually count on the army to suppress the protesters or not, [149:33] because you never know what they're going to do if you ask [149:37] them to fire on a civilian population. It can backfire on you badly. [149:45] So I think that is a very dangerous force to use, and [149:49] even in the context of modern regimes, can result in a regime change. [149:53] - Absolutely, and there's huge wisdom behind that, but, you know, leaders are [149:57] not always wise, often not wise. [149:59] And often maybe they start out wise, but power corrupts them over time, [150:03] and so the fact that this does not happen just over and over and over and over- [150:08] ... in the East Roman Empire is, is, there's just a signal there that's [150:12] fascinating. And I mean, this goes to the book that you want to be working on- [150:16] ... About why the thing lasts. So. [150:19] - There's one emperor who does do that, and that's Justinian. [150:22] - Mm-hmm. Yeah, he gets wild. [150:24] - Right. Yeah. [150:25] - So let's talk about Justinian. We have to. We have to talk about Justinian. [150:28] - Yes. [150:29] - one of the most impactful Roman emperors in history, [150:33] started as a peasant, and rose in power to become emperor. [150:38] He fought wars of conquest and was very consequential and impactful. [150:42] - Yes. [150:42] - So who was he? [150:44] - All right. So Justinian was the emperor from 527 to [150:48] 565, so quite a long reign. He was the nephew of the previous emperor, Justin I, [150:55] who was an older man, ruled for just under a decade before Justinian. [150:59] And both of them came from small, poor [151:03] agricultural communities in the western Balkans. [151:06] - We should say that Justin I ended up in your worst 10 emperors list. [151:11] - Yeah, for one decision. He's not the worst of the worst, but he, [151:15] he made a very, very bad call when it came to church policy, tore the church [151:19] apart. He shouldn't have done that, [151:21] in my view. But by the way, Justinian's an immensely complicated figure. [151:25] I found it impossible to decide, first of all, whether to put him on the best emperors or the worst [151:29] emperors. [151:30] - Yeah, you, I mean, you're being spicy. Yeah. [151:31] - Yeah, yeah. You have to be provocative about these things. [151:35] And I thought omitting those two would be that, and it, and it was. So, [151:39] and here we are talking about it. [151:39] - Yeah, yeah, exactly. The controversy. [151:42] - And through all the systems of social mobility that we've been [151:46] talking about, Justin ended up emperor. [151:49] because of his military background, he just rose through the ranks. He was in the right place at the right [151:53] time, became emperor, and then he gradually positioned his nephew, [151:57] Justinian, whose background we do not know. Literally, we do not know anything that [152:01] Justinian did before the age of something like 38 when he appears on the historical record. [152:06] Same background. We know where he came from, but we don't know what he was [152:09] doing, although, like, was he an active soldier for decades? We don't know. [152:15] Probably not. He comes equipped with, [152:19] like, a knowledge of something like Roman law and some Christian [152:22] theology. That seems to be, like, what he knew. [152:26] And then Justin positions him to become his [152:30] successor eventually, kind of reluctantly, but he does. [152:33] Justinian also marries Theodora, who's a woman who's a [152:37] former sex worker, which is a controversial choice. [152:41] By this point, he's a senator and is holding all of these top generalships, [152:46] and then he becomes emperor. [152:47] - She was also very influential, yes? [152:50] - Very powerful, yes. [152:51] - Very powerful. [152:51] - Under his, yeah, during his reign. So the interesting thing about Justinian's [152:57] choice of, let's say, associates, and that includes his wife, [153:01] is that he seems to have just gone for people he, like, he thought were talented- [153:06] ... or that would be good for him as a ruler, rather than [153:10] their social class or prestige. And so he accumulates [153:14] around him quite a motley group of odd, sometimes like these kinds of, [153:22] disreputable people. But they did what he wanted them to, and they were, they, with [153:28] lasting consequences for world history. So he has an eye for talent, [153:32] and, and he doesn't hesitate to pick people that others might look down [153:36] on if he thought they could get the job done. [153:39] And these are some of the attributes that enable him to be as successful as he [153:43] was. So that's his background. [153:47] He's a Latin speaker primarily, but he knows Greek, too. [153:51] - So here he is and he, but he had, so like I mentioned, the wars of conquests. [153:55] He also overhauled the Roman law. [153:58] - He appoints a committee- [153:59] ... As one does- ... To just take the whole of Roman law and condense it [154:05] into what today we call the Corpus Juris Civilis, which is the, [154:09] the body of Roman civil law. And this was a massive work of codification, [154:15] And it is our main source for Roman [154:19] law. Like overwhelmingly, what we call Roman law [154:23] is what Justinian's committee, and specifically this character called Tribonian, [154:28] who was a very accomplished jurist said it was. [154:31] - Mm-hmm. And that, did that persist through time? Did that last? [154:34] - Yes, still to this day. When you study Roman law, you're studying [154:39] Tribonian's committee. [154:40] - And so in terms of our modern society, how much of impact did that have, [154:46] this codification, this stable law that ran the East Roman Empire? [154:51] - Well, I mean, Roman legal concepts pervade [154:54] everything from philosophy to political thought to actual Roman, uh, legal [154:58] practice. I mean, depends on what country you're in. So in many of the countries of Europe, [155:03] it is the, [155:06] you know, current law. And it is to some degree. I mean, I'm, I'm exaggerating. [155:09] But legal scholars have to study Roman law. Even, even, [155:13] law students have to do that. [155:15] Not in, so much in countries like the United States or Britain, which have the so-called [155:19] common law system. But ideas in Roman law about, for example, [155:25] property, right, ownership, things like this, [155:29] these were hugely important in formulating ideas, for example, about sovereignty [155:33] in political thought. Yeah, it's one of the most important and [155:37] influential acts of committee work ever done in Constantinople. [155:41] - So, going to Perplexity here and looking at some aspects of the [155:45] Justinian's laws, they include a systematic structure of private [155:49] law, persons, things, actions, strong protection of [155:52] property and contracts, detailed family and inheritance [155:56] rules, and a hierarchical status-based view of [156:00] persons. These elements became the template for later civil [156:04] law systems. And some overall structures, tripartite schema, law [156:11] organized around personae, legal subjects, things, and procedural [156:18] actions. Essentially who, what, and how of— [156:22] ...private law. And it goes on. I mean, a lot of the things I'm reading here really [156:25] sounds like what we think of as law. Marriage. [156:31] - Look, most of it's about property. [156:35] - Marriage is a legal status. Lawful matrimony required [156:38] conformity to rules about age, citizenship, and [156:42] cognatum or prohibited degrees, incest rules, adoption [156:46] relations, et cetera. All that kind of stuff. [156:49] - Oh, yes. Who you can marry, who not. [156:52] - What was their view of homosexuality? [156:54] - Well, I mean, Justinian thought it caused earthquakes. [156:58] - Oh, did it? [156:58] - Yes. [156:59] - Did it? [157:00] - Yes. [157:00] - Wow. That's fascinating. [157:01] - Um, no, for him no, for, for... So for Christian emperors [157:06] or Christian authorities, this is a, a reprehensible immoral act. [157:11] Um, depending, it, it could be punished. [157:16] Um, Justinian did try to punish it pretty brutally. I mean, [157:20] ultimately lethally. Um, however, this gets really tricky [157:27] here because what counts as a homosexual act is not clear to everybody, right? [157:35] And in addition to which, there... This is a society that generally will not go [157:45] after, let's say, [157:50] Scandals or deviance or however you wanna call it, like systematically. [157:54] This is not like some-- There's no inquisition. [157:56] There's no social police. If there's some sort of scandal and this comes out, [158:04] then it's a problem. But they're not actively going to track down, [158:07] hunt down, monitor, survey, interrogate [158:11] people about their sex lives. I mean, it is in a way, despite [158:15] having views that we, we may not agree with about sexuality, [158:22] uh, it was, it was, it was generally humane in the way of just kind of leaving [158:27] people alone. [158:28] - I mean, that said, there's some... I'm just on Perplexity, looked [158:32] up Justinian Roman law view of sexuality. They're pretty harsh on, like adultery [158:40] and just getting freaky with it. [158:43] - No, Justinian was more zealous in this matter, definitely. [158:48] - Even though he married a sex worker. [158:53] - Well, sex work wasn't illegal. [158:56] - Right, but it's a bit spicy. [158:58] - Yes. And in fact, it was illegal for a senator to marry [159:02] someone from such a disreputable profession. [159:05] And he got his uncle to pass a law changing that rule- ... so that he could. [159:11] - Well. Love knows no bounds. [159:14] - Actually, Justinian kind of says that in one of his laws. [159:17] - Oh, wow. [159:18] - No, he clearly loved her. There, there's no question. [159:20] - This actual love. I mean, this, you have to like this guy. Starts as a peasant. [159:24] Surround himself by all kinds of weirdos just because they [159:28] were good at what they did, and it doesn't really matter, class or not. [159:31] - Yes, but there's a lot to be said against him, too. Um, I like so much. [159:37] - Let's get into it. So he did launch wars of conquest. [159:42] What was his view of war and conquest, and what maybe what [159:46] are the things we should mention in terms of expansionary wars? [159:50] - He thought he was authorized by God to reconquer the lost provinces of the Western [159:54] Roman Empire, and when he did so, that was proof that God favored him. [159:59] And he was generally opportunistic about it and for the most part, kind [160:03] of successful in that he intervened in the most [160:07] critical moments of the histories of these barbarian, you know, kingdoms in the [160:11] West, and exploited their weaknesses and took them [160:15] over. Now, in the process, many of these provinces were ravaged by [160:18] war Italy for decades. He overstretched his resources, leaving his [160:25] successors with a much more dangerous situation to defend. [160:32] and he disbanded certain armies that were meant to protect Constantinople, [160:36] sent them to Italy, for example. This weakened the home front. [160:41] So he left a very difficult legacy for his successors in that way. [160:45] Plus, some of the provinces that he conquered were so like [160:48] Italy, I don't think it could even pay for itself after a certain point. [160:53] so I'm not sure that some of those decisions were the best ones. North [160:56] Africa, yeah, probably that paid off. Italy and southern Spain, not so sure. [161:02] - So that's one of the big criticisms is even though there was conquest, [161:07] it was overextended, and- ... those lands were not economically stable. [161:13] - Yeah, and [161:14] - Broke. AKA. [161:15] - Conquest is not just good, you know, in itself. I mean, this is... [161:20] I know that some rulers in history are called the Great simply because they conquered [161:24] something. But that's, no, that's not enough. I mean, I know that rulers do this, [161:29] but if we're to compare them to each other we should at least [161:33] expect that they have a plan or that it works out well in the end, let's [161:37] say, and I don't think that many of these did. [161:40] - I should say that as far as historians go, [161:44] I think you don't give too many points on the conquest front. [161:49] - Personally, I? No, I don't. [161:51] - Yeah, so your value comes from is a leader implementing lasting [161:58] change, like a stable- [162:00] - Was he good for his subjects? [162:02] Were they living better because of him than otherwise? [162:05] - And also, like, longer, like, the long- term nature of it, not just- [162:10] ... not just, like, a temporary thing. [162:13] - Right. Are you strengthening institutions that benefit your subjects? [162:18] That. And some he did, some not. So look, in order to send [162:22] those armies west to make the conquests, he stripped the [162:26] east of armies, so the Persians could just march in and, like, destroyed [162:30] Antioch. Like, that's a major strategic failure, [162:34] and I don't think you get a pass for conquering North Africa by surrendering Syria. [162:39] - He did rebuild Constantinople and reconstructed the Hagia Sophia. [162:44] - Yes, after he and his soldiers set fire to it. Yes. I- [162:48] in the Nika insurrection. So this is when the people of the capital rise up against him, [162:53] and there's, like about 10 days of street fighting, and he brings in some armies, [162:57] and eventually he orders his armies to slaughter the [163:00] protesters, leaving more than 30,000 dead. Like, this is an [163:04] enormous number. And a lot of Constantinople [163:08] burned in the process, and yeah, he rebuilt it. So his building is [163:12] considered one of his great points. He built Hagia Sophia, for example, which [163:16] is a magnificent church, like, hands [163:19] down. It's just a fascinating monument to study, [163:23] too. And yeah, that was, that was him, too. I'm trying [163:27] to give you a sense here that the good and the bad are mixed in such equal measure [163:31] that, like Buridan's ass, I can't decide which- ... which bale of hay to put him on. [163:35] - But there's a grand scale to the good and the bad. [163:37] - Yes, yes. [163:38] - For many people, that's what makes for a, uh- [163:42] ... top 10 emperor list. Uh, what about the plague? [163:46] - Well, he wasn't responsible for that at least. [163:49] - All right. [163:49] - Okay. [163:50] - The plague of Justinian- ... AKA 541 AD. So some historians claim [163:56] that it killed half the population and ruined the empire. [164:00] You are skeptical on this view. [164:02] - Yes. So this is a bubonic plague. [164:06] Um, which lasts more or less for two centuries. It [164:10] comes and it goes, and it's kind of endemic to large parts of the [164:14] world. 541 is when it starts to break out in [164:18] the empire, in Constantinople and other cities, and it spreads. [164:22] There's been a lot of debate about this recently because now we've [164:26] actually isolated the pathogen. It's Yersinia pestis. Like, we know this. [164:31] Just as of, like, a generation ago, this was just guesswork. [164:34] But now there's all of this new, like, laboratory science work that's come in to [164:37] fill in some of the gaps in history. [164:40] - That's so cool. [164:40] - It is. It is. There are lots of discussions about that. And [164:44] so the study of diseases and virology have just become much more important lately. [164:51] It still doesn't tell you, however, like mortality rates and historical [164:55] impact. Like, for that, you still need standard old-fashioned [164:59] non-laboratory historical work. [165:01] And there's a debate about the impact of this plague. It's ongoing, I should say that. [165:06] And some scholars argue for a kind of maximalist position [165:10] of 50%. I think that would have brought this society to a halt. [165:16] Just logistically speaking. And so I believe in a much more moderate impact. [165:22] - And the real impact is what? The tax base shrinks? [165:25] - Oh. Oh, yeah. The tax base would shrink instantly. [165:29] You wouldn't be able to recruit armies. You know, there would be massive social [165:33] dislocation. Like what happens in the, in the Black [165:37] Death in Europe in the 14th century. Like, we have very good records [165:41] for what happened to those societies, and basically everything that they were doing stopped for a few [165:45] years until they sort of tried to put things back together again. This [165:49] does not happen in the 6th century. [165:52] In fact, Justinian is at that time waging war on something like [165:56] four or five different fronts. [165:58] If you read the narratives of those wars, there's no pause. There's [166:02] no, there's no impact from the plague on the [166:06] conduct of those wars. They just continue on. [166:09] Taxation continues. The courts continue. Like, you just don't see it in [166:13] the narrative, and so I think that there's a much less [166:17] impact than, certainly than 50%, yeah. [166:19] - So this sets the stage for a tumultuous 7th century. [166:25] - Yeah, you could call it that. Yes. [166:27] - So what is the legacy of Justinian, in terms of how he left the empire [166:35] leading into the 7th century? [166:38] - Well, he left it overextended, so his successors [166:42] had to deal with many more problems along many more fronts, [166:46] With fewer military forces concentrated in what we might call the [166:51] homeland of the Eastern Roman Empire. [166:53] And so that made the, the center vulnerable too, and so you start [166:57] to get raids into the Balkans and, you know, it enters a kind of vicious cycle [167:05] again. [167:07] now, not all of this was Justinian's fault. I mean, the plague definitely had some [167:10] impact. But I wouldn't blame everything on his [167:16] successors, as is sometimes done, like they mishandled the situation. [167:21] He... Yeah, he left them a very difficult situation to deal with. [167:27] - So speaking of which, let's talk about Heraclius. [167:30] He didn't make, he didn't make your list either, which is a shocker [167:35] for a lot of people. Perhaps you can describe the nuance of that, but [167:38] he took over the Roman Empire on the verge of [167:41] extinction. Persians at the gates, treasury empty. So maybe first tell the [167:49] full saga of the Roman-Persian War that threatened the empire's existence. [167:53] - Sure. Well, he wasn't entirely, you know, [167:57] free of blame for the situation that he inherited. [168:01] He was in part responsible for it. So he doesn't get a pass on that. [168:05] So Heraclius is basically a rebel and a usurper. So [168:11] for various reasons Rome and Persia are at war starting around 602. [168:18] and the, the Persian shah at this time, Khosrow II, [168:23] has basically decided on a policy of conquest, [168:27] not just raiding. Like, I'm gonna go in and take your people, [168:31] some cattle, and some statues, and take them to, you know, Mesopotamia. [168:35] He starts what... I mean, I think there's some evolution in his thinking and his [168:39] planning about this, but pretty soon during the [168:42] 600 and the aughts, he realizes that there's [168:46] potential for actual permanent territorial gain here, and his armies start moving [168:50] in. And the Roman Emperor is this guy called Phocas, who is himself a usurper, [168:54] a military background, and he now faces a rebellion [168:58] by Heraclius, who, whose base is in North Africa at this time, like around Carthage. [169:04] And they have a civil war for three years, 608 to 610. [169:10] That civil war that Heraclius initiates [169:14] causes a diversion of Roman armies to the civil war away [169:18] from the Persian front. So it's a massive gift to the Persians. [169:22] Plus, a lot of the fighting takes place in Egypt, and Egypt was a [169:26] province that had up until that point not really been harmed by war. Now it is, [169:32] right? So Heraclius's forces, he's not in Egypt, but his backers, [169:37] are fighting a civil war in Egypt, so that province is [169:41] now, you know, ravaged in part. The [169:45] Persians make tremendous gains in the east. Heraclius heads straight for [169:49] Constantinople during all of this, and to make a long story short, he manages [169:53] to take Constantinople, execute Phocas, and become emperor, [169:57] right? But now he's facing a problem that's much worse than it was [170:01] when, before he started the rebellion. The reason why Heraclius is sort of [170:06] lionized in some... Well, actually, there's a very long tradition of doing [170:10] this, which goes back to the Middle Ages. In the Western Middle Ages, Heraclius was sometimes [170:14] considered, like, the first crusader. [170:16] - Oh, interesting. [170:17] - Yeah, yeah. So there's all this medieval literature about Heraclius as being a [170:21] a proto-crusader type and all that, [170:24] For reconquering, like, Jerusalem from the Persians and [170:28] restoring the True Cross and all that. So he had this kind of [170:32] aura, and I think his modern [170:35] admirers are basically just continuing... I mean, they might not know it, [170:39] but they're kind of continuing this very, very long tradition of treating Heraclius as [170:43] this heroic holy warrior. Anyway, from my standpoint, [170:49] it's a complete wash. In other words, yes, he [170:53] does beat the Persians and he gets, like, [170:57] in my view, full credit for that, though he did it with, I think, the [171:01] help of some Turkish allies from Central Asia. These were, I think, [171:05] the major component of his success at the very end. But no, [171:09] no. So he held the Persians off and ultimately defeated them, yes. [171:14] And then he loses everything to the Arabs. [171:16] - So the Arab conquests are 630s and 640s, but the Persian War is 602 to 628. [171:23] - Yes. [171:24] - So what can be said about this what seems to be a pretty costly war, I guess [171:31] Persians [171:32] - So the war was costly initially only for the Romans. [171:38] the eastern provinces were conquered by Persia. That means Syria, [171:42] Palestine, Egypt. So that's a loss. [171:45] You lose all that revenue, and then they start raiding into Asia Minor. [171:48] - Yes. [171:49] - By the way, this is exactly what the Arabs would do, you know, just a couple decades [171:53] later. They would conquer Syria, Palestine, Egypt, and they would start raiding into Asia Minor. [171:57] So almost like this phase of East Roman history begins [172:01] already during the Persian invasion. It's just a kind of a prelude. It was, in [172:05] fact, the Arabs that would do that for the next few centuries. [172:08] So Heraclius, it takes him a very long time to get organized, [172:14] In fact, something like 15 years, and it's not [172:17] entirely clear, like, what he's doing all this time. Um, [172:22] but he ultimately manages to defeat the Persians by waging these really [172:29] spectacular, weird campaigns in the East. He [172:33] decides to strike into the Persian heartland, [172:37] as it were. Well, first in the Caucasus region, and then he goes into [172:41] Mesopotamia. So not to try to defeat their armies that [172:44] are rampaging around Asia Minor or even besieging his capital [172:48] in 626. The Persians and the Avars, this people from... This [172:52] nomadic warrior group that settled in roughly modern [172:56] Hungary, they're besieging Constantinople. Heraclius doesn't even go. [173:01] And he's just kind of preparing his armies in the East, and he strikes the [173:04] Persians right where it hurts, and this now begins to [173:08] degrade the Persian heartland and their infrastructure [173:12] because remember, both of these empires are going to be in shambles by the time the Arabs come [173:16] along, and this is what enables the Arabs to conquer them so quickly. I mean, they've [173:20] destroyed each other [173:22] in these wars. And eventually Heraclius calls in his Turkish allies, and they [173:25] go on a field trip through Mesopotamia, and [173:29] this causes a coup in, in Persia, and Khosrow is killed. [173:34] - Is there something to be said, a little bit of texture to the [173:37] motivations of the different empires and the different groups involved? So the [173:41] East Roman Empire, the Persian Empire, and the Islamic [173:45] Caliphates, were they after conquering? Were they [173:48] after expansion? Were they after more like raiding [173:52] for financial benefits? What was the motivation? [173:56] - So in the past, the Persian Shahs basically were interested in raiding, and [174:00] they also had an interest in manpower. So all of those Mesopotamian [174:04] agricultural estates won't till themselves. So they were kind of [174:07] insatiable for agricultural workforces and specialized craftsmen and people like that. [174:11] so they would go into the empire and get them. [174:15] But in this phase, it seems that Khosrow [174:19] II is taking really to heart the idea that the Persian [174:22] Empire should really extend to the Mediterranean [174:25] as it did in, like, Achaemenid times, right, in, in ancient history, the empire [174:29] that Alexander conquered. So it seems that the, the Sassanians, [174:33] this is this dynasty, this Iranian dynasty that's ruling the Persian [174:37] Empire, of course, they were aware of the Achaemenids, but sometimes they [174:41] would have these claims to reviving the former greatness of the Iranian Empire. [174:46] So, you know, bathing in the Mediterranean Sea is something [174:50] that many Near Eastern monarchs, you know, [174:54] they did this as a sign of success. Anyway, for the Romans, it was sheer survival, [175:00] Just desperate survival 'cause they knew that this was a war [175:05] that could end the Roman state. [175:06] - I mean, they're already on the verge of being ended. [175:10] And here, their defensive wars of survival. [175:15] - Yeah. So it's pretty clear that initially the goal of Arab Muslim warfare is to [175:24] unify Arabia. That is, that all Arabs should be [175:28] Muslim and should be unified into this religious kind of state, whatever, that [175:35] the prophet and his successors had created. Now, then they start striking out, [175:41] Into Rome and into Iran. It's not entirely clear, like, why. Now, [175:49] there are obvious reasons. Like, I mean, we don't-- It's not, like, a [175:52] huge historical mystery why a, you know, recently [175:56] formed successful army will decide to take on two very weak opponents- [176:01] ... who are on their doorstep. Like- ... this is not, you know, complicated. [176:04] - Yeah, they're pretty effective at military- ... conquest. [176:08] - Yeah. But they're striking both empires from a direction that those [176:12] empires had never prepared to defend from. Arabia was just [176:16] not, "Oh, you might get some occasional raiders, but you're never gonna get an [176:20] army that's coming out that can potentially conquer you." So [176:24] the defensive orientations are all wrong. [176:27] And these two empires have gone through this massive war, [176:31] that has destabilized them. They're, they're low on manpower, low on [176:34] resources. The outcome is almost kind of inevitable. I don't think there's a [176:38] great mystery. [176:40] - And the effect of that is they stripped away the richest provinces [176:45] of the Roman Empire. [176:47] - Yes, Egypt in particular. [176:50] That's, that means now you can't feed Constantinople. Like we talked about the grain from Egypt, [176:54] right, that came to Constantinople. You don't have that now. [176:57] And so that means that the population of Constantinople will decline [177:01] dramatically over the next few decades. [177:03] - So how, how does the empire rebuild itself, [177:07] you know, restabilize? Because it's not, it doesn't collapse there, right? [177:11] - Yes. [177:12] - It stays, it survives. There's interesting low [177:16] points for the empire where it still survives. [177:18] - This is one of them. [177:20] - And that is as interesting as the survival at the top, [177:23] and the flourishing survival at the bottom is also super [177:27] interesting. So how do-- What happens? How does it kinda stabilize? [177:32] - Very slowly. This is a painful process, and it takes them centuries, you could say. [177:39] First you gotta stop the bleeding, just try to hold the line. [177:43] It takes them decades to just to hold a line. Like, they get [177:46] pummeled by the Arabs for decades in the seventh century until finally by, 6- [177:54] 660s, 670, they finally begin to beat them. [177:59] Beat them on land and hold the line, on the sea. [178:06] And so we now have an investment in fleets. [178:10] Eventually, you get the Greek fire, which is the flamethrowers. [178:14] And when the Arabs try to take Constantinople, these [178:18] attempts are defeated, like, twice, and that [178:22] ensures the survival of this, of the Roman state in some form. [178:27] - How were the flamethrowers used? [178:29] - Ah, yes. This is an interesting question. We're still kind of debating that. [178:33] - Oh, it's not fully understood. [178:34] - Well, it's a state secret. [178:37] They didn't want this getting out, so they kept it pretty well. The fact [178:41] that we're debating it will tell you that they were pretty good at keeping secrets. [178:44] So possibly through a pressure valve. Right? So you have this flammable compound [178:55] whose preparation and components is also a state secret. [178:59] So there's specialized-- There's a corps of engineers that prepares this and [179:03] deploys it. [179:04] Um, and it's possibly through a heated pressurized container with a spigot, [179:12] let's say, that unleashes this thing through a nozzle, and it's lit and [179:20] basically spews flaming napalm [179:24] on other ships, and it will continue to burn even when it's on the water. [179:29] Right? On the top. So, like, you can't, like, swim away or anything. So it's [179:33] this very, very destructive weapon. Terrifying. They used it [179:37] against Vikings too. This is much later. So once the Vikings show up- [179:41] ... Like, when they would raid attacked [179:45] Constantinople in the 940s, then again in the 1040s- [179:50] ... Yeah, the Romans used Greek fire fleets to just incinerate the... [179:55] And that'll teach Vikings. [179:59] Yes. If you're in that situation, you'd rather serve under [180:03] the emperors than attack them. [180:06] - And so this is a kind of nuclear weapon level state secret. [180:10] - They even had it in hand grenade form. [180:14] - This is a real thing? [180:15] - Oh, yes. [180:16] - Hand grenade form. [180:17] - Yes. So it's a, it's like a clay container, [180:20] with the compound, and it has, like, some sort of [180:24] fuse that you light on the outside and you throw it. Now, [180:28] you throw it... You can throw it against people, but it's not gonna be that effective. [180:31] Maybe you burn a person, whatever. You just wasted a hand grenade for, you know, one [180:35] person. It's most effective against things like, uh, siege engines. [180:40] Uh, so you, you throw that on a wooden frame and, you know, yeah. [180:45] - This is incredible. So this is one of the things that's finally stabilized, [180:49] Stopped the bleeding from a military perspective. [180:52] - Yeah, eventually. Now, now remember, they've pulled the armies back into Asia Minor, [180:56] so they're, they're beginning to defend and fortify Asia [181:00] Minor. Now you have to find ways to pay and support and feed all of these soldiers, and [181:04] this is a whole administrative- it's a wrenching [181:07] administrative readjustment. But they go through it. It takes them a long time. [181:11] Eventually, they emerge with a different kind of strategic logistical system. [181:15] - Just a smaller, harder- ... core- ... of the empire. [181:20] - That's right. Very militarized. [181:22] - Very militarized. And then in the eighth century, the, the second Arab siege [181:27] of Constantinople, that somehow fails. [181:31] - In the early eighth century, yes, that was the second siege. [181:34] - Yeah, the early eighth century. So why, why did it fail? Can you [181:38] tell the story of that siege? That was really the empire hanging by, by a thread. [181:43] - Yes, but it happened to have a very competent man in charge. This is, [181:47] uh, Leo III, and he's an emperor who has- he's a usurper. He's just [181:51] seized power. They knew that this massive Arab attack was [181:55] coming, and so it's quite possible that the Roman [181:59] elites, you know, preferred to put someone [182:02] capable in, in power at that moment. The city was very well prepared. [182:07] I encourage people in the audience to, to go and read the, the sources that we have for that. [182:10] You, you can find many accounts of it online. It, it was just very, very [182:14] well done. He also had Bulgar allies. [182:18] So these are the, the Bulgars who had just, you know, crossed the Danube just, like, just [182:22] a few years earlier actually and settled south of the Danube, you [182:26] know, where eventually, you know, Bulgaria emerged. So he had Bulgar allies, [182:31] and he used the, the Greek fire very, very strategically. He used his [182:35] own fleet. He contained the Arabs to certain places where they kind of [182:38] starved and wore them down. Yeah, it's just very well done. [182:42] - From a military perspective. [182:44] - From a military perspective. [182:45] - Well, was there, was it the, the walls, the navy, the weather, the [182:52] diplomacy, just good luck that helped Constantinople hold? [182:58] - I don't see much role for good luck there. I mean, I think he had it all pretty planned out. [183:01] It was all of the elements that you mentioned. And yeah, he, he just deployed them very, [183:05] very astutely and went on to rule [183:09] after that for another 20-some years, and his son continued. Um, [183:13] they, they formed a dynasty. It was-- We call it the Isaurian dynasty, though they were not from [183:17] Isauria. [183:19] - And then from that, the fascinating thing that we mentioned about religion, [183:23] there was a whole stretch of time marked by intense [183:27] internal religious conflicts over iconoclasm. [183:32] Maybe you can clarify this, but so iconoclasm, of course, is whether [183:35] sacred images, icons, should be venerated or destroyed. [183:40] This had major political and theological stakes. The [183:44] seemingly smallest things can have the biggest of conflicts. [183:48] - Yeah. You've been in an Orthodox church. [183:51] Have you seen all the icons and the just painting everywhere? [183:54] Every space that you can imagine is covered in either icons or [183:58] images or iconography of saints. All right. That's a result of this. [184:03] No, that's not what Christian churches used to be like, at least not in Constantinople. [184:08] But his dynasty basically tried to limit, [184:14] Or remove images from churches, and ultimately that [184:18] policy failed. And the other side that [184:22] wanted images or liked images, or let me put it differently, thought that images [184:26] were not only appropriate but helpful in the context of Christian [184:29] worship prevailed. And so gradually the churches began [184:33] to fill up with icons, lots of icons. They're almost like, you know, like a [184:41] catchword for Orthodox, you know, devotion. Um, [184:45] I have icons at home. You have a little corner in the house and you have little iconography. [184:49] Um, anyway, I mean, as a secular Orthodox person, but I... even I can't get away [184:53] from them. [184:55] - But that has serious consequences. I mean, that was- [184:57] ... serious. It was an extremely serious internal religious conflict. [185:01] - Well, okay, so one asterisk on that. In my research, I did not find a [185:09] popular interest in this matter. Like- [185:12] - Oh, interesting [185:12] - ... yeah, I don't- [185:14] - So this is an overblown- [185:15] - Yes. Yes, socially completely overblown. [185:18] - Oh, this is one of those things where religious folks will write the [185:22] story of history. [185:23] - That's it. Got it. [185:24] - Ah. [185:25] - You got it. [185:26] I could not find... There were, like, a few emperors, and there's some bishops [185:30] and abbots and monks. Like, I don't know, maybe 100, 200 [185:34] people are, like, seriously invested in this, and they're going at it. [185:38] But these are the people who write the texts. [185:41] But they never mention, for example, that, oh, you know, the people of [185:45] Constantinople, they rose up, and they demanded icons or not icons or [185:48] anything like that. [185:50] Nah, never. So in my view, this is one of those controversies that's [185:56] only a few people really, really cared- [186:00] ... about it, and unfortunately, they're the ones who wrote the sources. [186:04] - So you always have to, [186:07] Be very careful to consider the sources when you're reading about [186:11] anything involving religious events. [186:14] - Or any kind of events. [186:15] - But certain things are more intensely, People are more intensely passionate about- [186:21] ... and therefore they're going, that bias is going to- [186:24] - Yeah, yeah [186:24] - ... bleed into the way you report the history. [186:28] - Yeah. And not only that, when emperors changed their policy, [186:33] almost everyone fell into line. They switched positions. [186:37] It's like, "No, yeah, whatever. Put the images, take the images," like, whatever. [186:41] I mean, like this isn't, they did not see this as central. Some people did, [186:45] and they got very worked up about it. [186:48] Anyway, but in the end, the pro-icon position won, [186:52] and their view just began to fill up the space. [186:56] Like, like it literally was filling up the churches, and it still does. [187:02] - The thing is, we somehow took on the impossible task of talking about a thousand- [187:10] - It'll defeat you, man. It'll defeat you every time. [187:12] - I mean, there's a reason why you really wanna do a thousand-hour [187:16] podcast on this, right? [187:18] As, as, as you do, as there's so many incredible conversations about every [187:22] single emperor, every single nuanced detail of the emperors. It really is a, is [187:26] a thriving civilization. It's a thriving empire which in it [187:31] contains so many lessons for even the modern times. But anyway, [187:35] you have written one of the books is Streams of Gold, Rivers of [187:39] Blood: The Rise and Fall of Byzantium, 955 AD to the First Crusade. So this [187:46] period has... We talked about survival and some low [187:50] points. This is a period where, once again, there's some flourishing. [187:55] So by the 10th century in the Macedonian era, the empire is back. [188:01] It's wealthy, it's culturally confident, and under emperors like Basil II, [188:08] Who I think is in your top 10 list. [188:11] it is expanding again, and this is a period that you [188:15] describe in part in your book, Streams of Gold, Rivers of Blood. So how did [188:19] Byzantium go from surviving to expanding again? [188:23] - So I wrote that book in part in order to test myself and see if I [188:29] could write narrative. [188:31] So I hadn't written a history narrative book up until that point. Everything [188:35] I wrote was sort of analytical, right? [188:38] And it was successful enough that a few years later, my editor asked me to [188:42] write the big history, the new Roman Empire- [188:44] - Yeah [188:45] - ... the thousand page- [188:46] - Of the whole thing [188:46] - ... of the whole thing. And so I set for myself the [188:50] task of explaining in this book, Streams of Gold, Rivers of Blood, [188:55] a very particular period that was marked by a [188:59] sudden turn to conquest again after a long period of more or less defensive war. 955, [189:06] there's a new military leadership is appointed, and [189:10] the Romans go conquering again, especially in Cilicia, [189:14] northern Syria, and Cyprus, and the Caucasus, and then eventually also Bulgaria. [189:22] And then right afterwards, they have this generation plus [189:26] period of stability and prosperity, and [189:30] then they're hit by a triple whammy. These are three new [189:33] attackers. So it's primarily the Seljuk Turks coming in from the [189:37] east, some Pechenegs coming down from the north over the Danube, [189:42] And the Normans in southern Italy. [189:47] And under the pressure of this three-part attack, the, [189:52] you know, this expansionist what had become more imperial state buckles. [189:58] And enters another one of these crises, just like the one we [190:02] described for the seventh century. You know, survives it by the skin of its teeth. [190:09] And goes on again to rebuild and become prosperous, wealthy, and powerful [190:13] again, as it does throughout its history. [190:15] It's these cycles. So I just wanted to describe that iteration of that- [190:21] ... that process, and that's what I do in that book. [190:25] - So I think the traditional view, In this perfect storm of the 11th century [190:33] is that it was more to do with the internal sort of moral decay and, [190:39] Civilian emperors neglecting the army, this internal stuff. [190:43] And you make the case that it's the external stuff, the [190:47] three-prong attack, like you said, Normans in the west, [190:50] the Turkic steppe people in the north, and in Central Asia, the Turks in the east. [190:58] Can you describe that, the three forces in the case that that was the [191:02] main reason why it hit a low? [191:05] - Well, this is also a methodological problem, right? In other words, when you're looking [191:09] at a society that suddenly faces a bunch of problems, and you could, you know, [191:13] reasonably make the case for a kind of decline or a crisis, is your instinct, [191:19] it's your first instinct to suppose that there must be something wrong in the [191:23] internal mechanisms of that society that, you know, led it to fail, [191:28] which is what my field has done traditionally. [191:31] Uh, in part because of the decline and fall model, right, of this [191:35] society, we're kind of primed to think that there was something wrong with it. [191:40] It's a long story. Or is it reasonable to say that a society [191:47] that does not seem to have any, like, particularly serious structural flaws [191:54] is hit by external, you know, challenges that it [191:58] couldn't realistically have foreseen or prepared for such that, you [192:02] know, it, it couldn't cope with them and, as I said, buckled. [192:06] And I think that's what happened. I think that's the, [192:10] main narrative. Not that there weren't problems. There were. But [192:16] no state can, I mean, medieval or ancient, can realistically survive [192:22] the simultaneous attack of three very different kinds of [192:25] enemies, the Normans or, like, these knights... [192:29] Like a new type of Western warfare that is just all about, you know, [192:33] grinding the enemy to bits. But who are also [192:37] terrorists. Like, they're straight up terrorists. [192:40] - Normans are fascinating because, I mean, there's... [192:41] ... there's a Viking component too- [192:43] - Yeah, yeah, yeah. [192:43] - ... with the Normans. [192:44] - Yeah, yeah. [192:44] - That's a whole... So they have, they have three different kinds of enemies. [192:50] - Yes. The Pechenegs, who's, you know, a, a [192:53] totally different type of, you know, probably mostly nomadic horsemen. [192:58] And then the Seljuk Turks who are [193:03] also mostly nomadic horsemen, but who are coming in from Central Asia [193:07] with vast reserves of manpower behind them. In fact, [193:10] either intending to or, as it happens, effecting a demographic change in not just [193:18] demographic, but ecological too, because they basically, when they [193:22] move into Asia Minor, they're transforming or terraforming, [193:26] Agricultural land into pasturage. [193:29] And, and they're just backed by reserves of manpower [193:32] that no other enemy of the empire has had yet. [193:38] Uh, so yeah, how do you, how do you cope with these situations? I mean, they're, it's very, [193:42] very difficult, and it's a wonder that they survived it at all. Now, they also have [193:46] internal problems, and I'm not gonna sort of try to sweep these under the rug, [193:50] right? In particular, we're seeing the end of the Macedonian [193:54] dynasty. This is a dynasty that had lasted for about two centuries, and [194:01] this has a kind of politically destabilizing effect. New [194:05] emperors, and there are a lot of, like, childless old men in this period, [194:09] are relatively insecure. They don't have this sort of a dynastic glitz behind [194:13] them, and so they're tending to, to buy a lot of political support, [194:17] like hand out these exemptions, give cash, you know, titles to [194:21] anyone who will support them, and this, of course, causes a budget problem. Like, they [194:25] don't have enough money after a while. And then they have to start raising all of these armies to deal with all of [194:29] these problems, and that just increases the pressure on the budget, and [194:32] so there is an internal problem as well, yeah. [194:36] - So you mentioned this loop of thriving and then having to survive, [194:42] surviving, that happens a few times- ... throughout the history of the Roman Empire. [194:48] It seems that societies in general oscillate in that way. [194:52] Is there something particular you could say about the oscillations, [194:56] the loops that the Roman Empire goes through? [194:59] - Yes. Now, I don't think this is an oscillation. At least that's not how I think of it in my own [195:03] mind. Um, so as I explained, the crises that this, this [195:10] polity, this state, this society that it undergoes [195:13] are dis- there are a discrete number of them. I can tell [195:17] you what they are, and we've talked about most of them so far. [195:21] They don't last very long, and they are all sudden challenges that appear [195:28] from the outside. In other words, they're exogenous shocks, [195:32] that they can't really have prepared for. [195:36] These shocks cause massive territorial loss, [195:41] which requires adjustment, right? But they don't last [195:44] that long. In other words, the Romans almost always, at some point, [195:48] figure out how to hold a line, how to consolidate their position, regroup- [195:54] and put their economy and their society back on a trajectory of revival, regrowth, [196:01] and eventual reconquest. Always. Every single time, except the last time, right? [196:09] And for me, this poses the following kind of dilemma, [196:15] which I can answer. And the dilemma is, should we define the [196:19] society by these brief crises of exogenous shocks, [196:23] or should we define it by the centuries-long, sometimes, [196:27] periods of regrowth, consolidation, and stabilization, which are endogenous. [196:36] Nobody came from the outside to help them rebuild. [196:39] Uh, and my answer is unequivocally the latter. So [196:43] I see this as a society whose internal organization primes it to stabilize [196:51] and embark on steady growth. Slow and gradual, but steady. [196:58] And that's what I would like my field to explain more, and I'm [197:02] gonna try to do so in the book I mentioned that I'm writing [197:05] on, like, the longevity or the resilience of this society. [197:10] And not try to center the crises, [197:13] which I see as being from the outside. Like, these aren't... [197:17] Of course, they're part of its story, but they're not coming from it. [197:20] What's coming from it is the stability, and I think that's the more [197:24] interesting part of this society. [197:26] - Yeah, so the, you know, these peak-to-peak histories, [197:31] as you can think of them, they miss the machinery in the valleys. Institutions, [197:35] incentives, daily life, all of these things. The politics, the religion. [197:40] You have a bunch of revisionist history ideas in your work. You're [197:44] challenging the field. [197:45] - Yes. You could say that. [197:47] - In the best possible way. So just to linger on it, what [197:51] are, what are some of the things that historians miss? So this is a big one, right, [197:55] that you're speaking to, which is, like, focusing too much [197:59] on specific moments versus on the broad structural underpinnings [198:06] of, of an empire, of a society. [198:08] - Right. So what you alluded to there is a critique [198:11] of what we might call short histories of Byzantium, which is a kind [198:15] of genre of a book. Right? This isn't necessarily, like, what my other [198:21] revisionist ideas are about. The more important ones are things [198:25] like the monarchical republic that we talked about. In other words, that there's [198:28] actually a broader spectrum of political participation. [198:32] Um, that emperors are having to look over their shoulders all the time. That there is a [198:36] deeper matrix of Roman Republican thought there. Like, that's one [198:40] revisionist idea. Another one is about Roman identity, [198:44] just like who are these people? [198:45] And no, they are Romans, and in fact, it's kind of an ethnic identity after a [198:49] certain point. Like, those kinds of ideas. [198:53] The criticism of the peak to peak kinds of books. [198:57] So if you're trying to condense 1,200 years into 120 pages [199:01] or even, you know, even 200 pages, [199:04] there's no way to do so realistically and give a sense of the whole [199:08] terrain. In other words, what these books do is they go, they jump from, [199:13] from highlight to highlight, and these highlights are sometimes things like, [199:17] you know, everything Justinian did because it's so extravagant, to the crises. [199:22] The crises are, of course, dramatic moments that you can't skip. [199:27] And you can't get a sense from these books as to [199:31] how all of this is interconnected in the valleys, right? [199:35] In the crags, down there. Like, what are the mechanisms that are [199:38] connecting these peaks together? And that's how I tried to write [199:42] the big history, The New Roman Empire, is to tell the story by [199:46] casting light in those darker places. That is, to show how [199:50] especially institutions and ideologies sort of [199:54] tie, you know, people's lives together. That [199:58] is, tie people to institutions and to the broader history that surrounds [200:01] them. So that the reader can get a sense when [200:05] I'm, when I'm recounting specific events or either of, you know, [200:10] greatness or of a success or a failure, that they can understand [200:16] roughly why these things are happening, right? Look, there's no perfect [200:20] answer. A short book will just not tell you these things. A long book, [200:24] well, is a long book. [200:26] - Well, in some sense, I mean, this, in this, even in this very conversation, I think we did a pretty [200:30] good job of looking at the valleys, at the structure, at the institutions. [200:34] And that gives you a sense of the whole underpinnings. [200:36] And so it's, it's beautiful. It's a beautiful way to see history, especially for [200:40] societies that have lasted as long as- ... as the, as the East Roman Empire has. [200:44] - But it did take us a few hours. [200:46] - Yes. [200:46] - Yes. You're right. But it requires that you actually spend some [200:52] time to look in there, yeah. [200:53] - What's, what's a few hours among friends? [200:55] - No, no, no, that's... I agree. [200:58] - Uh, so zooming out and asking once again, [201:03] the old we're getting a little close to last call at a bar, [201:07] I'm gonna ask you the big question. We asked it before about the [201:10] collapse of the West Roman Empire. [201:15] When did the decline of the East Roman Empire begin for you? Throughout this loops, [201:26] when, if you were to predict, Would you be able to say where this is gonna be over? [201:33] And what led to that decline and the [201:37] collapse? So of course, the collapse is finally in 1453 AD. [201:44] - Right. That's actually a very good question. In other words, um, [201:50] not looking at all of the previous crises that caused loss of territory, [201:54] like, you know, you lose Egypt, you lose Syria, you lose Palestine, you lose [201:58] Eastern Asia Minor, you lo- right? But at what point could you [202:01] say there's no coming back from this? [202:04] Right? I would say early 14th century. Somewhere between 1300 and 1350, [202:11] the sources of resilience begin to dry up, and you have a number of [202:18] setbacks. They lose Asia Minor to the Turks by 1300, roughly, [202:24] which means that you can now no longer draw upon the [202:28] two wings, as it were, the European side and [202:32] the Asian side, which they could always do. They're confined to Europe. [202:36] And then you have a series of civil wars, you have the Serbian [202:40] expansion and you have the Black Death, and they never recover from that. [202:48] In 1300, you think of this, you look at it and you think, "That's a [202:52] tiny little Balkan state." [202:54] Okay, it goes from Constantinople to the Adriatic in this [202:58] just sort of ribbon, right, this, this corridor that just stretches [203:03] across the Balkans. And yet, it's not that much smaller than England [203:09] and has about as much, if not more, revenue, because they're still able [203:13] to raise cash, because taxes. [203:15] Right? So the emperor's still able to pull in a lot of gold. Um, [203:20] and his territory is not, you know, completely insignificant. [203:24] It's not what it, you know, the Roman Empire used to be. But I don't think that it's [203:28] completely lost. Then they have some civil wars. Then one [203:32] emperor- um, a rebel makes a deal with the Serbs, surrenders half that [203:35] territory. Okay, after that, game over. [203:39] What's surprising is it takes the Turks that long. 1453, that's another century. [203:44] Right? It didn't need to be. It looks like they might have [203:48] had it wrapped up like 50 years after- uh, you know, like by 1400. [203:54] But then accidental events happened. This is Timur, Tamerlane comes- [203:58] ... from Central Asia, trounces the Turks, breaks up their empire. So they go [204:02] into a cycle of, you know, rebuilding, and so that's why it takes [204:06] another 50 years. Anyway, but I'd say by the 1340s, game over. [204:12] - And so why did it collapse? What are the things in the ground, when you zoom out, [204:20] the thing that ate away at the, I like this term, sources of resilience? [204:26] - Oh, foreign invasions. There's no question. It's just- [204:28] - It's just invasions [204:29] - ...it's foreign invasions, those which they could [204:33] not cope with. They coped with lots of them. [204:37] But, you know, it, all it takes is to lose to one, [204:41] and you lose some part of your territory. And if you keep losing enough, [204:45] you won't have anything to fall back on, and that's what happens. [204:49] - So really, you know, if there's no significant external invasions, [204:56] the East Roman Empire, the fundamentals, the taxation system, [205:03] the way the, the policies were developed, the way the politics was done, the way [205:07] the representation was done, all of that, this empire could have lasted [205:12] for another thousand years. [205:14] - Absolutely. I'm absolutely convinced of this because [205:20] you never see movements to split away. [205:24] That is, there's no separatist movements, at least not on the part of [205:28] any Roman provincials. There's one separatist movement, which is Bulgaria. [205:32] We mentioned Bulgaria was conquered, right, in 1018. There's [205:36] a couple of independentist movements rebellions. Um, [205:40] eventually one succeeds in 1185, so just under two centuries. [205:44] So Bulgaria is the only part of this empire that [205:47] actively seeks to break away and does so. [205:50] But for the rest of the 1,200 years, you don't find provincials wanting [205:54] to leave this system. However much they complain about the taxes, [205:58] they don't want to leave, and they make no move to do so. You also never have [206:02] a moment when the center loses its ability to tax its territories, [206:10] right? You don't have, like, widespread peasant uprisings or [206:14] provinc- or, right, agricultural rebellions or these kinds of things, [206:18] Which happens in every other one of these empires. They also never decide [206:22] to partition it. The Franks partition theirs, right, like after Charlemagne. [206:26] No. There are no, like, Roman [206:30] warlords that try to carve out a piece of the territory for [206:33] themselves and rule it independent. Nope, that doesn't happen either. So [206:37] if you're looking at the kinds of factors that cause states to fail, [206:41] fragment, you know, become ungovernable, these never happen. [206:47] - This is so incredible. This is truly incredible. [206:51] In the history of human civilization, just an incredible study of [206:55] what human societies can form. So, so what, what, [206:59] what, what are the whys? Why? Why? Why was it so stable? [207:04] - Well, now look, there are other stable... Like, for example, [207:08] The, the British monarchy. That's been around for quite a while. [207:11] - Yeah, that's true. [207:12] - Right? States like Portugal, Japan, they have one thing in common. [207:18] They're all tucked away at the edges. [207:20] Like, they're off, they're little islands or whatever. They're not like, right? [207:24] We're talking about a society that was right in the- [207:27] - In the, yeah [207:28] - ... middle of one of the main corridors of empire building and new religions [207:32] in the world. This is the most dangerous neighborhood, right, [207:36] that you can possibly live in. [207:38] So no wonder it didn't survive. Like it would've been [207:42] extraordinary if it had. But absent those forces, [207:47] I don't see any forces of internal [207:51] decomposition that would have imperiled it, you know, significantly. [207:56] - So what, I mean we've talked about a lot of it, but what, just to, like, [208:00] return to it, why was there no internal [208:05] sources of decomposition. Like why, why did it work so well? [208:09] Why did the people feel represented? Yes, they— By the way, you talked about [208:14] how they complain about the taxes, which is one of the signs of a healthy society, that [208:17] we... It's like complaining about the weather. The fact that you complain about the taxes [208:21] actually means that you're happy with the taxes, kind of counterintuitively, or it's not too [208:25] bad. You're just complaining as part of the system. [208:28] Anyway, but why? Why, why did it work so well? Why did everybody get along— [208:33] - Oh, no, they— [208:33] - ... feel represented? No, not get along. Not in a, in a silly way. [208:38] I mean, sufficiently to where they wouldn't... Warlords wouldn't [208:42] rise and break apart the system and— [208:44] ... or if there was those kinds of forces, they would come back together. [208:48] Like, why is this such a great self-healing system? [208:51] - So you're exactly right. So sufficient is the key word. We don't want to idealize this, [208:55] right? These aren't, like, they're not just dancing in the streets, holding hands and then [208:59] direct... It's so— Even when it comes to the tax system, [209:02] they are complaining all the time. Of course, they're doing so because they know [209:06] that complaining gets you things. [209:08] There's no disincentive to complaining. You might not get what you want, or you might get it, [209:12] but you know, no harm will come to you. So they're complaining all the [209:16] time. They have all of these civil wars. They're like, "Okay." Um, [209:21] so I think I would give you a two-part answer, so [209:25] really quickly, as to why this held together so well. [209:30] First is that an extraordinary effort was [209:33] made by the authorities to persuade their subjects that they were [209:37] ruling on their behalf, and I think, for the most part, [209:41] actually tended to do so. And the second is that it [209:45] had a very tightly unified identity [209:49] as Roman and as Orthodox. In other words, for the most, [209:53] most time, they knew that they were surrounded by enemies who were not those things. [209:58] And they did not want to live under the power of non-Romans and [210:02] non-Christian people. And so those two factors combined, I think, gave everybody [210:08] reason to hold it together. The alternatives were worse. [210:13] - Yeah. I mean, that's a really brilliant summary, and I think we should mention [210:17] that both the rhetoric and the action are important. I think you've [210:20] articulated that rhetoric is really powerful, like stating over and over and over- [210:27] ... that you represent the people, that you're acting on behalf of the people and [210:30] doing the action. But it's not enough to actually do the action. You would think that's all [210:34] Machiavelli says that's the only thing that matters. But no. [210:37] It's the rhetoric actually has a lot of power- ... because it is a uniting idea- [210:42] ... an ideal that propagates through time, and it pacifies you. It [210:46] makes you, it puts you at peace. Rhetoric is important. [210:50] - I'll give you an example. As an academic administrator, right? [210:54] I mean, I was chair of a department for years and years. [210:58] There's a difference between a dean who says, "Sorry, bad budget situation. We're [211:07] just going to have to cut your programs," on the one hand, and a dean who says, [211:13] "I am fully on board with what you're trying to accomplish with [211:17] these programs. I am a defender of the humanities. Unfortunately, [211:23] we have this budget situation, and we're going to have to cut some of the programs. But [211:27] I assure you, the moment I'm in this with you together- [211:32] ... the moment we find the funds, we will restore them." [211:35] Those two just rhetorical strategies, they're aiming at the same practical outcome, [211:42] will produce very different levels of compliance- ... right, and consensus. [211:47] - And I should say that there's subtlety there. [211:49] The best rhetoric in that context, and maybe in the East Roman Empire, [211:55] is you also have to believe it. [211:57] - Yes. It has to be credible. You can't just say it and then not do it. [212:00] - But one of the things I've learned about humans, just having, doing this little podcast, [212:05] is that people could-- Like, the best way to say a thing, [212:09] a powerful thing, is to really believe it. [212:12] And so, like, this is clearly one of the things that made [212:16] the Roman Empire work, is doing the action is the best way to make the [212:23] rhetoric powerful and effective. [212:26] - Yeah. This is sort of what Aristotle says about tyrants. [212:30] In The Politics, Aristotle's giving essentially advice to tyrants on how to protect [212:34] themselves because tyrants are usually hated and are killed in coups, [212:38] right? And he says, "Well, how-- You know, essentially, how do you manage [212:42] to secure yourself when you're a tyrant?" Well, you know, you can start [212:48] by maybe, you know, obeying the laws or making sure that your subjects obey [212:52] the laws and, you know, maybe work for the interests of yourself. Essentially, [212:56] he's telling them to kind of become benevolent kings. [213:00] And the best way to persuade your subjects that you're legitimate, benevolent [213:04] kings is to be that. [213:08] - So what, from all of this, from this 2,200-year history of the Roman Empire, [213:14] what lessons can we draw for modern times? Now we're sitting in America, this [213:21] young empire. I know we're not calling it an empire, but, you know. [213:26] - Lots of people are calling it an empire. I thought it was sort of taboo. Yeah, in the 20th [213:29] century, it was like, "Is America an empire now?" But like, I [213:33] think since the Iraq War, like since 2003, I've seen at least very casual uses of [213:41] America and empire in the same, you know, sentence without any kind of [213:45] hand-wringing. [213:46] - Is it ever called that in a academic setting? [213:49] - Yes. [213:49] - I mean, it's technically, I guess you could say- [213:50] - Oh, yeah [213:51] - ... given, given the expanse of the military bases and, [213:56] and the military might and and the way that represents [214:00] itself in the geopolitical context. [214:02] - There are books published all the time that unironically [214:06] Discuss America as an empire in various ways. Yeah, no. [214:09] - By the way, both positive and negative. [214:11] So when you're saying a positive thing about America, calling it an empire, and when you're saying it [214:15] to criticize America, you call it an empire. Yeah, you're right. [214:18] - Yeah. I mean, most academic books aren't trying to do, like, either. They're just trying to analyze a [214:22] situation. [214:24] - What lessons about, about representing the people, about flourishing, [214:32] about stability can we draw? [214:34] - I will say that, just drawing on what we were talking about a moment ago, [214:40] that investing in institutions that work for the majority of your subjects, [214:46] even if indirectly, like they have to pay a cost for them, but you have to explain to them [214:50] why they're paying that cost, is to the benefit of the ruling classes as well. [214:57] Because you're-- ideally, you're thinking about [215:01] long-term success and not just your own [215:04] short-term, you know, gain. And I think that's what this society [215:08] tends to do well. You know, the Romans generally, you know how they built roads for the, [215:12] the centuries and the millennia. They built institutions too. You know, [215:16] one of the institutions they built was, like, the Christian Church. [215:20] Like, they build things to last. [215:22] Um, and I think that's a, that's a good lesson beyond even the roads. I think [215:26] institutions that explain, you know, to people why they exist, [215:32] is... Yeah, I think we could we could use some of that. [215:37] - And also the first point you made about the East Roman Empire. I think [215:41] you've said that US foreign policy sometimes has a, quite a [215:45] large gap between the rhetoric and the in modern times, the rhetoric and the action. [215:50] - Oh, yeah. Yeah. [215:51] - And so that's to the Machiavelli's point that we want to [215:54] maybe narrow that gap for a successful empire, for a successful nation. [215:59] The rhetoric has to match the action. [216:03] - Yes. [216:03] - And it doesn't quite for some of the foreign policy engagements in the world. [216:10] - So in the context of the society I study, let's say the army [216:14] is the single largest expense, is doing pretty much what [216:18] the emperors say that it's doing, which is protecting its subjects. [216:21] That's actually what it's doing most of the time. Not all the time. So, for [216:25] example, emperors will sometimes take the armies out on a [216:29] raid or an expedition, you know, crack some skulls, gather some [216:33] plunder, come back, and this is done to glorify the emperor. Like, yeah. Yeah, yeah, this, [216:37] this does happen. But for the most part, they're doing that, not much else. [216:43] And actually, in pre-modern context, it's very difficult to [216:46] operate like, you know, shadow foreign policies and things like [216:50] this. Like, it's just not part of the- [216:53] ... It's not in the cards. But America in particular has such [217:00] a history of proclaiming the loftiest goals. [217:05] It just, sometimes just, you know, breathtakingly implausible. [217:11] - Plus the incredible engineering behind the military industrial complex, so [217:15] America's very good at creating- ... to the flamethrowers. [217:19] - Yes. [217:20] - The technologies— ... of war, and so the lofty goals combined with [217:25] just a lot of profit that could be made on- [217:27] ... the technologies of war creates a very difficult situation to navigate, where [217:32] the gap naturally widens. [217:34] - Yeah. I don't think most of the world even believes, you know, what [217:38] American leaders say their goals are, especially when it comes to, like, war. [217:43] Like spreading democracy? No, really? [217:46] I remember when they were trying to convince me, [217:51] us, that the invasion of Afghanistan was a feminist war. [217:57] - Oh, that was a thing, huh? [217:58] - Oh, yes. They were to liberate the women from the burqas or whatever, and, like, [218:02] the news was just flooded with, like, how terrible women have it in Afghanistan. [218:06] It's like, you're really trying to persuade me that that's why you're [218:09] sending armed forces— like... Anyway. [218:13] - I think there's a lot, a lot of wake-up calls about the war in Afghanistan and Iraq, where people [218:17] realized that there is that gap between the rhetoric and the action. [218:21] And I mean, that's how, because of a lot of people waking up to that, [218:27] they create pressure on the government to close that gap, and that's— [218:32] ... how we kind of navigate this— [218:34] ... complicated world, but it's a costly one. I mean, these, these were [218:37] extremely costly wars— ... on every front, on every measure. [218:42] - Yep, but the same lesson was learned in, like, the Vietnam War, [218:46] and that was such a disaster that [218:49] essentially they had to switch to-- abandon the conscript army, switch to a [218:53] professional army. And, like, it took them so long [218:57] to be able to, like, wage, you know, these empire wars again [219:02] because of the sheer damage that the Vietnam War did to the credibility [219:06] of the military leadership in the country, right? This [219:09] never happens in, like, this doesn't happen in Constantinople. [219:14] I can lose a w-- You can be criticized for losing a war. That's, that's one thing, [219:18] right? But that you're using the army to do some, like... You know. No. [219:23] - Some of this does have to do with the, the functioning of [219:28] of how democracy works, the, the temporary nature of the [219:32] leaderships, and that they're very- [219:34] ... short-sighted because of the nature of the elected position or the executive. [219:40] I mean, that's what we're trying to figure out as a human civilization, how to do this for, in this [219:44] particular case, the democracy thing. [219:47] - There's no right answer, and by the way, I don't wanna be ruled by kings or monarchs or emperors [219:51] either. So it's like I wouldn't necessarily support that. I'm not [219:55] advocating here for anything. I'm just trying to explain. But you're exactly [219:59] right. You know, we, we want democracy. We want leaders whom we can eject [220:05] every four or five years- [220:07] ... which includes sometimes their, their, you know, teams of experts and policy [220:10] designers and whatever, and that comes at a cost too. [220:14] - So you, you said that. You know, the Roman Empire, maybe ancient Greece, [220:18] maybe the societies before that, and now societies after that, the society [220:24] we live in are very different. And so applying the lessons of history, [220:29] you have to be careful doing so. But are there things that are the same [220:35] with us humans? [220:37] So of everything you've studied across hundreds of years and centuries, [220:42] are there aspects of human nature that kind of persist? [220:46] - So look, intellectually, I have gone through, [220:50] periods when, like when I was a grad student, [220:54] it was, you know, this was kind of when postmodernism, what [220:58] we might call loosely, was kind of alive and well and not- [221:02] ... had not yet been kicked in the pants. [221:05] Um, it was very common to find colleagues who [221:09] did not believe that there was such a thing as, let's say, human nature. In other [221:13] words, that, let's say, the parameters of human psychology [221:16] are, you know, yes, there's considerable variation, but they're within a certain set [221:20] of, you know, norms. Like it's not-- [221:25] We're, we're not gonna behave like different species. [221:29] And, and that they did not believe that there [221:32] was such a thing. In other words, that all of human history is essentially [221:36] a series of incommensurate slices of difference, [221:41] right? That you just couldn't go from one to the next. And I think it's a [221:45] very problematic view for all kinds of reasons, like how, how small do you slice these [221:49] slices? I mean, it... And no, I'm with Thucydides on this one- [221:53] ... Who says that, you know, more or less human beings are gonna, more or less, [221:57] they're, they're going to be act-- Right? They love, and they hate, and they have [222:01] ambitions, and they're incompetent, and, you know, you find the whole [222:05] range of, you know, the whole gamut of diversity- [222:08] ... Pretty much in every, in any group of, of about 20 or 30 people, you're gonna [222:12] find the same kinds of types. Now, culture then comes in and, [222:16] you know, tweaks things in all kinds of weird ways, and that's, as a historian, what I like [222:20] to study. I like just how the culture will modify, will set the dials, right? [222:27] But that the dials go from one to 10 most people- [222:30] ... it's like, yeah, yeah, yeah, I think so. [222:31] - But every once in a while, there'll be a few, [222:35] A few folks who come along, whether it's Steve Jobs with a turtleneck [222:39] or some guy with a weird mustache or [222:43] with a funny hat, and those can turn the tides of history. [222:47] - I think so. Occasionally, yes. [222:49] - But they're just ultra skilled at the right time- ... at the right moment. [222:54] - Oh, I believe that too. Oh, yeah. In other words, I don't-- I also don't [222:58] think that, that cultural systems or ideologies are so [223:02] effectively totalitarian that they sort of colonize the mind of every person. [223:06] And so everyone in a culture is just like a clone. No, you [223:10] encounter this sometimes in, in historical scholarship. [223:13] And, no, I think people can sometimes just think for themselves, or they can think outside the [223:17] box, and they can do all kinds of things. And, and I always wanna keep my [223:21] mind open to that possibility when I'm encountering historical agents. Yeah. [223:26] - So just because you've seen this grand history, [223:29] I apologize for the ridiculous question, but if we look at the entirety of Earth, [223:35] and we fast-forward a million years from now- [223:39] - Oof [223:40] - ... and the, and the history of life on Earth is written, [223:44] do you think we're at the very beginning of human history? [223:50] Or is, are we in the middle, or are we close to the end? [223:54] - A million years from now. Um, I mean, I can't project or predict anything like a [224:01] year from now. [224:02] And I've become actually increasingly skeptical that I can do so at least. [224:07] However, so I don't know about beginning, middle, and end. Um, I-- [224:14] It's easier to think in terms of like, like numbered phases. [224:18] Like significantly different phases of human history. [224:20] And I would say we're probably in the third. I think there've only been three phases. [224:25] The first one being sort of hunter-gatherer period, which-- [224:28] ...that lasted for the majority of human history so far. [224:31] Right? Then there's the agricultural revolution, basically. And [224:35] this is when you start to produce surpluses that create more complex societies. [224:40] And we're now living through a technological-- first industrial, now, you know-- [224:47] - Yeah. You can throw it all in the same bucket. [224:48] - ...all kinds of tech-- [224:48] - Industrial, technological. [224:49] - Yeah. Industrial, technological. Which is modifying the parameters of what it [224:53] is that human beings can do and possibly be. [224:56] And who knows where this will go. But I see these as very distinct, [225:01] In many ways. It's all human beings-- [225:04] - Yeah, it's all humans-- [225:05] - ...but very different contexts. [225:06] - But they're almost modifying themselves. So the question is, is there a fourth? [225:12] Is there going to be a-- [225:13] - Yeah, I'm pretty sure there will be. [225:14] - And what does that look like? And is it-- When they look back at the third, [225:20] would they still see us as the same [225:23] as them, or would it be something completely different? [225:28] - Oh, no. I mean, we look back at the, you know, Romans or the Greeks or, [225:32] like, any period in history, and we're like, "Yeah, no, I see what you're doing there. [225:36] You're doing it with the, you know, the technological capabilities that you had [225:40] at that time. You're doing it with the materials that you had. But I see what you're doing. [225:44] Yeah. You've got, you've got families, and you've got armies, and you've got, you know, you [225:48] bury your dead, and you, you know." [225:50] - Mm-hmm. But now we're increasingly actually having the [225:54] tools and technology to modify, [225:57] to, like, deeply modify what it means to be human. Genetic engineering, [226:01] brain-computer interfaces. As we understand the brain more, we can [226:05] modify things, expand completely. Plus artificial intelligence can expand the [226:12] knowledge base and the intelligence of the human mind. Unless [226:17] we figure out the human mind is actually incredibly special to the [226:21] degree where it's-- At least with the tools we have this century, we cannot [226:26] accomplish, we cannot achieve the level-- [226:30] ...of intelligence that-- general intelligence that humans have. [226:34] Or one of the things we might figure out in stage four of [226:37] this long history is that the thing that makes humans [226:41] special is not intelligence. It's not any of the things we kind of [226:45] value each other by. It's actually consciousness, [226:49] and consciousness is the thing that is very difficult to engineer. [226:53] And so that's the common thing from the hunter-gatherers, [226:57] to before the Industrial Revolution and after, is we're still the same. [227:02] We still feel like something to be alive, [227:06] and that's maybe an important component of what makes us fall in love with each [227:09] other or fear each other or suffer and all [227:13] the full range of the human condition, the human experience. [227:16] Maybe even technology cannot, cannot replicate that, cannot [227:20] modify that. Maybe that's what we learn. Or [227:25] very possibly we destroy this whole thing. [227:29] 'Cause now for the first time in human history, we have the tools- [227:32] - Yeah, yeah, we have [227:32] - ... unfortunately, to destroy everything. [227:35] - This is all very eloquent. [227:37] I mean, after so many hours of my rambling about the medieval Roman [227:41] Empire, you're, you're-- Yeah. I'm impressed. [227:44] - Okay. What gives you hope about this whole thing, [227:48] about the future of human civilization? [227:51] - Look, there are a lot of challenges, right, that we, that [227:55] we face and we talk about them a lot. As a historian, I see other periods that [228:02] were far, far more difficult [228:06] when people could have far more easily have given up hope, and sometimes did. Um, [228:13] but I don't think we're in one of those... Like, there, there's [228:17] some major issues like the uncertain future of technologies, what they might [228:20] do, exactly what you were talking about. [228:23] I think they're solvable problems to a certain degree. Like, if we can [228:27] rein in some elites, a lot of these problems can be fixed, and that's not like a [228:33] super difficult... I mean, it's difficult, but it's not, like, impossible. [228:37] Look, so I grew up during the Cold War. Uh, [228:41] let's just take the '80s, for example. And in the '80s, like, there was a [228:45] pervasive sense that nuclear war could happen at any time and just [228:49] annihilate everything, and we lived under that. If you look at the popular culture of [228:53] the '80s, it's, like, all, like, upbeat and cheerful and naive and- [228:57] ... like, there was just no correlation. And then you move into the '90s, and the [229:01] Cold War is over, and everyone's all depressed. The music gets [229:05] all, like, whiny, and it's like, "What happened?" [229:08] There's just no correlation. Anyway, I just think that the, the, it's [229:12] a pervasive sense of hopelessness or, you know- [229:16] ... Despair doesn't always match with, [229:20] like, if you look at the situation objectively. I mean, yeah, it's, it, it [229:24] can be pretty bad. I-- But there's so much that's happening that is good- [229:30] ... All the time, so. [229:32] - I think this period of human history will be-- 'cause we've talked [229:36] about the ups and downs of the Roman Empire. I think [229:39] unquestionably, this period in history, the 20th, [229:44] the, the late 20th century and the 21st century will be [229:48] seen as the flourishing of humans. So if we actually just wake up- [229:53] ... it's like what everything around us, by most measures of human flourishing- [229:59] ... we're doing pretty good. [230:01] - The amount of, like, sheer misery is probably objectively decreasing every year. [230:07] Now, you know, we're also creating problems, yes, that will cause [230:11] misery down the road. Yeah, yes. But overall, I [230:15] don't see a reason to despair and not have hope. [230:19] - Yeah. We're doing okay. [230:21] - We can do better. Let's do better. But yeah. [230:24] - That's the... Let's do better. Well, Anthony, this was an incredible [230:30] conversation. Thank you for all the [230:33] Amazing work you do and for the whirlwind journey [230:37] through such a fascinating part of human history. [230:41] this was fun. Thank you for talking today. [230:43] - It was a pleasure to be here, and thank you for, not just for [230:47] inviting me, I mean, this is probably the, the largest audience, you know, I've, [230:51] I've ever spoken to but also just for giving my, my field and this, [230:55] this civilization that I study the opportunity to be seen and heard from more people. [230:59] I think that's very important. You've, you've done a real service here, so [231:03] I wanna thank you for that. [231:05] - Thank you. [231:07] Thanks for listening to this conversation with Anthony Kaldellis. To support this [231:11] podcast, please check out our sponsors in the description, where you can also find [231:14] links to contact me, ask questions, give feedback, and so on. [231:19] And now, let me leave you with some words from Benjamin Franklin. "A great empire, [231:26] like a great cake, is most easily diminished at the edges." [231:32] Thank you for listening, and hope to see you next time.